Q1 2021 13F Holders as of 31 Mar 2021
-
Type / Class
-
Equity / Closed End Fund
-
Shares outstanding
-
17M
-
Number of holders
-
34
-
Total 13F shares, excl. options
-
5M
-
Shares change
-
-31.7K
-
Total reported value, excl. options
-
$44M
-
Value change
-
-$331K
-
Number of buys
-
8
-
Number of sells
-
-13
-
Price
-
$8.79
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q1 2021
38 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q1 2021.
Total Return Securities Fund - Closed End Fund (SWZ) has 34 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5M shares
of 17M outstanding shares and own 29.49% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (1.22M shares), LAZARD ASSET MANAGEMENT LLC (828K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (688K shares), CSS LLC/IL (462K shares), 1607 Capital Partners, LLC (367K shares), Matisse Capital (314K shares), GARDNER RUSSO & QUINN LLC (224K shares), COMMONWEALTH EQUITY SERVICES, LLC (162K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (116K shares), and Shaker Financial Services, LLC (97.4K shares).
This table shows the top 34 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.