Insider Transactions Reported by 7 Insiders of Total Return Securities Fund

Symbol
SWZ on NYSE
Location
Milwaukee, WI

Insiders trading volume in the past year

Total Return Securities Fund executives and other stock owners filed with the SEC include:

Name Relationship Holdings Value Past Year Net Change Change % Report Date
CSS LLC/IL 10%+ Owner $10,577,308 -$347,178 -3.2% 29 Dec 2025
Andrew Dakos President and CEO, Director, Affiliate of Adviser $638,642 +$489,685 +329% 11 Mar 2026
Phillip Goldstein Secretary, Director, Affiliate of the Adviser $618,371 +$240,500 +64% 05 Mar 2026
Moritz A. Sell Director $59,588 +$30,220 +103% 02 Feb 2026
Gerald Hellerman Director $24,018 -$379 -1.6% 23 Jan 2026
Rajeev P. Das Secretary $2,274 23 Jan 2026
Bulldog Investors, LLP Investment Adviser $0 31 Mar 2025

Recent Insider Transactions by Companies or Individuals for Total Return Securities Fund

Showing up to 300 most recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % Value $ * Price $ Shares Shares Owned Date Ownership
Andrew Dakos SWZ Common Stock Purchase 5.21% $19,944 $6.00 3,324 67,119 12 Mar 2026 Limited Partnership
Andrew Dakos SWZ Common Stock Purchase 2.74% $10,200 $6.00 1,700 63,795 11 Mar 2026 Limited Partnership
Andrew Dakos SWZ Common Stock Purchase 25.2% $74,625 $5.97 12,500 62,095 06 Mar 2026 Limited Partnership
Andrew Dakos SWZ Common Stock Purchase 31.9% $72,120 $6.01 12,000 49,595 05 Mar 2026 Limited Partnership
Phillip Goldstein SWZ Common Stock Purchase 10.7% $59,900 $5.99 10,000 103,234 05 Mar 2026 Direct
Phillip Goldstein SWZ Common Stock Purchase 5.67% $30,050 $6.01 5,000 93,234 03 Mar 2026 Direct
Andrew Dakos SWZ Common Stock Purchase 65.8% $89,762 $6.02 14,918 37,595 02 Mar 2026 Limited Partnership
Phillip Goldstein SWZ Common Stock Small acquisition under Rule 16a-6 0.08% 68 88,234 27 Feb 2026 Direct
Andrew Dakos SWZ Common Stock Purchase 9.67% $12,400 $6.20 2,000 22,677 27 Feb 2026 Limited Partnership
Phillip Goldstein SWZ Common Stock Small acquisition under Rule 16a-6 0.29% 256 88,166 26 Feb 2026 Direct
Andrew Dakos SWZ Common Stock Purchase 31.9% $30,850 $6.17 5,000 20,677 26 Feb 2026 Limited Partnership
Andrew Dakos SWZ Common Stock Purchase 12% $10,319 $6.16 1,674 15,677 24 Feb 2026 Limited Partnership
Phillip Goldstein SWZ Common Stock Purchase 6.03% $30,650 $6.13 5,000 87,910 23 Feb 2026 Direct
Andrew Dakos SWZ Common Stock Purchase 40% $24,540 $6.14 4,000 14,003 23 Feb 2026 Limited Partnership
Andrew Dakos SWZ Common Stock Purchase 42.8% $18,476 $6.16 3,000 10,003 20 Feb 2026 Limited Partnership
Andrew Dakos SWZ Common Stock Purchase 249.6% $30,599 $6.12 5,000 7,003 19 Feb 2026 Limited Partnership
Phillip Goldstein SWZ Common Stock Purchase 13.7% $60,700 $6.07 10,000 82,910 06 Feb 2026 Direct
Andrew Dakos SWZ Common Stock Purchase 17.9% $36,180 $6.03 6,000 39,453 04 Feb 2026 Direct
Moritz A. Sell SWZ Common Stock Purchase 11.1% $5,960 $5.96 1,000 9,998 03 Feb 2026 Direct
Andrew Dakos SWZ Common Stock Purchase 42.6% $59,670 $5.97 10,000 33,453 03 Feb 2026 Direct
Moritz A. Sell SWZ Common Stock Purchase 14.2% $6,698 $5.98 1,120 8,998 02 Feb 2026 Direct
Phillip Goldstein SWZ Common Stock Purchase 15.9% $59,200 $5.92 10,000 72,910 30 Jan 2026 Direct
Andrew Dakos SWZ Common Stock Disposed to Issuer -33.2% -11,675 23,453 23 Jan 2026 Direct
Andrew Dakos SWZ Common Stock Disposed to Issuer -33.2% -997 2,003 23 Jan 2026 Limited Partnership
Rajeev P. Das SWZ Common Stock Disposed to Issuer -33.2% -166 334 23 Jan 2026 Direct
Gerald Hellerman SWZ Common Stock Disposed to Issuer -33.2% -1,755 3,527 23 Jan 2026 Direct
Phillip Goldstein SWZ Common Stock Disposed to Issuer -33.2% -31,314 62,910 23 Jan 2026 Direct
Moritz A. Sell SWZ Common Stock Disposed to Issuer -33.2% -3,922 7,878 23 Jan 2026 Direct
Css Llc/Il SWZ common stock Sale -0.72% $76,180 $6.25 -12,196 1,686,971 30 Dec 2025 Direct
Css Llc/Il SWZ common stock Sale -0.46% $48,665 $6.26 -7,772 1,699,167 29 Dec 2025 Direct
Css Llc/Il SWZ common stock Sale -1.22% $131,436 $6.26 -21,000 1,706,939 26 Dec 2025 Direct
Css Llc/Il SWZ common stock Sale -0.06% $6,843 $6.22 -1,100 1,727,939 24 Dec 2025 Direct
Css Llc/Il SWZ common stock Sale -0.31% $33,775 $6.25 -5,400 1,729,039 23 Dec 2025 Direct
Css Llc/Il SWZ common stock Sale -0.06% $6,678 $6.26 -1,067 1,734,439 22 Dec 2025 Direct
Css Llc/Il SWZ common stock Sale -0.4% $43,600 $6.23 -7,000 1,735,506 15 Dec 2025 Direct
Moritz A. Sell SWZ Common Stock Options Exercise 168.2% 7,400 11,800 11 Dec 2025 Direct
Andrew Dakos SWZ Common Stock Options Exercise 54787.5% 35,064 35,128 11 Dec 2025 Direct
Rajeev P. Das SWZ Common Stock Options Exercise 1462.5% 468 500 11 Dec 2025 Direct
Phillip Goldstein SWZ Common Stock Options Exercise 661.1% 80,976 93,224 11 Dec 2025 Direct
Moritz A. Sell SWZ Common Stock Purchase 29.4% $6,055 $6.06 1,000 4,400 27 Oct 2025 Direct
Moritz A. Sell SWZ Common Stock Purchase 114.5% $11,507 $6.34 1,815 3,400 30 Jun 2025 Direct
Gerald Hellerman SWZ Common Stock Sale -0.77% $379 $9.24 -41 5,283 02 Apr 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.