Quick Takeaways
- RIVERNORTH CAPITAL MANAGEMENT, LLC filed SCHEDULE 13G/A for Total Return Securities Fund Closed End Fund (SWZ).
- Disclosed ownership: 2.9%.
- Date of event: 30 Sep 2025.
RIVERNORTH CAPITAL MANAGEMENT, LLC - 30 Sep 2025 SCHEDULE 13G/A Report for Total Return Securities Fund Closed End Fund (SWZ)
- Filing Manager
- RIVERNORTH CAPITAL MANAGEMENT, LLC
- Reporting Manager
- RIVERNORTH CAPITAL MANAGEMENT, LLC
- Symbol
- SWZ
- Shares outstanding
- 13,011,581 shares
- Disclosed Ownership
- 378,637 shares
- Ownership
- 2.9%
- Form type
- SCHEDULE 13G/A
- Filing time
- 14 Nov 2025, 14:48:40 UTC
- Date of event
- 30 Sep 2025
- Previous filing
- 14 Aug 2025
- SEC
- View on sec.gov
Quoteable Key Fact
"RIVERNORTH CAPITAL MANAGEMENT, LLC disclosed 2.9% ownership in Total Return Securities Fund Closed End Fund (SWZ) on 30 Sep 2025."
What Changed
- Previous schedule filing date: 14 Aug 2025.
- Current filing was accepted on 14 Nov 2025, 14:48.
Why This Matters
- This page explains what this Schedule 13D/13G filing tells you before manager-level rows.
- You can verify ownership claims directly against the original SEC filing.
Source Evidence
Backed by Schedule 13D/13G
See Original Filing
Beneficial ownership values are sourced from the original SEC Schedule 13D/13G filing.
Reporting Managers (1)
| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2.9% | 378,637 | 378,637 | 0 | /s/ Marcus Collins | Marcus Collins, General Counsel and Chief Compliance Officer |