Total Return Securities Fund - Closed End Fund (SWZ)

Q4 2021 13F Holders as of 31 Dec 2021

Type / Class
Equity / Closed End Fund
Shares outstanding
17M
Number of holders
34
Total 13F shares, excl. options
5.02M
Shares change
-1.23M
Total reported value, excl. options
$49.9M
Value change
-$12M
Number of buys
12
Number of sells
-9
Price
$9.94

Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q4 2021

37 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q4 2021.
Total Return Securities Fund - Closed End Fund (SWZ) has 34 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 5.02M shares of 17M outstanding shares and own 29.57% of the company stock.
Largest 10 shareholders include Allspring Global Investments Holdings, LLC (1.17M shares), LAZARD ASSET MANAGEMENT LLC (803K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (721K shares), CSS LLC/IL (353K shares), 1607 Capital Partners, LLC (331K shares), Bulldog Investors, LLP (237K shares), GARDNER RUSSO & QUINN LLC (235K shares), Shaker Financial Services, LLC (172K shares), COMMONWEALTH EQUITY SERVICES, LLC (156K shares), and BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (110K shares).
This table shows the top 34 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.