Total Return Securities Fund - Mutual Fund SH CL B (SWZ)
CUSIP: 870875101
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Mutual Fund SH CL B
- Shares outstanding
- 13,014,040
- Total 13F shares
- 5,019,920
- Share change
- -1,230,552
- Total reported value
- $49,893,180
- Price per share
- $9.94
- Number of holders
- 34
- Value change
- -$12,008,564
- Number of buys
- 12
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 870875101?
CUSIP 870875101 identifies SWZ - Total Return Securities Fund - Mutual Fund SH CL B in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 870875101:
Top shareholders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
9.5%
|
1,240,534
|
$11,388,000 | — | 30 Sep 2021 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
6.2%
|
803,478
|
$7,375,000 | — | 30 Sep 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
5.3%
|
688,009
|
$6,306,000 | — | 30 Sep 2021 | |
| CSS LLC/IL |
13F
|
Company |
2.7%
|
353,152
|
$3,242,000 | — | 30 Sep 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.6%
|
335,286
|
$3,078,000 | — | 30 Sep 2021 | |
| Matisse Capital |
13F
|
Company |
2.2%
|
292,100
|
$2,681,000 | — | 30 Sep 2021 | |
| GARDNER RUSSO & QUINN LLC |
13F
|
Company |
1.8%
|
230,908
|
$2,120,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
1.2%
|
155,764
|
$1,429,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.1%
|
143,605
|
$1,318,000 | — | 30 Sep 2021 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.97%
|
126,277
|
$1,160,000 | — | 30 Sep 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.82%
|
106,724
|
$979,000 | — | 30 Sep 2021 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
0.69%
|
90,144
|
$828,000 | — | 30 Sep 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.68%
|
88,796
|
$815,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.66%
|
86,352
|
$792,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.56%
|
73,211
|
$672,000 | — | 30 Sep 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.37%
|
48,300
|
$443,000 | — | 30 Sep 2021 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.26%
|
33,380
|
$306,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.22%
|
28,211
|
$259,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.21%
|
27,552
|
$253,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.16%
|
21,199
|
$195,000 | — | 30 Sep 2021 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.12%
|
16,048
|
$147,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.12%
|
15,073
|
$138,000 | — | 30 Sep 2021 | |
| Capital Investment Counsel, Inc |
13F
|
Company |
0.11%
|
14,961
|
$137,000 | — | 30 Sep 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.1%
|
12,876
|
$118,000 | — | 30 Sep 2021 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.09%
|
11,390
|
$105,000 | — | 30 Sep 2021 | |
| Walleye Trading LLC |
13F
|
Company |
0.08%
|
10,840
|
$100,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
8,146
|
$75,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.04%
|
4,631
|
$43,000 | — | 30 Sep 2021 | |
| WINMILL & CO. INC |
13F
|
Company |
0.03%
|
3,270
|
$30,000 | — | 30 Sep 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.02%
|
2,911
|
$27,000 | — | 30 Sep 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.02%
|
2,581
|
$24,000 | — | 30 Sep 2021 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,829
|
$16,790 | — | 30 Sep 2021 | |
| ASSETMARK, INC |
13F
|
Company |
0.01%
|
1,734
|
$16,000 | — | 30 Sep 2021 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
1,448
|
$13,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,370
|
$12,000 | — | 30 Sep 2021 | |
| Ancora Advisors LLC |
13F
|
Company |
0.01%
|
1,078
|
$10,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
292
|
$2,000 | — | 30 Sep 2021 |
Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q4 2021
As of 31 Dec 2021,
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,019,920 shares.
The largest 10 holders included
Allspring Global Investments Holdings, LLC, LAZARD ASSET MANAGEMENT LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, CSS LLC/IL, 1607 Capital Partners, LLC, Bulldog Investors, LLP, GARDNER RUSSO & QUINN LLC, Shaker Financial Services, LLC, COMMONWEALTH EQUITY SERVICES, LLC, and BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
36
Q4 2021 holders
34
Holder diff
-2
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.