What does CUSIP 870875101 represent in this 13F holders report?

CUSIP 870875101 is the security identifier for SWZ - Total Return Securities Fund - Mutual Fund SH CL B used to aggregate holder disclosures.

How many institutions held SWZ - Total Return Securities Fund - Mutual Fund SH CL B in Q2 2020?

37 institutional investors reported SWZ - Total Return Securities Fund - Mutual Fund SH CL B for Q2 2020. Use the holders table for investor-level position and value details.

Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

CUSIP: 870875101

Q2 2020 13F Holders as of 30 Jun 2020

Type / Class: Equity / Mutual Fund SH CL B
Shares outstanding: 13,014,040
Total 13F shares: 4,440,363
Share change: -213,328
Total reported value: $34,800,339
Price per share: $7.84
Number of holders: 37
Value change: -$939,541
Number of buys: 12
Number of sells: 16

Quarterly Holders Quick Answers

What is CUSIP 870875101?
CUSIP 870875101 identifies SWZ - Total Return Securities Fund - Mutual Fund SH CL B in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2020
Previous quarter: Q1 2020

Recent filing periods for CUSIP 870875101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	6.1%	789,381	$5,486,000	—	31 Mar 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	5.7%	745,607	$5,182,000	—	31 Mar 2020	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	4.3%	562,559	$3,909,000	—	31 Mar 2020	13F
CSS LLC/IL	13F	Company	3.8%	493,670	$3,431,000	—	31 Mar 2020	13F
1607 Capital Partners, LLC	13F	Company	3%	393,289	$2,733,000	—	31 Mar 2020	13F
Matisse Capital	13F	Company	2.6%	337,200	$2,343,000	—	31 Mar 2020	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	1.5%	198,668	$1,380,000	—	31 Mar 2020	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	1%	133,473	$928,000	—	31 Mar 2020	13F
Karpus Management, Inc.	13F	Company	0.79%	102,605	$713,000	—	31 Mar 2020	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.71%	91,883	$638,000	—	31 Mar 2020	13F
Uncommon Cents Investing LLC	13F	Company	0.69%	89,932	$625,000	—	31 Mar 2020	13F
Cornerstone Advisors, LLC	13F	Company	0.61%	79,360	$552,000	—	31 Mar 2020	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	0.56%	72,571	$503,000	—	31 Mar 2020	13F
Bulldog Investors, LLP	13F	Company	0.48%	62,248	$433,000	—	31 Mar 2020	13F
Cardan Capital Partners, LLC	13F	Company	0.43%	56,086	$390,000	—	31 Mar 2020	13F
Curi Capital, LLC	13F	Company	0.42%	54,388	$378,000	—	31 Mar 2020	13F
Shaker Financial Services, LLC	13F	Company	0.33%	43,189	$300,000	—	31 Mar 2020	13F
MORGAN STANLEY	13F	Company	0.25%	32,436	$225,000	—	31 Mar 2020	13F
UBS Group AG	13F	Company	0.2%	26,081	$181,000	—	31 Mar 2020	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.18%	23,914	$166,000	—	31 Mar 2020	13F
Smith Salley Wealth Management	13F	Company	0.15%	19,901	$138,000	—	31 Mar 2020	13F
Walleye Trading LLC	13F	Company	0.15%	19,756	$137,000	—	31 Mar 2020	13F
AQR Arbitrage LLC	13F	Company	0.15%	18,876	$131,000	—	31 Mar 2020	13F
ADVISOR PARTNERS LLC	13F	Company	0.14%	17,658	$122,000	—	31 Mar 2020	13F
GAMCO INVESTORS, INC. ET AL	13F	Company	0.12%	16,048	$112,000	—	31 Mar 2020	13F
Capital Investment Counsel, Inc	13F	Company	0.11%	14,961	$104,000	—	31 Mar 2020	13F
Adero Partners, LLC	13F	Company	0.1%	12,403	$86,000	—	31 Mar 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.08%	10,923	$76,000	—	31 Mar 2020	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.08%	10,379	$72,000	—	31 Mar 2020	13F
ROYAL BANK OF CANADA	13F	Company	0.06%	8,164	$57,000	—	31 Mar 2020	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.03%	3,736	$26,000	—	31 Mar 2020	13F
JPMORGAN CHASE & CO	13F	Company	0.02%	2,581	$18,000	—	31 Mar 2020	13F
Federation Des Caisses Desjardins du Quebec	13F	Individual	0.01%	1,829	$12,712	—	31 Mar 2020	13F
North Star Investment Management Corp.	13F	Company	0.01%	1,448	$10,000	—	31 Mar 2020	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.01%	1,370	$10,000	—	31 Mar 2020	13F
Ancora Advisors LLC	13F	Company	0.01%	1,078	$8,000	—	31 Mar 2020	13F
OSAIC HOLDINGS, INC.	13F	Company	0%	529	$4,000	—	31 Mar 2020	13F
BARTLETT & CO. WEALTH MANAGEMENT LLC	13F	Company	0%	307	$2,134	—	31 Mar 2020	13F
Bartlett & Co. LLC	13F	Company	0%	307	$2,000	—	31 Mar 2020	13F
Geneos Wealth Management Inc.	13F	Company	0%	292	$2,000	—	31 Mar 2020	13F

Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) as of Q2 2020

As of 30 Jun 2020, Total Return Securities Fund - Mutual Fund SH CL B (SWZ) was held by 37 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,440,363 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, CSS LLC/IL, 1607 Capital Partners, LLC, Matisse Capital, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, COMMONWEALTH EQUITY SERVICES, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Cornerstone Advisors, LLC, and Karpus Management, Inc.. This page lists 37 institutional shareholders reporting positions in this security for the Q2 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders

Q2 2020 holders

Holder diff

-3

Investor	Q1 2020 Shares	Q2 2020 Shares	Share Diff	Share Chg %	Q1 2020 Value $	Q2 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.