Security key
870875101
Total Return Securities Fund - Common Stock (SWZ)
CUSIP: 870875101
Q1 2026 13F Holders as of 31 Mar 2026
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 4,943,300
- Total 13F value
- $29,313,263
- Share change
- -3,371,537
- SEC-reported price per share
- $5.93
- Number of holders
- 41
- Value change
- -$20,027,380
- Number of buys
- 13
- Number of sells
- 23
- Shares outstanding
- 12,972,910
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2026
Institutions
41
Top holders
10
SWZ full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
Previous quarter: Q4 2025
Total Return Securities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 870875101
Recent filing periods:
Ownership snapshot
Top reported holders of SWZ - Total Return Securities Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
CSS LLC/IL
Disclosed value leader
Allspring Global Investme...
Comparable rows
3/15
Latest evidence
31 Dec 2025
3/4/5
13D/G
13F
Lead comparable stake: 9.9%
12 rows are not safely comparable across share classes.
13D/G row: CSS LLC/IL
Showing 1-6 of 15 holder rows.
Quick read
CSS LLC/IL leads the comparable SEC ownership view at 9.9%.
3 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens CSS LLC/IL's linked filing trail.
Comparable ownership
Top 3
CSS LLC/IL
9.9%
LAZARD ASSET MANAGEMENT LLC
5.1%
RIVERNORTH CAPITAL MANAGEMENT, LLC
2.9%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CSS LLC/IL |
3/4/5
13D/G
13F
10%+ Owner · Company
|
9.9%
Reported 13D/G
· 30 Dec 2025
|
$10,577,308
1,686,971 shares
|
-$347,178 | 29 Dec 2025 |
| LAZARD ASSET MANAGEMENT LLC |
13D/G
|
5.1%
Reported 13D/G
· 30 Jun 2025
|
$4,190,725
666,252 shares
|
-$5,423,339 | 30 Jun 2025 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
13D/G
Company
|
2.9%
Reported 13D/G
· 30 Sep 2025
|
$2,718,252
437,018 shares
|
— | 31 Dec 2025 |
| Allspring Global Investments Holdings, LLC |
13F
Company
|
—
denominator unverified
|
$13,231,868
2,127,310 shares
|
— | 31 Dec 2025 |
| North Ground Capital |
13F
Company
|
—
denominator unverified
|
$4,112,322
661,145 shares
|
— | 31 Dec 2025 |
| Matisse Capital |
13F
Company
|
—
denominator unverified
|
$3,794,200
610,000 shares
|
— | 31 Dec 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2026
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
41
Shares
4,943,300
Rows available
41
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
40
Q1 2026 holders
41
Holder diff
1
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 value | Q1 2026 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend