RIVERNORTH CAPITAL MANAGEMENT, LLC

Holdings History for Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

Symbol: SWZ on NYSE
Investment type: Equity / Mutual Fund SH CL B
Latest Disclosed Shares Owned: 378,637 shares
Security Ownership %: 2.9%

Shares, Excluding Options vs Price

Value, Excluding Options

RIVERNORTH CAPITAL MANAGEMENT, LLC ownership in Total Return Securities Fund Mutual Fund SH CL B (SWZ)

14 Nov 2025 - RIVERNORTH CAPITAL MANAGEMENT, LLC has filed an SCHEDULE 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 378,637 shares of Total Return Securities Fund Mutual Fund SH CL B (SWZ). This represents 2.9% ownership of the company. In their previous filing dated 14 Aug 2025, RIVERNORTH CAPITAL MANAGEMENT, LLC had reported owning 669,946 shares, indicating a decrease of +43%. .

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filing time
RIVERNORTH CAPITAL MANAGEMENT, LLC	2.9%	-45%	$2,302,113	378,637	-291,309	-43%	$6.08	13G/A	30 Sep 2025	14 Nov 2025, 14:48
RIVERNORTH CAPITAL MANAGEMENT, LLC	5.2%		$4,213,960	669,946			$6.29	13G	30 Jun 2025	14 Aug 2025, 14:41

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2025	0.13%	+0.02%	$2,718,252	437,018	+58,381	+15%	$6.22	Q4 2025
30 Sep 2025	0.13%	-0.1%	$2,302,113	378,637	-291,309	-43%	$6.08	Q3 2025
30 Jun 2025	0.23%	+0.22%	$4,247,458	669,946	+625,113	+1394%	$6.34	Q2 2025
31 Mar 2025	0.02%	+0.02%	$413,360	44,833	+44,833	NEW	$9.22	Q1 2025
30 Jun 2020		-0.38%	$0	0	-789,381	-100%	$5.98	Q2 2020
31 Mar 2020	0.38%	-0.04%	$5,486,000	789,381	-91,753	-10%	$6.95	Q1 2020
31 Dec 2019	0.44%	+0.2%	$7,410,000	881,134	+394,693	+81%	$8.41	Q4 2019
30 Sep 2019	0.23%	+0.23%	$3,906,000	486,441	+486,441	NEW	$8.03	Q3 2019
31 Dec 2018		-0.1%	$0	0	-136,816	-100%	$5.98	Q4 2018
30 Sep 2018	0.1%	+0.08%	$1,164,000	136,816	+114,957	+526%	$8.51	Q3 2018
30 Jun 2018	0.02%	+0.02%	$270,000	21,859	+21,859	NEW	$12.35	Q2 2018
30 Sep 2017		-0.49%	$0	0	-499,070	-100%	$5.98	Q3 2017
30 Jun 2017	0.49%	+0.37%	$6,338,000	499,070	+377,235	+310%	$12.70	Q2 2017
31 Mar 2017	0.1%	0%	$1,413,000	121,835	0		$11.60	Q1 2017
31 Dec 2016	0.08%	+0.08%	$1,244,000	121,835	+121,835	NEW	$10.21	Q4 2016
30 Sep 2014		-0.23%	$0	0	-194,958	-100%	$5.98	Q3 2014
30 Jun 2014	0.23%	+0.23%	$2,841,000	194,958	+194,958	NEW	$14.57	Q2 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.