Security key
870875101
Total Return Securities Fund - Mutual Fund SH CL B (SWZ)
CUSIP: 870875101
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / Mutual Fund SH CL B
- Total 13F shares
- 5,219,812
- Total 13F value
- $39,878,789
- Share change
- +358,811
- SEC-reported price per share
- $7.64
- Number of holders
- 33
- Value change
- +$2,743,401
- Number of buys
- 11
- Number of sells
- 10
- Shares outstanding
- 13,014,040
Holder snapshot
6 signals
Security identity
1 source field
Report period
Q3 2023
Institutions
33
Top holders
10
SWZ full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2023
Previous quarter: Q2 2023
Total Return Securities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 870875101
Recent filing periods:
Ownership snapshot
Top reported holders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Allspring Global Investme...
Disclosed value leader
Allspring Global Investme...
Comparable rows
15/15
Latest evidence
30 Jun 2023
13F
Lead comparable stake: 14%
Showing 1-6 of 15 holder rows.
Quick read
Allspring Global Investments Holdings, LLC leads the comparable SEC ownership view at 14%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
Allspring Global Investments Hold...
14%
LAZARD ASSET MANAGEMENT LLC
6.2%
1607 Capital Partners, LLC
2.6%
CSS LLC/IL
2.3%
Shaker Financial Services, LLC
2.2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC |
13F
Company
|
14%
|
$14,760,358
1,795,664 shares
|
— | 30 Jun 2023 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
6.2%
|
$6,608,000
803,905 shares
|
— | 30 Jun 2023 |
| 1607 Capital Partners, LLC |
13F
Company
|
2.6%
|
$2,775,450
337,646 shares
|
— | 30 Jun 2023 |
| CSS LLC/IL |
13F
Company
|
2.3%
|
$2,442,655
297,160 shares
|
— | 30 Jun 2023 |
| Shaker Financial Services, LLC |
13F
Company
|
2.2%
|
$2,376,872
289,157 shares
|
— | 30 Jun 2023 |
| GARDNER RUSSO & QUINN LLC |
13F
Company
|
2%
|
$2,154,012
262,045 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
33
Shares
5,219,812
Rows available
33
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
33
Q3 2023 holders
33
Holder diff
0
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend