Q3 2023 13F Holders as of 30 Sep 2023
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Type / Class
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Equity / Closed End Fund
-
Shares outstanding
-
16,973,930
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Number of holders
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33
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Total 13F shares, excl. options
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5,219,812
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Shares change
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+358,811
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Total reported value, excl. options
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$39,878,789
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Value change
-
+$2,743,401
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Number of buys
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11
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Number of sells
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-10
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Price
-
$7.64
Significant Holders of Total Return Securities Fund - Closed End Fund (SWZ) as of Q3 2023
34 filings reported holding SWZ - Total Return Securities Fund - Closed End Fund as of Q3 2023.
Total Return Securities Fund - Closed End Fund (SWZ) has 33 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5,219,812 shares
of 16,973,930 outstanding shares and own 31% of the company stock.
Largest 10 shareholders include Allspring Global Investments Holdings, LLC (2,102,344 shares), LAZARD ASSET MANAGEMENT LLC (802,425 shares), 1607 Capital Partners, LLC (336,446 shares), CSS LLC/IL (300,583 shares), Shaker Financial Services, LLC (284,676 shares), GARDNER RUSSO & QUINN LLC (266,253 shares), Bulldog Investors, LLP (237,472 shares), COMMONWEALTH EQUITY SERVICES, LLC (128,778 shares), MORGAN STANLEY (99,878 shares), and BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (93,014 shares).
This table shows the top 33 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.