Security key
870875101
Total Return Securities Fund - Common Stock (SWZ)
CUSIP: 870875101
Q4 2023 13F Holders as of 31 Dec 2023
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 5,342,712
- Total 13F value
- $43,804,859
- Share change
- +122,900
- SEC-reported price per share
- $8.20
- Number of holders
- 33
- Value change
- +$1,060,583
- Number of buys
- 13
- Number of sells
- 13
- Shares outstanding
- 12,972,910
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2023
Institutions
33
Top holders
10
SWZ full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Total Return Securities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 870875101
Recent filing periods:
Ownership snapshot
Top reported holders of SWZ - Total Return Securities Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Allspring Global Investme...
Disclosed value leader
Allspring Global Investme...
Comparable rows
15/15
Latest evidence
30 Sep 2023
13F
Lead comparable stake: 16%
Showing 1-6 of 15 holder rows.
Quick read
Allspring Global Investments Holdings, LLC leads the comparable SEC ownership view at 16%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Allspring Global Investments Holdings, LLC's linked filing trail.
Comparable ownership
Top 5
Allspring Global Investments Hold...
16%
LAZARD ASSET MANAGEMENT LLC
6.2%
1607 Capital Partners, LLC
2.6%
CSS LLC/IL
2.3%
Shaker Financial Services, LLC
2.2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC |
13F
Company
|
16%
|
$16,061,908
2,102,344 shares
|
— | 30 Sep 2023 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
6.2%
|
$6,130,000
802,425 shares
|
— | 30 Sep 2023 |
| 1607 Capital Partners, LLC |
13F
Company
|
2.6%
|
$2,570,447
336,446 shares
|
— | 30 Sep 2023 |
| CSS LLC/IL |
13F
Company
|
2.3%
|
$2,296,454
300,583 shares
|
— | 30 Sep 2023 |
| Shaker Financial Services, LLC |
13F
Company
|
2.2%
|
$2,174,926
284,676 shares
|
— | 30 Sep 2023 |
| GARDNER RUSSO & QUINN LLC |
13F
Company
|
2.1%
|
$2,034,175
266,253 shares
|
— | 30 Sep 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
33
Shares
5,342,712
Rows available
33
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2023 vs Q1 2026 Across Filers
Q1 2026 holders
41
Q4 2023 holders
33
Holder diff
-8
| Investor | Q1 2026 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q1 2026 value | Q4 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend