Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

CUSIP: 870875101

Q4 2020 13F Holders as of 31 Dec 2020

Security type / class
Equity / Mutual Fund SH CL B
Total 13F shares
5,036,534
Total 13F value
$45,048,351
Holder snapshot 6 signals
Share change
+285,472
SEC-reported price per share
$8.94
Number of holders
36
Value change
+$2,558,449
Number of buys
7
Number of sells
10
Security identity 1 source field
Shares outstanding
13,014,040

Security key

870875101

Report period

Q4 2020

Institutions

36

Top holders

10

SWZ full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2021 Previous quarter: Q3 2020 Total Return Securities Fund SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of SWZ - Total Return Securities Fund - Mutual Fund SH CL B (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
15/15
Latest evidence
30 Sep 2020
13F Lead comparable stake: 8.5% Showing 1-6 of 15 holder rows.

Quick read

WELLS FARGO & COMPANY/MN leads the comparable SEC ownership view at 8.5%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Comparable ownership Top 5
WELLS FARGO & COMPANY/MN 8.5%
LAZARD ASSET MANAGEMENT LLC 6.4%
CSS LLC/IL 3.7%
CITY OF LONDON INVESTMENT MANAGEM... 3.7%
1607 Capital Partners, LLC 3%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
WELLS FARGO & COMPANY/MN
13F
Company
13F
8.5%
$9,188,000
1,109,698 shares
 — 30 Sep 2020
LAZARD ASSET MANAGEMENT LLC
13F
Company
13F
6.4%
$6,883,000
831,322 shares
 — 30 Sep 2020
CSS LLC/IL
13F
Company
13F
3.7%
$4,037,000
487,519 shares
 — 30 Sep 2020
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
13F
3.7%
$3,973,000
481,896 shares
 — 30 Sep 2020
1607 Capital Partners, LLC
13F
Company
13F
3%
$3,244,000
391,789 shares
 — 30 Sep 2020
Matisse Capital
13F
Company
13F
2.4%
$2,618,000
316,203 shares
 — 30 Sep 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
36
Shares
5,036,534
Rows available
36
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders
38
Q4 2020 holders
36
Holder diff
-2
Investor Q3 2020 Shares Q4 2020 Shares Share Diff Share Chg % Q3 2020 value Q4 2020 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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