Security key
870875101
Total Return Securities Fund - Common Stock (SWZ)
CUSIP: 870875101
Q2 2022 13F Holders as of 30 Jun 2022
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 4,729,985
- Total 13F value
- $37,182,376
- Share change
- -141,466
- SEC-reported price per share
- $7.86
- Number of holders
- 31
- Value change
- -$1,200,888
- Number of buys
- 7
- Number of sells
- 12
- Shares outstanding
- 12,972,910
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q2 2022
Institutions
31
Top holders
10
SWZ full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Total Return Securities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 870875101
Recent filing periods:
Ownership snapshot
Top reported holders of SWZ - Total Return Securities Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Allspring Global Investme...
Disclosed value leader
Allspring Global Investme...
Comparable rows
15/15
Latest evidence
31 Mar 2022
13F
Lead comparable stake: 9.1%
Showing 1-6 of 15 holder rows.
Quick read
Allspring Global Investments Holdings, LLC leads the comparable SEC ownership view at 9.1%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Allspring Global Investments Holdings, LLC's linked filing trail.
Comparable ownership
Top 5
Allspring Global Investments Hold...
9.1%
LAZARD ASSET MANAGEMENT LLC
6.2%
CITY OF LONDON INVESTMENT MANAGEM...
5.6%
CSS LLC/IL
2.7%
1607 Capital Partners, LLC
2.6%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC |
13F
Company
|
9.1%
|
$10,889,000
1,181,069 shares
|
— | 31 Mar 2022 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
6.2%
|
$7,425,000
805,394 shares
|
— | 31 Mar 2022 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
5.6%
|
$6,626,000
721,393 shares
|
— | 31 Mar 2022 |
| CSS LLC/IL |
13F
Company
|
2.7%
|
$3,170,000
343,824 shares
|
— | 31 Mar 2022 |
| 1607 Capital Partners, LLC |
13F
Company
|
2.6%
|
$3,051,000
330,865 shares
|
— | 31 Mar 2022 |
| GARDNER RUSSO & QUINN LLC |
13F
Company
|
1.8%
|
$2,204,000
239,081 shares
|
— | 31 Mar 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
31
Shares
4,729,985
Rows available
31
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2022 vs Q1 2026 Across Filers
Q1 2026 holders
41
Q2 2022 holders
31
Holder diff
-10
| Investor | Q1 2026 Shares | Q2 2022 Shares | Share Diff | Share Chg % | Q1 2026 value | Q2 2022 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend