FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
FMY on NYSE
Shares outstanding
4,212,842
Price per share
$12.15
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
2,493,619
Total reported value
$30,540,718
% of total 13F portfolios
0%
Share change
-53,708
Value change
-$657,652
Number of holders
14
Price from insider filings
$12.15
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 54% +4.8% $27,620,868 +$1,246,982 2,295,999 +4.7% Sit Investment Associates, Inc. 22 Dec 2025

As of 30 Sep 2025, 14 institutional investors reported holding 2,493,619 shares of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY). This represents 59% of the company’s total 4,212,842 outstanding shares.

Top 17 Institutional Shareholders

The largest institutional shareholders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) together control 59% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SIT INVESTMENT ASSOCIATES INC 54% 2,265,594 -0.14% 0.56% $27,748,000
1607 Capital Partners, LLC 1.8% 75,027 -19% 0.07% $918,886
Noble Wealth Management PBC 0.69% 29,109 -29% 0.19% $356,510
MORGAN STANLEY 0.57% 23,968 -39% 0% $293,546
Kovitz Investment Group Partners, LLC 0.55% 23,100 0% 0% $282,915
JONES FINANCIAL COMPANIES LLLP 0.43% 18,267 +29% 0% $223,223
UHLMANN PRICE SECURITIES, LLC 0.39% 16,251 +1.7% 0.12% $199,056
Cresset Asset Management, LLC 0.33% 14,100 0% 0% $172,688
Narwhal Capital Management 0.31% 13,170 -7.3% 0.01% $161,298
CWM, LLC 0.23% 9,780 0% 0% $120,000
OSAIC HOLDINGS, INC. 0.11% 4,827 +2.9% 0% $59,382
HIGHLINE WEALTH PARTNERS LLC 0.01% 300 0% $3,674
UBS Group AG 0% 125 +12400% 0% $1,531
WELLS FARGO & COMPANY/MN 0% 1 0% 0% $9
RAYMOND JAMES FINANCIAL INC 0% 0 -100% $0
Global Assets Advisory, LLC 0% 0 -100% $0
MORGAN STANLEY 0% 1 0% $20

Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 70,655 $858,472 +$303,694 $12.15 3
2025 Q3 2,493,619 $30,540,718 -$657,652 $12.25 14
2025 Q2 2,506,551 $30,578,683 +$104,831 $12.20 14
2025 Q1 2,561,795 $31,300,433 +$53,570 $12.22 13
2024 Q4 2,557,014 $30,654,178 +$322,088 $11.99 12
2024 Q3 2,491,263 $31,116,780 -$284,503 $12.49 11
2024 Q2 2,498,948 $29,812,585 -$8,760,520 $11.93 11
2024 Q1 2,693,932 $39,198,074 +$893,822 $12.18 14
2023 Q4 2,529,508 $30,658,652 +$47,687 $12.12 13
2023 Q3 2,526,815 $28,210,878 +$375,636 $11.16 18
2023 Q2 2,494,344 $27,811,978 +$181,041 $11.15 15
2023 Q1 2,478,150 $28,127,015 +$252,939 $11.35 15
2022 Q4 2,441,921 $27,373,289 +$395,354 $11.21 13
2022 Q3 2,422,464 $27,305,000 +$696,825 $11.27 17
2022 Q2 2,344,345 $27,311,000 +$402,739 $11.64 18
2022 Q1 2,320,960 $28,705,000 +$70,549 $12.34 20
2021 Q4 2,316,682 $31,553,000 +$559,125 $13.62 19
2021 Q3 2,274,102 $31,290,000 -$122,269 $13.75 16
2021 Q2 2,282,979 $31,503,000 -$618,038 $13.79 16
2021 Q1 2,328,611 $31,261,000 -$129,819 $13.41 18
2020 Q4 2,335,217 $32,487,000 -$510,482 $13.91 18
2020 Q3 2,371,992 $32,238,000 -$110,379 $13.60 17
2020 Q2 2,380,070 $32,820,000 +$750,171 $13.79 17
2020 Q1 2,325,576 $29,453,000 -$2,363,075 $12.67 13
2019 Q4 2,508,267 $35,142,649 -$783,574 $14.01 15
2019 Q3 2,564,266 $35,871,000 -$989,782 $13.99 16
2019 Q2 2,632,553 $36,783,000 +$1,439,404 $13.97 15
2019 Q1 2,532,878 $34,261,000 +$536,476 $13.53 14
2018 Q4 2,504,733 $32,762,000 +$504,799 $13.08 15
2018 Q3 2,465,704 $33,021,946 -$663,329 $13.39 17
2018 Q2 2,515,375 $33,795,956 +$848,238 $13.44 19
2018 Q1 2,451,650 $34,200,222 +$409,108 $13.95 14
2017 Q4 2,421,822 $34,632,000 +$310,464 $14.30 14
2017 Q3 2,400,237 $34,227,000 +$371,518 $14.26 15
2017 Q2 2,374,855 $33,651,000 -$559,290 $14.17 17
2017 Q1 2,414,319 $34,013,000 -$332,812 $14.08 18
2016 Q4 2,437,953 $34,351,000 -$565,791 $14.09 20
2016 Q3 2,477,223 $35,818,000 +$1,064,128 $14.46 21
2016 Q2 2,403,523 $34,755,000 -$55,736 $14.46 20
2016 Q1 2,404,937 $34,564,000 +$50,319 $14.37 21
2015 Q4 2,399,467 $34,883,000 +$1,381,291 $14.54 20
2015 Q3 2,303,844 $32,906,000 +$2,098,857 $14.28 19
2015 Q2 2,156,850 $30,443,000 -$1,335,870 $14.12 18
2015 Q1 2,245,841 $33,330,201 +$321,557 $14.84 21
2014 Q4 2,224,138 $33,051,107 +$1,906,650 $14.86 19
2014 Q3 2,098,701 $31,764,119 +$1,166,894 $15.13 21
2014 Q2 2,021,425 $32,060,758 +$2,020,458 $15.86 20
2014 Q1 1,894,088 $29,814,511 +$2,311,271 $15.74 22