FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,529,508
- Share change
- +2,783
- Total reported value
- $30,658,652
- Price per share
- $12.12
- Number of holders
- 13
- Value change
- +$47,687
- Number of buys
- 4
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
49%
|
2,082,027
|
$23,245,000 | — | 30 Sep 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
7.5%
|
317,926
|
$3,549,548 | — | 30 Sep 2023 | |
| Narwhal Capital Management |
13F
|
Company |
0.73%
|
30,873
|
$344,688 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.56%
|
23,385
|
$261,087 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.35%
|
14,831
|
$165,588 | — | 30 Sep 2023 | |
| Cresset Asset Management, LLC |
13F
|
Company |
0.33%
|
14,100
|
$157,422 | — | 30 Sep 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.33%
|
14,050
|
$156,864 | — | 30 Sep 2023 | |
| Transform Wealth, LLC |
13F
|
Company |
0.28%
|
11,600
|
$129,511 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.26%
|
11,026
|
$123,102 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.12%
|
4,957
|
$55,347 | — | 30 Sep 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
903
|
$10,082 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
450
|
$5,024 | — | 30 Sep 2023 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.01%
|
256
|
$2,806 | — | 30 Sep 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
200
|
$2,233 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
107
|
$1,194 | — | 30 Sep 2023 | |
| Johnson Midwest Financial, LLC |
13F
|
Company |
0%
|
90
|
$1,005 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
33
|
$368 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1
|
$9 | — | 30 Sep 2023 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q4 2023
As of 31 Dec 2023,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
13 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,529,508 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Narwhal Capital Management, Raymond James Financial Services Advisors, Inc., LPL Financial LLC, Cresset Asset Management, LLC, Transform Wealth, LLC, OSAIC HOLDINGS, INC., MORGAN STANLEY, and Steward Partners Investment Advisory, LLC.
This page lists
13
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
18
Q4 2023 holders
13
Holder diff
-5
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.