FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q2 2022 13F Holders as of 30 Jun 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,344,345
- Share change
- +36,010
- Total reported value
- $27,311,000
- Price per share
- $11.64
- Number of holders
- 18
- Value change
- +$402,739
- Number of buys
- 5
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
41%
|
1,723,882
|
$21,324,000 | — | 31 Mar 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
8.2%
|
345,276
|
$4,271,000 | — | 31 Mar 2022 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
2.1%
|
88,870
|
$1,099,000 | — | 31 Mar 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.56%
|
23,385
|
$289,000 | — | 31 Mar 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.46%
|
19,347
|
$239,000 | — | 31 Mar 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.46%
|
19,193
|
$237,000 | — | 31 Mar 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
14,616
|
$181,000 | — | 31 Mar 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.34%
|
14,345
|
$177,000 | — | 31 Mar 2022 | |
| Meristem Family Wealth, LLC |
13F
|
Company |
0.33%
|
14,100
|
$174,000 | — | 31 Mar 2022 | |
| AJ WEALTH STRATEGIES, LLC |
13F
|
Company |
0.28%
|
11,950
|
$148,000 | — | 31 Mar 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.26%
|
10,892
|
$134,000 | — | 31 Mar 2022 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.25%
|
10,368
|
$128,000 | — | 31 Mar 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.24%
|
10,296
|
$127,000 | — | 31 Mar 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.2%
|
8,447
|
$104,000 | — | 31 Mar 2022 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
2,127
|
$26,000 | — | 31 Mar 2022 | |
| Surevest, LLC |
13F
|
Company |
0.04%
|
1,713
|
$21,000 | — | 31 Mar 2022 | |
| Fortitude Advisory Group L.L.C. |
13F
|
Company |
0.04%
|
1,500
|
$19,000 | — | 31 Mar 2022 | |
| MONEY CONCEPTS CAPITAL CORP |
13F
|
Company |
0.01%
|
341
|
$4,000 | — | 31 Mar 2022 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
192
|
$2,000 | — | 31 Mar 2022 | |
| Johnson Midwest Financial, LLC |
13F
|
Company |
0%
|
120
|
$1,000 | — | 31 Mar 2022 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q2 2022
As of 30 Jun 2022,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
18 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,344,345 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Aviance Capital Partners, LLC, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, LPL Financial LLC, Cresset Asset Management, LLC, RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, and Cetera Advisor Networks LLC.
This page lists
18
institutional shareholders reporting positions in this security
for the Q2 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2022 vs Q1 2022 Across Filers
Q1 2022 holders
20
Q2 2022 holders
18
Holder diff
-2
| Investor | Q1 2022 Shares | Q2 2022 Shares | Share Diff | Share Chg % | Q1 2022 Value $ | Q2 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.