FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,274,102
- Share change
- -8,877
- Total reported value
- $31,290,000
- Price per share
- $13.75
- Number of holders
- 16
- Value change
- -$122,269
- Number of buys
- 5
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
40%
|
1,682,736
|
$23,222,000 | — | 30 Jun 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
9%
|
380,276
|
$5,248,000 | — | 30 Jun 2021 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
1.6%
|
66,038
|
$911,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.71%
|
29,740
|
$410,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.62%
|
26,177
|
$361,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.38%
|
15,884
|
$219,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.36%
|
15,313
|
$211,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
14,555
|
$201,000 | — | 30 Jun 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.29%
|
12,408
|
$171,000 | — | 30 Jun 2021 | |
| AJ WEALTH STRATEGIES, LLC |
13F
|
Company |
0.28%
|
11,950
|
$165,000 | — | 30 Jun 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.27%
|
11,366
|
$157,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.18%
|
7,692
|
$106,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.09%
|
3,717
|
$51,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.08%
|
3,352
|
$46,000 | — | 30 Jun 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.04%
|
1,625
|
$22,000 | — | 30 Jun 2021 | |
| Johnson Midwest Financial, LLC |
13F
|
Company |
0%
|
150
|
$2,000 | — | 30 Jun 2021 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2021
As of 30 Sep 2021,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,274,102 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Aviance Capital Partners, LLC, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, LPL Financial LLC, RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, Meristem Family Wealth, LLC, and AJ WEALTH STRATEGIES, LLC.
This page lists
16
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
16
Q3 2021 holders
16
Holder diff
0
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.