FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,371,992
- Share change
- -8,078
- Total reported value
- $32,238,000
- Price per share
- $13.60
- Number of holders
- 17
- Value change
- -$110,379
- Number of buys
- 5
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
39%
|
1,647,263
|
$22,716,000 | — | 30 Jun 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
11%
|
454,488
|
$6,267,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.8%
|
75,428
|
$1,040,000 | — | 30 Jun 2020 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.9%
|
38,034
|
$524,000 | — | 30 Jun 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.63%
|
26,550
|
$366,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.44%
|
18,390
|
$254,000 | — | 30 Jun 2020 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.43%
|
18,255
|
$251,000 | — | 30 Jun 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.41%
|
17,344
|
$239,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
14,378
|
$198,000 | — | 30 Jun 2020 | |
| Meristem Family Wealth, LLC |
13F
|
Company |
0.33%
|
14,100
|
$194,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.28%
|
11,869
|
$164,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.28%
|
11,674
|
$161,000 | — | 30 Jun 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
11,307
|
$156,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.27%
|
11,296
|
$156,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
4,648
|
$64,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
3,170
|
$44,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.04%
|
1,876
|
$26,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0%
|
60
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2020
As of 30 Sep 2020,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
17 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,371,992 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, Aviance Capital Partners, LLC, Kovack Advisors, Inc., MORGAN STANLEY, Capital Investment Advisors, LLC, LPL Financial LLC, Meristem Family Wealth, LLC, and WESCAP Management Group, Inc..
This page lists
17
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
17
Q3 2020 holders
17
Holder diff
0
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.