Security key
33734E103
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,491,263
- Share change
- -23,000
- Total reported value
- $31,116,780
- Price per share
- $12.49
- Number of holders
- 11
- Value change
- -$284,503
- Number of buys
- 3
- Number of sells
- 7
Report period
Q3 2024
Institutions
11
Top holders
10
FMY full security history
Newer quarter: Q4 2024
Previous quarter: Q2 2024
FIRST TRUST MORTGAGE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33734E103
Recent filing periods:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
53%
|
2,251,120
|
$26,856,000 | — | 30 Jun 2024 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.6%
|
110,619
|
$1,319,685 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
76,556
|
$913,316 | — | 30 Jun 2024 | |
| Narwhal Capital Management |
13F
|
Company |
0.95%
|
39,868
|
$475,625 | — | 30 Jun 2024 | |
| Cresset Asset Management, LLC |
13F
|
Company |
0.33%
|
14,100
|
$168,213 | — | 30 Jun 2024 | |
| COMERICA BANK |
13F
|
Company |
0.09%
|
3,827
|
$45,656 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
959
|
$11,441 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
806
|
$9,614 | — | 30 Jun 2024 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
0.02%
|
642
|
$7,659 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
450
|
$5,368 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1
|
$8 | — | 30 Jun 2024 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2024
As of 30 Sep 2024,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
11 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,491,263 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, MORGAN STANLEY, Narwhal Capital Management, UHLMANN PRICE SECURITIES, LLC, LPL Financial LLC, Cresset Asset Management, LLC, JONES FINANCIAL COMPANIES LLLP, UBS Group AG, and OSAIC HOLDINGS, INC..
This page lists
11
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
11
Q3 2024 holders
11
Holder diff
0
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.