FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q1 2023 13F Holders as of 31 Mar 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,478,150
- Share change
- +22,129
- Total reported value
- $28,127,015
- Price per share
- $11.35
- Number of holders
- 15
- Value change
- +$252,939
- Number of buys
- 7
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
46%
|
1,934,378
|
$21,684,000 | — | 31 Dec 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
8.1%
|
340,476
|
$3,816,736 | — | 31 Dec 2022 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
2%
|
84,418
|
$946,328 | — | 31 Dec 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.56%
|
23,385
|
$262,146 | — | 31 Dec 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.44%
|
18,390
|
$206,157 | — | 31 Dec 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.3%
|
12,679
|
$142,132 | — | 31 Dec 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.28%
|
11,901
|
$133,410 | — | 31 Dec 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.21%
|
8,766
|
$98,000 | — | 31 Dec 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
5,501
|
$61,666 | — | 31 Dec 2022 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
1,192
|
$13,362 | — | 31 Dec 2022 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.01%
|
500
|
$5,605 | — | 31 Dec 2022 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.01%
|
245
|
$2,747 | — | 31 Dec 2022 | |
| Johnson Midwest Financial, LLC |
13F
|
Company |
0%
|
90
|
$1,000 | — | 31 Dec 2022 | |
| Cresset Asset Management, LLC |
13F
|
Company |
0.33%
|
14,100
|
$159 | — | 31 Dec 2022 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q1 2023
As of 31 Mar 2023,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,478,150 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Aviance Capital Partners, LLC, Raymond James Financial Services Advisors, Inc., LPL Financial LLC, Cresset Asset Management, LLC, ADVISOR GROUP HOLDINGS, INC., Narwhal Capital Management, WELLS FARGO & COMPANY/MN, and MORGAN STANLEY.
This page lists
15
institutional shareholders reporting positions in this security
for the Q1 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2023 vs Q4 2022 Across Filers
Q4 2022 holders
13
Q1 2023 holders
15
Holder diff
2
| Investor | Q4 2022 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q4 2022 Value $ | Q1 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.