FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,526,815
- Share change
- +32,471
- Total reported value
- $28,210,878
- Price per share
- $11.16
- Number of holders
- 18
- Value change
- +$375,636
- Number of buys
- 10
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
47%
|
1,991,746
|
$22,208,000 | — | 30 Jun 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
7.6%
|
318,126
|
$3,547,105 | — | 30 Jun 2023 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
2%
|
82,844
|
$923,715 | — | 30 Jun 2023 | |
| Narwhal Capital Management |
13F
|
Company |
0.6%
|
25,405
|
$283,266 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.56%
|
23,385
|
$260,743 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.38%
|
15,831
|
$176,514 | — | 30 Jun 2023 | |
| Cresset Asset Management, LLC |
13F
|
Company |
0.33%
|
14,100
|
$157,215 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.25%
|
10,639
|
$118,624 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
5,500
|
$61,329 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.11%
|
4,804
|
$53,565 | — | 30 Jun 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.03%
|
1,171
|
$13,057 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
450
|
$5,018 | — | 30 Jun 2023 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0.01%
|
252
|
$2,812 | — | 30 Jun 2023 | |
| Johnson Midwest Financial, LLC |
13F
|
Company |
0%
|
90
|
$1,004 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
1
|
$11 | — | 30 Jun 2023 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2023
As of 30 Sep 2023,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
18 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,526,815 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Narwhal Capital Management, Raymond James Financial Services Advisors, Inc., LPL Financial LLC, Cresset Asset Management, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Transform Wealth, LLC, OSAIC HOLDINGS, INC., and MORGAN STANLEY.
This page lists
18
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
15
Q3 2023 holders
18
Holder diff
3
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.