Security key
33734E103
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q1 2024 13F Holders as of 31 Mar 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,693,932
- Share change
- +73,439
- Total reported value
- $39,198,074
- Price per share
- $12.18
- Number of holders
- 14
- Value change
- +$893,822
- Number of buys
- 5
- Number of sells
- 7
Report period
Q1 2024
Institutions
14
Top holders
10
FMY full security history
Newer quarter: Q2 2024
Previous quarter: Q4 2023
FIRST TRUST MORTGAGE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33734E103
Recent filing periods:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
50%
|
2,088,691
|
$25,315,000 | — | 31 Dec 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
7.4%
|
311,226
|
$3,772,059 | — | 31 Dec 2023 | |
| Narwhal Capital Management |
13F
|
Company |
1.2%
|
48,953
|
$593,310 | — | 31 Dec 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.55%
|
22,967
|
$278,360 | — | 31 Dec 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
14,492
|
$175,637 | — | 31 Dec 2023 | |
| Cresset Asset Management, LLC |
13F
|
Company |
0.33%
|
14,100
|
$170,892 | — | 31 Dec 2023 | |
| Transform Wealth, LLC |
13F
|
Company |
0.28%
|
11,600
|
$141,549 | — | 31 Dec 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.26%
|
11,026
|
$133,635 | — | 31 Dec 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.12%
|
5,029
|
$60,952 | — | 31 Dec 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
903
|
$10,944 | — | 31 Dec 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
450
|
$5,454 | — | 31 Dec 2023 | |
| CLEAR STREET LLC |
13F
|
Company |
0%
|
70
|
$848 | — | 31 Dec 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
1
|
$12 | — | 31 Dec 2023 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q1 2024
As of 31 Mar 2024,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
14 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,693,932 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Global Assets Advisory, LLC, MORGAN STANLEY, Narwhal Capital Management, Raymond James Financial Services Advisors, Inc., Shaker Financial Services, LLC, LPL Financial LLC, Cresset Asset Management, LLC, and OSAIC HOLDINGS, INC..
This page lists
14
institutional shareholders reporting positions in this security
for the Q1 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2024 vs Q4 2023 Across Filers
Q4 2023 holders
13
Q1 2024 holders
14
Holder diff
1
| Investor | Q4 2023 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q4 2023 Value $ | Q1 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.