FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,441,921
- Share change
- +35,270
- Total reported value
- $27,373,289
- Price per share
- $11.21
- Number of holders
- 13
- Value change
- +$395,354
- Number of buys
- 4
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
45%
|
1,886,366
|
$21,263,000 | — | 30 Sep 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
8.1%
|
340,876
|
$3,842,000 | — | 30 Sep 2022 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
2.1%
|
86,512
|
$975,000 | — | 30 Sep 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.56%
|
23,385
|
$264,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.44%
|
18,634
|
$210,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.36%
|
15,269
|
$172,000 | — | 30 Sep 2022 | |
| Cresset Asset Management, LLC |
13F
|
Company |
0.33%
|
14,100
|
$159,000 | — | 30 Sep 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.25%
|
10,421
|
$117,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.21%
|
8,766
|
$99,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.17%
|
7,227
|
$81,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
4,965
|
$56,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
2,322
|
$26,000 | — | 30 Sep 2022 | |
| Surevest, LLC |
13F
|
Company |
0.04%
|
1,713
|
$19,000 | — | 30 Sep 2022 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.03%
|
1,075
|
$13,000 | — | 30 Sep 2022 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
392
|
$4,000 | — | 30 Sep 2022 | |
| MONEY CONCEPTS CAPITAL CORP |
13F
|
Company |
0.01%
|
351
|
$4,000 | — | 30 Sep 2022 | |
| Johnson Midwest Financial, LLC |
13F
|
Company |
0%
|
90
|
$1,000 | — | 30 Sep 2022 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q4 2022
As of 31 Dec 2022,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
13 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,441,921 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, Aviance Capital Partners, LLC, Raymond James Financial Services Advisors, Inc., LPL Financial LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, MORGAN STANLEY, ADVISOR GROUP HOLDINGS, INC., WELLS FARGO & COMPANY/MN, and UBS Group AG.
This page lists
13
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
17
Q4 2022 holders
13
Holder diff
-4
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.