FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q1 2026 13F Holders as of 31 Mar 2026
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 94,629
- Share change
- +23,972
- Total reported value
- $1,113,784
- Price per share
- $11.77
- Number of holders
- 7
- Value change
- +$282,151
- Number of buys
- 5
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
- Previous quarter: Q4 2025
Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13D/G
13F
|
Company |
54%
|
2,278,607
|
$27,912,936 | +$654,407 | 11 Mar 2026 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.7%
|
70,989
|
$862,516 | — | 31 Dec 2025 | |
| Noble Wealth Management PBC |
13F
|
Company |
1.1%
|
46,681
|
$567,174 | — | 31 Dec 2025 | |
| UHLMANN PRICE SECURITIES, LLC |
13F
|
Company |
0.56%
|
23,674
|
$287,653 | — | 31 Dec 2025 | |
| MORGAN STANLEY |
13F
|
Company |
0.46%
|
19,269
|
$234,118 | — | 31 Dec 2025 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
0.44%
|
18,517
|
$224,982 | — | 31 Dec 2025 | |
| Cresset Asset Management, LLC |
13F
|
Company |
0.33%
|
14,100
|
$172,232 | — | 31 Dec 2025 | |
| CWM, LLC |
13F
|
Company |
0.23%
|
9,780
|
$119,000 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.12%
|
4,861
|
$59,069 | — | 31 Dec 2025 | |
| Thomas R. Kadlec |
3/4/5
|
Director |
0.04%
|
1,616
|
$19,456 | +$9,009 | 31 Oct 2025 | |
| HIGHLINE WEALTH PARTNERS LLC |
13F
|
Company |
0.01%
|
300
|
$3,645 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
0%
|
1
|
$12 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1
|
$11 | — | 31 Dec 2025 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q1 2026
As of 31 Mar 2026,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
7 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
94,629 shares.
The largest 7 holders included
Noble Wealth Management PBC, UHLMANN PRICE SECURITIES, LLC, Narwhal Capital Management, UBS Group AG, GHP Investment Advisors, Inc., HIGHLINE WEALTH PARTNERS LLC, and WELLS FARGO & COMPANY/MN.
This page lists
7
institutional shareholders reporting positions in this security
for the Q1 2026 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
12
Q1 2026 holders
7
Holder diff
-5
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2026 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.