Security key
33734E103
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q2 2023 13F Holders as of 30 Jun 2023
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 2,494,344
- Total 13F value
- $27,811,978
- Share change
- +16,194
- SEC-reported price per share
- $11.15
- Number of holders
- 15
- Value change
- +$181,041
- Number of buys
- 4
- Number of sells
- 6
- Shares outstanding
- 4,211,843
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q2 2023
Institutions
15
Top holders
10
FMY full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2023
Previous quarter: Q1 2023
FIRST TRUST MORTGAGE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33734E103
Recent filing periods:
Ownership snapshot
Top reported holders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SIT INVESTMENT ASSOCIATES...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
15/15
Latest evidence
31 Mar 2023
13F
Lead comparable stake: 47%
Showing 1-6 of 15 holder rows.
Quick read
SIT INVESTMENT ASSOCIATES INC leads the comparable SEC ownership view at 47%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SIT INVESTMENT ASSOCIATES INC's linked filing trail.
Comparable ownership
Top 5
SIT INVESTMENT ASSOCIATES INC
47%
1607 Capital Partners, LLC
7.6%
Aviance Capital Partners, LLC
2%
Raymond James Financial Services ...
0.56%
LPL Financial LLC
0.38%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
47%
|
$22,484,000
1,980,965 shares
|
— | 31 Mar 2023 |
| 1607 Capital Partners, LLC |
13F
Company
|
7.6%
|
$3,610,730
318,126 shares
|
— | 31 Mar 2023 |
| Aviance Capital Partners, LLC |
13F
Company
|
2%
|
$965,786
85,091 shares
|
— | 31 Mar 2023 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
0.56%
|
$265,420
23,385 shares
|
— | 31 Mar 2023 |
| LPL Financial LLC |
13F
Company
|
0.38%
|
$181,875
16,024 shares
|
— | 31 Mar 2023 |
| Cresset Asset Management, LLC |
13F
Company
|
0.33%
|
$160,035
14,100 shares
|
— | 31 Mar 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
15
Shares
2,494,344
Rows available
15
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
15
Q2 2023 holders
15
Holder diff
0
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 value | Q2 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend