Security Snapshot

SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) Institutional Ownership

CUSIP: 85208J109

13F Institutional Holders and Ownership History from Q1 2015 to Q1 2026

Latest Period

Q1 2026

Institutions Reporting

31

Shares (Excl. Options)

18,987,576

Price

$9.54

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Type / Class
Equity / Common Stock, $0.001 par value per share
Symbol
FUND on Nasdaq
Shares outstanding
29,899,122
Price per share
$9.57
All holders as of 31 Mar 2026
Q1 2026
Total 13F shares
18,987,576
Total reported value
$181,224,000
% of total 13F portfolios
0%
Share change
-233,361
Value change
-$2,114,677
Number of holders
31
Price from insider filings
$9.57
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Key facts

  • FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share is tracked under CUSIP 85208J109.
  • 31 institutions reported positions in Q1 2026.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 32 to 31 between Q4 2025 and Q1 2026.
  • Reported value moved from $166,840,979 to $181,224,000.

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 31 institutions filings for Q1 2026.

Open SEC Evidence

Security key

85208J109

Latest holder period

Q1 2026

13F holders

31

13D/G owners

1

CIK / CUSIP context first

Open Q1 2026 holders FUND full holder history SPROTT FOCUS TRUST INC. SEC filings SPROTT FOCUS TRUST INC. insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
1
Security
FUND
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
GEORGE W WHITNEY 41% $86,055,653 12,258,640 W. Whitney George 30 Dec 2024

As of 31 Mar 2026, 31 institutional investors reported holding 18,987,576 shares of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND). This represents 64% of the company’s total 29,899,122 outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
63%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SPROTT INC. 52% 15,536,886 +0.56% 4.5% $148,304,061
ROYAL BANK OF CANADA 2.7% 802,431 +15% 0% $7,655,000
LPL Financial LLC 1.8% 538,130 +2.3% 0% $5,133,764
MORGAN STANLEY 0.83% 249,584 -12% 0% $2,381,035
Integrated Wealth Concepts LLC 0.78% 233,151 -6.8% 0.02% $2,224,261
Essex Financial Services, Inc. 0.73% 218,586 +0.46% 0.12% $2,085,306
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.72% 215,580 +7.3% 0.3% $2,056,637
Shaker Financial Services, LLC 0.68% 203,208 -56% 0.68% $1,938,605
1607 Capital Partners, LLC 0.51% 153,133 +15% 0.11% $1,460,889
EVOLVE PRIVATE WEALTH, LLC 0.5% 150,644 -0.18% 0.08% $1,437,144
RIVERNORTH CAPITAL MANAGEMENT, LLC 0.46% 138,901 0% 0.07% $1,325,116
WELLS FARGO & COMPANY/MN 0.36% 108,425 +2.6% 0% $1,034,380
CAPTRUST FINANCIAL ADVISORS 0.29% 86,072 +0.77% 0% $821,126
SAPIENT CAPITAL LLC 0.27% 82,018 +1.5% 0.01% $782,452
RAYMOND JAMES FINANCIAL INC 0.17% 50,158 +7% 0% $478,507
LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.1% 29,114 0% 0.03% $277,746
OSAIC HOLDINGS, INC. 0.1% 28,553 -34% 0% $272,396
LEVEL FOUR ADVISORY SERVICES, LLC 0.09% 26,616 +2% 0.01% $253,917
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.09% 26,541 +13% 0% $253,732
CoreCap Advisors, LLC 0.08% 22,690 +1.5% 0.01% $216,467
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% 19,856 +1.5% 0% $189,426
BANK OF AMERICA CORP /DE/ 0.06% 18,245 +0.73% 0% $174,057
Waverly Advisors, LLC 0.04% 11,197 +1.5% 0% $106,819
Hara Capital LLC 0.04% 10,790 -67% 0.05% $102,937
Mraz, Amerine & Associates, Inc. 0.04% 10,718 0% 0.02% $102,250

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
45
Latest
Q1 2026
Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 18,987,576 $181,224,000 -$2,114,677 $9.54 31
2025 Q4 19,220,938 $166,840,979 +$2,082,916 $8.68 32
2025 Q3 18,823,653 $156,380,735 +$1,537,790 $8.31 33
2025 Q2 18,639,822 $139,382,654 +$1,986,904 $7.48 33
2025 Q1 18,374,511 $136,141,636 -$504,812 $7.41 33
2024 Q4 18,602,514 $136,102,276 +$1,219,826 $7.32 37
2024 Q3 18,431,262 $142,080,632 +$2,013,107 $7.70 33
2024 Q2 18,170,535 $136,057,695 -$1,180,946 $7.48 32
2024 Q1 18,168,325 $146,028,631 +$113,102,923 $8.04 33
2023 Q4 4,095,768 $32,765,466 -$689,583 $8.00 32
2023 Q3 4,088,232 $30,785,121 +$130,484 $7.53 31
2023 Q2 4,069,691 $32,354,291 +$115,095 $7.95 29
2023 Q1 4,035,968 $32,671,200 -$173,351,722 $8.10 29
2022 Q4 4,450,927 $205,859,834 -$1,056,158 $7.97 31
2022 Q3 4,540,518 $31,261,000 +$1,062,765 $6.88 29
2022 Q2 4,472,485 $33,816,000 -$391,456 $7.56 27
2022 Q1 4,513,919 $40,932,000 -$4,374,813 $9.07 27
2021 Q4 5,002,503 $43,020,000 -$4,390,272 $8.60 29
2021 Q3 5,353,435 $44,369,000 -$4,261,275 $8.29 28
2021 Q2 5,861,765 $49,856,000 -$1,717,669 $8.51 31
2021 Q1 6,065,651 $47,327,000 -$5,048,769 $7.80 31
2020 Q4 6,754,822 $46,601,000 +$3,675,323 $6.90 30
2020 Q3 6,379,991 $37,951,000 +$2,371,945 $5.95 32
2020 Q2 5,981,243 $35,274,000 +$3,368,803 $5.90 30
2020 Q1 5,414,778 $27,306,000 -$2,384,376 $5.04 27
2019 Q4 5,725,676 $42,147,000 +$2,455,354 $7.36 27
2019 Q3 5,319,747 $35,856,000 +$1,757,070 $6.74 28
2019 Q2 5,059,279 $34,088,000 -$3,383,823 $6.74 28
2019 Q1 5,560,640 $38,020,376 -$1,362,892 $6.85 24
2018 Q4 5,808,908 $33,570,000 -$1,349,749 $5.78 32
2018 Q3 5,987,798 $44,163,000 +$5,019,781 $7.38 34
2018 Q2 5,304,931 $41,471,000 -$3,488,400 $7.82 33
2018 Q1 5,752,276 $44,807,000 -$2,944,271 $7.79 33
2017 Q4 6,118,780 $48,476,000 +$3,363,385 $7.92 34
2017 Q3 5,680,908 $43,929,000 +$4,081,059 $7.73 32
2017 Q2 5,157,733 $38,018,000 +$2,682,034 $7.37 30
2017 Q1 4,793,388 $35,601,000 +$175,244 $7.43 31
2016 Q4 4,780,906 $33,187,000 -$410,867 $6.94 34
2016 Q3 4,842,524 $33,408,000 +$705,866 $6.90 36
2016 Q2 4,817,050 $30,917,355 +$1,615,784 $6.42 38
2016 Q1 4,604,771 $28,041,000 +$837,746 $6.09 44
2015 Q4 4,526,566 $26,226,000 -$569,832 $5.80 43
2015 Q3 4,258,001 $25,165,590 +$2,017,314 $5.91 36
2015 Q2 3,878,711 $27,460,283 +$2,607,897 $7.08 32
2015 Q1 3,486,044 $25,307,149 +$24,030,149 $7.26 29
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