SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2015 to Q4 2025

Type / Class
Equity / Common Stock, $0.001 par value per share
Symbol
FUND on Nasdaq
Shares outstanding
29,899,122
Price per share
$8.68
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
19,220,938
Total reported value
$166,840,979
% of total 13F portfolios
0%
Share change
+239,303
Value change
+$2,082,916
Number of holders
32
Price from insider filings
$8.68
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
GEORGE W WHITNEY 41% $86,055,653 12,258,640 W. Whitney George 30 Dec 2024

As of 31 Dec 2025, 32 institutional investors reported holding 19,220,938 shares of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND). This represents 64% of the company’s total 29,899,122 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) together control 64% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SPROTT INC. 52% 15,450,730 +1.5% 4.8% $134,112,336
ROYAL BANK OF CANADA 2.3% 695,626 +12% 0% $6,038,000
LPL Financial LLC 1.8% 525,819 +19% 0% $4,564,113
Shaker Financial Services, LLC 1.6% 465,917 -1.8% 1.3% $4,044,160
MORGAN STANLEY 0.95% 285,138 +1.6% 0% $2,475,003
Integrated Wealth Concepts LLC 0.84% 250,275 -13% 0.03% $2,172,387
Essex Financial Services, Inc. 0.73% 217,592 -0.39% 0.11% $1,888,697
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.67% 200,923 +15% 0.26% $1,744,011
EVOLVE PRIVATE WEALTH, LLC 0.5% 150,916 0% 0.08% $1,309,951
RIVERNORTH CAPITAL MANAGEMENT, LLC 0.46% 138,901 0% 0.06% $1,205,661
1607 Capital Partners, LLC 0.45% 133,133 -3.1% 0.08% $1,155,594
AQR Arbitrage LLC 0.42% 124,515 -11% 0.02% $1,080,790
WELLS FARGO & COMPANY/MN 0.35% 105,640 +7.2% 0% $916,960
CAPTRUST FINANCIAL ADVISORS 0.29% 85,417 +1.6% 0% $741,419
SAPIENT CAPITAL LLC 0.27% 80,823 +2.1% 0.01% $704,777
RAYMOND JAMES FINANCIAL INC 0.16% 46,888 +3.1% 0% $406,987
OSAIC HOLDINGS, INC. 0.14% 43,160 +0.61% 0% $374,654
Hara Capital LLC 0.11% 32,889 -26% 0.16% $285,477
LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.1% 29,114 0% 0.03% $252,708
LEVEL FOUR ADVISORY SERVICES, LLC 0.09% 26,083 +2.3% 0.01% $226,402
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.08% 23,533 +9.1% 0% $204,266
CoreCap Advisors, LLC 0.07% 22,357 +2.2% 0.01% $194,061
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% 19,567 +2.2% 0% $169,842
BANK OF AMERICA CORP /DE/ 0.06% 18,113 +2.2% 0% $157,221
UBS Group AG 0.04% 12,780 -89% 0% $110,930

Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 19,220,938 $166,840,979 +$2,082,916 $8.68 32
2025 Q3 18,823,653 $156,380,735 +$1,537,790 $8.31 33
2025 Q2 18,639,822 $139,382,654 +$1,986,904 $7.48 33
2025 Q1 18,374,511 $136,141,636 -$504,812 $7.41 33
2024 Q4 18,602,514 $136,102,276 +$1,219,826 $7.32 37
2024 Q3 18,431,262 $142,080,632 +$2,013,107 $7.70 33
2024 Q2 18,170,535 $136,057,695 -$1,180,946 $7.48 32
2024 Q1 18,168,325 $146,028,631 +$113,102,923 $8.04 33
2023 Q4 4,095,768 $32,765,466 -$689,583 $8.00 32
2023 Q3 4,088,232 $30,785,121 +$130,484 $7.53 31
2023 Q2 4,069,691 $32,354,291 +$115,095 $7.95 29
2023 Q1 4,035,968 $32,671,200 -$173,351,722 $8.10 29
2022 Q4 4,450,927 $205,859,834 -$1,056,158 $7.97 31
2022 Q3 4,540,518 $31,261,000 +$1,062,765 $6.88 29
2022 Q2 4,472,485 $33,816,000 -$391,456 $7.56 27
2022 Q1 4,513,919 $40,932,000 -$4,374,813 $9.07 27
2021 Q4 5,002,503 $43,020,000 -$4,390,272 $8.60 29
2021 Q3 5,353,435 $44,369,000 -$4,261,275 $8.29 28
2021 Q2 5,861,765 $49,856,000 -$1,717,669 $8.51 31
2021 Q1 6,065,651 $47,327,000 -$5,048,769 $7.80 31
2020 Q4 6,754,822 $46,601,000 +$3,675,323 $6.90 30
2020 Q3 6,379,991 $37,951,000 +$2,371,945 $5.95 32
2020 Q2 5,981,243 $35,274,000 +$3,368,803 $5.90 30
2020 Q1 5,414,778 $27,306,000 -$2,384,376 $5.04 27
2019 Q4 5,725,676 $42,147,000 +$2,455,354 $7.36 27
2019 Q3 5,319,747 $35,856,000 +$1,757,070 $6.74 28
2019 Q2 5,059,279 $34,088,000 -$3,383,823 $6.74 28
2019 Q1 5,560,640 $38,020,376 -$1,362,892 $6.85 24
2018 Q4 5,808,908 $33,570,000 -$1,349,749 $5.78 32
2018 Q3 5,987,798 $44,163,000 +$5,019,781 $7.38 34
2018 Q2 5,304,931 $41,471,000 -$3,488,400 $7.82 33
2018 Q1 5,752,276 $44,807,000 -$2,944,271 $7.79 33
2017 Q4 6,118,780 $48,476,000 +$3,363,385 $7.92 34
2017 Q3 5,680,908 $43,929,000 +$4,081,059 $7.73 32
2017 Q2 5,157,733 $38,018,000 +$2,682,034 $7.37 30
2017 Q1 4,793,388 $35,601,000 +$175,244 $7.43 31
2016 Q4 4,780,906 $33,187,000 -$410,867 $6.94 34
2016 Q3 4,842,524 $33,408,000 +$705,866 $6.90 36
2016 Q2 4,817,050 $30,917,355 +$1,615,784 $6.42 38
2016 Q1 4,604,771 $28,041,000 +$837,746 $6.09 44
2015 Q4 4,526,566 $26,226,000 -$569,832 $5.80 43
2015 Q3 4,258,001 $25,165,590 +$2,017,314 $5.91 36
2015 Q2 3,878,711 $27,460,283 +$2,607,897 $7.08 32
2015 Q1 3,486,044 $25,307,149 +$24,030,149 $7.26 29