SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 5,002,503
- Share change
- -531,584
- Total reported value
- $43,020,000
- Price per share
- $8.60
- Number of holders
- 29
- Value change
- -$4,390,272
- Number of buys
- 16
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
4.9%
|
1,458,941
|
$12,095,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
457,286
|
$3,791,000 | — | 30 Sep 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.5%
|
455,991
|
$3,769,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
1.3%
|
379,929
|
$3,150,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
1.1%
|
327,542
|
$2,715,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
1%
|
305,252
|
$2,531,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.86%
|
257,388
|
$2,134,000 | — | 30 Sep 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.81%
|
242,778
|
$2,013,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.79%
|
235,405
|
$1,952,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.76%
|
227,202
|
$1,884,000 | — | 30 Sep 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.68%
|
202,491
|
$1,679,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.63%
|
188,736
|
$1,565,000 | — | 30 Sep 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.36%
|
109,000
|
$904,000 | — | 30 Sep 2021 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.34%
|
101,168
|
$839,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.34%
|
100,609
|
$835,000 | — | 30 Sep 2021 | |
| SPROTT INC. |
13F
|
Company |
0.33%
|
97,368
|
$807,000 | — | 30 Sep 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
34,667
|
$287,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.1%
|
29,467
|
$242,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.08%
|
24,509
|
$203,000 | — | 30 Sep 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
19,201
|
$159,000 | — | 30 Sep 2021 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.06%
|
18,211
|
$151,000 | — | 30 Sep 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.06%
|
17,930
|
$147,000 | — | 30 Sep 2021 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
16,837
|
$140,000 | — | 30 Sep 2021 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.05%
|
15,672
|
$130,000 | — | 30 Sep 2021 | |
| Creative Planning |
13F
|
Company |
0.04%
|
10,750
|
$89,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.03%
|
10,300
|
$85,000 | — | 30 Sep 2021 | |
| BOURGEON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.03%
|
7,850
|
$65,000 | — | 30 Sep 2021 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
955
|
$8,000 | — | 30 Sep 2021 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q4 2021
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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