SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

CUSIP: 85208J109

Q4 2021 13F Holders as of 31 Dec 2021

Type / Class
Equity / Common Stock, $0.001 par value per share
Shares outstanding
29,899,122
Total 13F shares
5,002,503
Share change
-531,584
Total reported value
$43,020,000
Price per share
$8.60
Number of holders
29
Value change
-$4,390,272
Number of buys
16
Number of sells
14

Quarterly Holders Quick Answers

What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.

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Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
1607 Capital Partners, LLC
13F
Company
4.9%
1,458,941
$12,095,000 30 Sep 2021
13F
WELLS FARGO & COMPANY/MN
13F
Company
1.5%
457,286
$3,791,000 30 Sep 2021
13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
1.5%
455,991
$3,769,000 30 Sep 2021
13F
STIFEL FINANCIAL CORP
13F
Company
1.3%
379,929
$3,150,000 30 Sep 2021
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
1.1%
327,542
$2,715,000 30 Sep 2021
13F
LPL Financial LLC
13F
Company
1%
305,252
$2,531,000 30 Sep 2021
13F
ROYAL BANK OF CANADA
13F
Company
0.86%
257,388
$2,134,000 30 Sep 2021
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
0.81%
242,778
$2,013,000 30 Sep 2021
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.79%
235,405
$1,952,000 30 Sep 2021
13F
Shaker Financial Services, LLC
13F
Company
0.76%
227,202
$1,884,000 30 Sep 2021
13F
Cetera Investment Advisers
13F
Company
0.68%
202,491
$1,679,000 30 Sep 2021
13F
MORGAN STANLEY
13F
Company
0.63%
188,736
$1,565,000 30 Sep 2021
13F
Private Advisor Group, LLC
13F
Company
0.36%
109,000
$904,000 30 Sep 2021
13F
Frontier Wealth Management LLC
13F
Company
0.34%
101,168
$839,000 30 Sep 2021
13F
UBS Group AG
13F
Company
0.34%
100,609
$835,000 30 Sep 2021
13F
SPROTT INC.
13F
Company
0.33%
97,368
$807,000 30 Sep 2021
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0.12%
34,667
$287,000 30 Sep 2021
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.1%
29,467
$242,000 30 Sep 2021
13F
OSAIC HOLDINGS, INC.
13F
Company
0.08%
24,509
$203,000 30 Sep 2021
13F
HighTower Advisors, LLC
13F
Company
0.06%
19,201
$159,000 30 Sep 2021
13F
ROTHSCHILD INVESTMENT LLC /IL
13F
Company
0.06%
18,211
$151,000 30 Sep 2021
13F
FNY Investment Advisers, LLC
13F
Company
0.06%
17,930
$147,000 30 Sep 2021
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.06%
16,837
$140,000 30 Sep 2021
13F
PEAPACK GLADSTONE FINANCIAL CORP
13F
Company
0.05%
15,672
$130,000 30 Sep 2021
13F
Creative Planning
13F
Company
0.04%
10,750
$89,000 30 Sep 2021
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.03%
10,300
$85,000 30 Sep 2021
13F
BOURGEON CAPITAL MANAGEMENT LLC
13F
Company
0.03%
7,850
$65,000 30 Sep 2021
13F
HUNTINGTON NATIONAL BANK
13F
Company
0%
955
$8,000 30 Sep 2021
13F

Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q4 2021

As of 31 Dec 2021, SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by 29 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,002,503 shares. The largest 10 holders included 1607 Capital Partners, LLC, LPL Financial LLC, STIFEL FINANCIAL CORP, ROYAL BANK OF CANADA, WELLS FARGO & COMPANY/MN, Essex Financial Services, Inc., BANK OF AMERICA CORP /DE/, Cetera Investment Advisers, MORGAN STANLEY, and RIVERNORTH CAPITAL MANAGEMENT, LLC. This page lists 29 institutional shareholders reporting positions in this security for the Q4 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2021 vs Q3 2021 Across Filers

Q3 2021 holders
28
Q4 2021 holders
29
Holder diff
1
Investor Q3 2021 Shares Q4 2021 Shares Share Diff Share Chg % Q3 2021 Value $ Q4 2021 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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