Insider Transactions Reported by 2 Insiders of SPROTT FOCUS TRUST INC.

Symbol: FUND on Nasdaq
Location: Darien, CT

Quick Takeaways

FUND - SPROTT FOCUS TRUST INC. has 2 insiders with reported activity on this page.
Net insider value flow over the last year: +$5,848,561.
Recent transaction rows are available for direct filing-level review.

What Changed

Buy value: $6,473,758; sell value: $625,196.
Net share flow: +704,527.

Why This Matters

This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.

Source Evidence

Filed on Form 4

Issuer insider activity is sourced from SEC Forms 3, 4, and 5.

See Original Filing

Insider trading overview

Last 12 months

Net insider flow leans to buying over the last 12 months. Net value: +$5,848,561.

Buys

$6,473,758

Shares: 783,044

Insiders: 1

Sells

$625,197

Shares: 78,517

Insiders: 2

Net

+$5,848,561

Shares: +704,527

Insiders: -1

Window (months)	Buy shares	Sell shares	Buy $	Sell $	Net $
0-3	135,086	0	$1,209,868	$0	+$1,209,868
3-6	272,022	17,700	$2,339,907	$156,645	+$2,183,262
6-9	179,607	30,917	$1,469,185	$253,078	+$1,216,107
9-12	196,329	29,900	$1,454,798	$215,473	+$1,239,325

SPROTT FOCUS TRUST INC. executives and other stock owners filed with the SEC include:

Name	Relationship	Holdings Value	Past Year Net Change	Change %	Valuation	Report Date
W. Whitney George	Director, Senior Portfolio Manager, 10%+ Owner	$126,891,921	+$5,857,875	+4.8%	Filing P/S	27 Mar 2026
Thomas W. Ulrich	President, Chief Compliance Officer and Secretary	$68,993	-$9,314	-12%	Filing P/S	15 Oct 2025

Top shareholders of SPROTT FOCUS TRUST INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
SPROTT INC.	13F	Company	52%	15,536,886	$148,304,061	—	31 Mar 2026	13F
W. Whitney George	3/4/5 13D/G	Director, Senior Portfolio Manager, 10%+ Owner	41% from 13D/G	14,162,045	$126,891,921	+$5,857,875	27 Mar 2026	3/4/5 13D/G
ROYAL BANK OF CANADA	13F	Company	2.7%	802,431	$7,655,000	—	31 Mar 2026	13F
LPL Financial LLC	13F	Company	1.8%	538,130	$5,133,764	—	31 Mar 2026	13F
MORGAN STANLEY	13F	Company	0.83%	249,584	$2,381,035	—	31 Mar 2026	13F
Integrated Wealth Concepts LLC	13F	Company	0.78%	233,151	$2,224,261	—	31 Mar 2026	13F
Essex Financial Services, Inc.	13F	Company	0.73%	218,586	$2,085,306	—	31 Mar 2026	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.72%	215,580	$2,056,637	—	31 Mar 2026	13F
Shaker Financial Services, LLC	13F	Company	0.68%	203,208	$1,938,605	—	31 Mar 2026	13F
1607 Capital Partners, LLC	13F	Company	0.51%	153,133	$1,460,889	—	31 Mar 2026	13F
EVOLVE PRIVATE WEALTH, LLC	13F	Company	0.5%	150,644	$1,437,144	—	31 Mar 2026	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	0.46%	138,901	$1,325,116	—	31 Mar 2026	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.36%	108,425	$1,034,380	—	31 Mar 2026	13F
CAPTRUST FINANCIAL ADVISORS	13F	Company	0.29%	86,072	$821,126	—	31 Mar 2026	13F
SAPIENT CAPITAL LLC	13F	Company	0.27%	82,018	$782,452	—	31 Mar 2026	13F
RAYMOND JAMES FINANCIAL INC	13F	Company	0.17%	50,158	$478,507	—	31 Mar 2026	13F
LODESTAR PRIVATE ASSET MANAGEMENT LLC	13F	Company	0.1%	29,114	$277,746	—	31 Mar 2026	13F
OSAIC HOLDINGS, INC.	13F	Company	0.1%	28,553	$272,396	—	31 Mar 2026	13F
LEVEL FOUR ADVISORY SERVICES, LLC	13F	Company	0.09%	26,616	$253,917	—	31 Mar 2026	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.09%	26,541	$253,732	—	31 Mar 2026	13F
CoreCap Advisors, LLC	13F	Company	0.08%	22,690	$216,467	—	31 Mar 2026	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0.07%	19,856	$189,426	—	31 Mar 2026	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.06%	18,245	$174,057	—	31 Mar 2026	13F
Waverly Advisors, LLC	13F	Company	0.04%	11,197	$106,819	—	31 Mar 2026	13F
Hara Capital LLC	13F	Company	0.04%	10,790	$102,937	—	31 Mar 2026	13F
Mraz, Amerine & Associates, Inc.	13F	Company	0.04%	10,718	$102,250	—	31 Mar 2026	13F
Thomas W. Ulrich	3/4/5	President, Chief Compliance Officer and Secretary	0.03%	8,273	$68,993	-$9,314	15 Oct 2025	3/4/5
Advocate Investing Services LLC	13F	Company	0.02%	7,171	$68,411	—	31 Mar 2026	13F
UBS Group AG	13F	Company	0.01%	4,421	$42,176	—	31 Mar 2026	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.01%	3,128	$29,841	—	31 Mar 2026	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.01%	1,611	$15,369	—	31 Mar 2026	13F
EverSource Wealth Advisors, LLC	13F	Company	0%	17	$164	—	31 Mar 2026	13F
Rockefeller Capital Management L.P.	13F	Company	0%	1	$15	—	31 Mar 2026	13F
Blue Trust, Inc.	13F	Company	0%	1	$9	—	31 Mar 2026	13F

Recent Insider Transactions by Companies or Individuals for SPROTT FOCUS TRUST INC.

Showing up to 300 most recent insider transactions from the last 12 months.

Insider	Symbol	Class	Transaction	%	Value $	* Price $	Shares	Shares Owned	Date	Ownership
W. Whitney George	FUND	Common Stock	Purchase	1.49%	$345,507	$8.96	38,561	2,626,673	27 Mar 2026	Held by Foundation
W. Whitney George	FUND	Common Stock	Purchase	1.49%	$437,373	$8.96	48,814	3,325,077	27 Mar 2026	Held by Spouse
W. Whitney George	FUND	Common Stock	Purchase	2.22%	$281,226	$8.94	31,443	1,445,933	27 Mar 2026	Held by Trust
W. Whitney George	FUND	Common Stock	Purchase	0.2%	$145,761	$8.96	16,268	8,094,301	27 Mar 2026	Direct
W. Whitney George	FUND	Common Stock	Sale	-5.45%	$156,645	$8.85	-17,700	306,805	06 Jan 2026	Held by Trust
W. Whitney George	FUND	Common Stock	Purchase	0.02%	$15,869	$8.89	1,785	8,078,033	06 Jan 2026	Direct
W. Whitney George	FUND	Common Stock	Gift	-0.2%			-6,540	3,276,263	02 Jan 2026	Held by Spouse
W. Whitney George	FUND	Common Stock	Gift	-0.13%			-10,900	8,076,248	02 Jan 2026	Direct
W. Whitney George	FUND	Common Stock	Purchase	2.22%	$483,836	$8.60	56,260	2,588,112	29 Dec 2025	Held by Foundation
W. Whitney George	FUND	Common Stock	Purchase	3.36%	$397,836	$8.60	46,260	1,424,706	29 Dec 2025	Held by Trust
W. Whitney George	FUND	Common Stock	Purchase	2.22%	$613,696	$8.60	71,360	3,282,803	29 Dec 2025	Held by Spouse
W. Whitney George	FUND	Common Stock	Purchase	1.21%	$828,670	$8.60	96,357	8,087,148	29 Dec 2025	Direct
W. Whitney George	FUND	Common Stock	Gift	-0.14%			-4,500	3,211,443	10 Dec 2025	Held by Spouse
Thomas W. Ulrich	FUND	Common Stock	Sale	-11.9%	$9,314	$8.34	-1,117	8,273	15 Oct 2025	By IRA
W. Whitney George	FUND	Common Stock	Purchase	1.56%	$317,605	$8.18	38,827	2,531,852	29 Sep 2025	Held by Foundation
W. Whitney George	FUND	Common Stock	Purchase	2.34%	$261,146	$8.18	31,925	1,393,736	29 Sep 2025	Held by Trust
W. Whitney George	FUND	Common Stock	Purchase	1.56%	$403,421	$8.18	49,318	3,215,943	29 Sep 2025	Held by Spouse
W. Whitney George	FUND	Common Stock	Purchase	0.75%	$487,013	$8.18	59,537	7,990,791	29 Sep 2025	Direct
W. Whitney George	FUND	Common Stock	Sale	-8.7%	$243,764	$8.18	-29,800	312,583	28 Aug 2025	Held by Trust
W. Whitney George	FUND	Common Stock	Purchase	1.73%	$313,688	$7.41	42,333	2,493,025	30 Jun 2025	Held by Foundation
W. Whitney George	FUND	Common Stock	Purchase	2.64%	$261,669	$7.41	35,313	1,372,363	30 Jun 2025	Held by Trust
W. Whitney George	FUND	Common Stock	Purchase	1.73%	$398,436	$7.41	53,770	3,166,625	30 Jun 2025	Held by Spouse
W. Whitney George	FUND	Common Stock	Purchase	0.83%	$481,005	$7.41	64,913	7,931,254	30 Jun 2025	Direct
W. Whitney George	FUND	Common Stock	Sale	-10.7%	$215,473	$7.21	-29,900	250,600	03 Jun 2025	Held by Trust

* An asterisk sign (*) next to the price indicates that the price is likely invalid.