Security key
85208J109
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 4,540,518
- Share change
- +154,341
- Total reported value
- $31,261,000
- Price per share
- $6.88
- Number of holders
- 29
- Value change
- +$1,062,765
- Number of buys
- 15
- Number of sells
- 10
Report period
Q3 2022
Institutions
29
Top holders
10
FUND full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
SPROTT FOCUS TRUST INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 85208J109
Recent filing periods:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
3%
|
893,432
|
$6,754,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
2%
|
599,199
|
$4,530,000 | — | 30 Jun 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.5%
|
454,316
|
$3,435,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
351,387
|
$2,657,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.95%
|
282,945
|
$2,140,000 | — | 30 Jun 2022 | |
| Essex Financial Services, Inc. |
13F
|
Company |
0.93%
|
276,987
|
$2,094,000 | — | 30 Jun 2022 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.91%
|
270,880
|
$2,048,000 | — | 30 Jun 2022 | |
| Cetera Investment Advisers |
13F
|
Company |
0.75%
|
225,391
|
$1,704,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.74%
|
221,846
|
$1,677,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.64%
|
191,653
|
$1,449,000 | — | 30 Jun 2022 | |
| SPROTT INC. |
13F
|
Company |
0.4%
|
118,216
|
$894,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.35%
|
104,154
|
$787,000 | — | 30 Jun 2022 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.33%
|
98,219
|
$743,000 | — | 30 Jun 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.24%
|
71,895
|
$543,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.22%
|
66,092
|
$499,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.19%
|
57,051
|
$431,000 | — | 30 Jun 2022 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.14%
|
41,768
|
$316,000 | — | 30 Jun 2022 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.08%
|
24,645
|
$186,000 | — | 30 Jun 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.08%
|
22,500
|
$170,000 | — | 30 Jun 2022 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.07%
|
20,552
|
$156,000 | — | 30 Jun 2022 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.06%
|
17,819
|
$134,000 | — | 30 Jun 2022 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.06%
|
17,725
|
$134,000 | — | 30 Jun 2022 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
16,837
|
$127,000 | — | 30 Jun 2022 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.05%
|
15,672
|
$118,000 | — | 30 Jun 2022 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
9,667
|
$77,000 | — | 30 Jun 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
1,287
|
$10,000 | — | 30 Jun 2022 | |
| BOURGEON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0%
|
350
|
$3,000 | — | 30 Jun 2022 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q3 2022
As of 30 Sep 2022,
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,540,518 shares.
The largest 10 holders included
1607 Capital Partners, LLC, LPL Financial LLC, Shaker Financial Services, LLC, ROYAL BANK OF CANADA, Integrated Wealth Concepts LLC, Essex Financial Services, Inc., MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Cetera Investment Advisers, and SPROTT INC..
This page lists
29
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
27
Q3 2022 holders
29
Holder diff
2
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.