SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

CUSIP: 85208J109

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class
Equity / Common Stock, $0.001 par value per share
Shares outstanding
29,899,122
Total 13F shares
6,065,651
Share change
-689,171
Total reported value
$47,327,000
Price per share
$7.80
Number of holders
31
Value change
-$5,048,769
Number of buys
14
Number of sells
16

Quarterly Holders Quick Answers

What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
1607 Capital Partners, LLC
13F
Company
5.1%
1,529,604
$10,554,000 31 Dec 2020
13F
Shaker Financial Services, LLC
13F
Company
2.8%
833,073
$5,748,000 31 Dec 2020
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
2.5%
758,944
$5,237,000 31 Dec 2020
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
2%
593,451
$4,095,000 31 Dec 2020
13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
1.9%
558,897
$3,848,000 31 Dec 2020
13F
WELLS FARGO & COMPANY/MN
13F
Company
1.7%
513,468
$3,544,000 31 Dec 2020
13F
STIFEL FINANCIAL CORP
13F
Company
1.5%
442,858
$3,056,000 31 Dec 2020
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
0.68%
201,870
$1,392,000 31 Dec 2020
13F
Cornerstone Advisors, LLC
13F
Company
0.62%
185,895
$1,283,000 31 Dec 2020
13F
Cetera Investment Advisers
13F
Company
0.61%
182,016
$1,256,000 31 Dec 2020
13F
MORGAN STANLEY
13F
Company
0.56%
165,955
$1,145,000 31 Dec 2020
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.51%
153,063
$1,056,000 31 Dec 2020
13F
Curi Capital, LLC
13F
Company
0.38%
114,317
$789,000 31 Dec 2020
13F
Frontier Wealth Management LLC
13F
Company
0.34%
102,851
$710,000 31 Dec 2020
13F
UBS Group AG
13F
Company
0.3%
88,706
$612,000 31 Dec 2020
13F
ROYAL BANK OF CANADA
13F
Company
0.18%
52,804
$364,000 31 Dec 2020
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.14%
42,119
$291,000 31 Dec 2020
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
41,165
$280,000 31 Dec 2020
13F
SPROTT INC.
13F
Company
0.13%
39,292
$271,000 31 Dec 2020
13F
Private Advisor Group, LLC
13F
Company
0.12%
36,725
$253,000 31 Dec 2020
13F
HighTower Advisors, LLC
13F
Company
0.1%
30,480
$210,000 31 Dec 2020
13F
AQR Arbitrage LLC
13F
Company
0.1%
28,828
$199,000 31 Dec 2020
13F
LPL Financial LLC
13F
Company
0.06%
18,396
$127,000 31 Dec 2020
13F
OSAIC HOLDINGS, INC.
13F
Company
0.06%
18,264
$126,000 31 Dec 2020
13F
ROTHSCHILD INVESTMENT LLC /IL
13F
Company
0.06%
17,466
$121,000 31 Dec 2020
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.06%
16,837
$116,000 31 Dec 2020
13F
Point View Wealth Management, Inc.
13F
Company
class O/S missing
15,922
$110,000 31 Dec 2020
13F
Auxano Advisors, LLC
13F
Company
0.04%
10,685
$74,000 31 Dec 2020
13F
CSS LLC/IL
13F
Company
0.04%
10,518
$73,000 31 Dec 2020
13F
NEXT Financial Group, Inc
13F
Company
0.02%
5,433
$37,000 31 Dec 2020
13F
WHITTIER TRUST CO
13F
Company
0%
1,065
$7,000 31 Dec 2020
13F
HUNTINGTON NATIONAL BANK
13F
Company
0%
942
$7,000 31 Dec 2020
13F

Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q1 2021

As of 31 Mar 2021, SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by 31 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,065,651 shares. The largest 10 holders included 1607 Capital Partners, LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Shaker Financial Services, LLC, WELLS FARGO & COMPANY/MN, STIFEL FINANCIAL CORP, RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, and Cetera Investment Advisers. This page lists 31 institutional shareholders reporting positions in this security for the Q1 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders
30
Q1 2021 holders
31
Holder diff
1
Investor Q4 2020 Shares Q1 2021 Shares Share Diff Share Chg % Q4 2020 Value $ Q1 2021 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .