SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 6,065,651
- Share change
- -689,171
- Total reported value
- $47,327,000
- Price per share
- $7.80
- Number of holders
- 31
- Value change
- -$5,048,769
- Number of buys
- 14
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
5.1%
|
1,529,604
|
$10,554,000 | — | 31 Dec 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
2.8%
|
833,073
|
$5,748,000 | — | 31 Dec 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
2.5%
|
758,944
|
$5,237,000 | — | 31 Dec 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2%
|
593,451
|
$4,095,000 | — | 31 Dec 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.9%
|
558,897
|
$3,848,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.7%
|
513,468
|
$3,544,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
1.5%
|
442,858
|
$3,056,000 | — | 31 Dec 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.68%
|
201,870
|
$1,392,000 | — | 31 Dec 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.62%
|
185,895
|
$1,283,000 | — | 31 Dec 2020 | |
| Cetera Investment Advisers |
13F
|
Company |
0.61%
|
182,016
|
$1,256,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.56%
|
165,955
|
$1,145,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.51%
|
153,063
|
$1,056,000 | — | 31 Dec 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.38%
|
114,317
|
$789,000 | — | 31 Dec 2020 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.34%
|
102,851
|
$710,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.3%
|
88,706
|
$612,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.18%
|
52,804
|
$364,000 | — | 31 Dec 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.14%
|
42,119
|
$291,000 | — | 31 Dec 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
41,165
|
$280,000 | — | 31 Dec 2020 | |
| SPROTT INC. |
13F
|
Company |
0.13%
|
39,292
|
$271,000 | — | 31 Dec 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.12%
|
36,725
|
$253,000 | — | 31 Dec 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
30,480
|
$210,000 | — | 31 Dec 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.1%
|
28,828
|
$199,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
18,396
|
$127,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.06%
|
18,264
|
$126,000 | — | 31 Dec 2020 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.06%
|
17,466
|
$121,000 | — | 31 Dec 2020 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
16,837
|
$116,000 | — | 31 Dec 2020 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
15,922
|
$110,000 | — | 31 Dec 2020 | |
| Auxano Advisors, LLC |
13F
|
Company |
0.04%
|
10,685
|
$74,000 | — | 31 Dec 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.04%
|
10,518
|
$73,000 | — | 31 Dec 2020 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.02%
|
5,433
|
$37,000 | — | 31 Dec 2020 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$7,000 | — | 31 Dec 2020 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
942
|
$7,000 | — | 31 Dec 2020 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q1 2021
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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