SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 6,754,822
- Share change
- +527,313
- Total reported value
- $46,601,000
- Price per share
- $6.90
- Number of holders
- 30
- Value change
- +$3,675,323
- Number of buys
- 18
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
5.1%
|
1,532,704
|
$9,120,000 | — | 30 Sep 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
2.6%
|
768,186
|
$4,571,000 | — | 30 Sep 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
2.4%
|
731,969
|
$4,355,000 | — | 30 Sep 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.4%
|
725,746
|
$4,311,000 | — | 30 Sep 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.3%
|
676,858
|
$4,027,000 | — | 30 Sep 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
1.4%
|
424,195
|
$2,524,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
357,862
|
$2,129,000 | — | 30 Sep 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.56%
|
167,793
|
$998,000 | — | 30 Sep 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.51%
|
152,482
|
$907,000 | — | 30 Sep 2020 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.37%
|
110,420
|
$657,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.34%
|
100,796
|
$600,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.33%
|
99,860
|
$594,000 | — | 30 Sep 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.33%
|
98,653
|
$587,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.3%
|
91,074
|
$542,000 | — | 30 Sep 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.19%
|
56,991
|
$339,000 | — | 30 Sep 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
47,075
|
$280,000 | — | 30 Sep 2020 | |
| SPROTT INC. |
13F
|
Company |
0.13%
|
37,383
|
$222,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
36,064
|
$214,000 | — | 30 Sep 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.08%
|
22,753
|
$135,000 | — | 30 Sep 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.07%
|
21,501
|
$128,000 | — | 30 Sep 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.07%
|
19,775
|
$117,000 | — | 30 Sep 2020 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.06%
|
18,256
|
$109,000 | — | 30 Sep 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
18,085
|
$108,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
17,844
|
$106,000 | — | 30 Sep 2020 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.06%
|
16,941
|
$101,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.06%
|
16,901
|
$100,000 | — | 30 Sep 2020 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
16,837
|
$100,000 | — | 30 Sep 2020 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
15,922
|
$95,000 | — | 30 Sep 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.04%
|
12,855
|
$76,000 | — | 30 Sep 2020 | |
| Auxano Advisors, LLC |
13F
|
Company |
0.04%
|
11,485
|
$68,000 | — | 30 Sep 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.04%
|
10,518
|
$63,000 | — | 30 Sep 2020 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.02%
|
5,196
|
$31,000 | — | 30 Sep 2020 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$6,000 | — | 30 Sep 2020 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
943
|
$6,000 | — | 30 Sep 2020 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q4 2020
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.