Q3 2020 13F Holders as of 9/30/2020
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Type / Class
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Equity / Common Stock, $0.001 par value per share
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Shares outstanding
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29.9M
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Number of holders
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32
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Total 13F shares, excl. options
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6.38M
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Shares change
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+399K
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Total reported value, excl. options
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$38M
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Value change
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+$2.37M
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Number of buys
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17
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Number of sells
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-14
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Price
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$5.95
Significant Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q3 2020
34 filings reported holding FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share as of Q3 2020.
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 6.38M shares
of 29.9M outstanding shares and own 21.34% of the company stock.
Largest 10 shareholders include 1607 Capital Partners, LLC (1.53M shares), NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO (768K shares), Shaker Financial Services, LLC (732K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (726K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (677K shares), STIFEL FINANCIAL CORP (424K shares), WELLS FARGO & COMPANY/MN (358K shares), WOLVERINE ASSET MANAGEMENT LLC (168K shares), First Allied Advisory Services, Inc. (152K shares), and Frontier Wealth Management LLC (110K shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.