SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 4,088,232
- Share change
- +18,541
- Total reported value
- $30,785,121
- Price per share
- $7.53
- Number of holders
- 31
- Value change
- +$130,484
- Number of buys
- 14
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Shaker Financial Services, LLC |
13F
|
Company |
1.8%
|
550,834
|
$4,379,131 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
1.6%
|
489,545
|
$3,891,886 | — | 30 Jun 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.5%
|
444,980
|
$3,537,591 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.4%
|
416,996
|
$3,315,000 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
373,486
|
$2,969,214 | — | 30 Jun 2023 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
1.2%
|
352,869
|
$2,805,309 | — | 30 Jun 2023 | |
| Essex Financial Services, Inc. |
13F
|
Company |
0.92%
|
275,458
|
$2,189,892 | — | 30 Jun 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
0.8%
|
239,094
|
$1,900,797 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.46%
|
137,212
|
$1,090,838 | — | 30 Jun 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.39%
|
115,802
|
$920,626 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.37%
|
111,352
|
$885,249 | — | 30 Jun 2023 | |
| SPROTT INC. |
13F
|
Company |
0.37%
|
110,958
|
$882,118 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.35%
|
103,505
|
$822,864 | — | 30 Jun 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.33%
|
97,406
|
$774,375 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.15%
|
45,660
|
$362,997 | — | 30 Jun 2023 | |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC |
13F
|
Company |
0.14%
|
40,381
|
$321,028 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.08%
|
23,668
|
$188,161 | — | 30 Jun 2023 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.07%
|
21,080
|
$168,000 | — | 30 Jun 2023 | |
| Snowden Capital Advisors LLC |
13F
|
Company |
0.07%
|
21,117
|
$167,880 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
19,286
|
$153,000 | — | 30 Jun 2023 | |
| LEVEL FOUR ADVISORY SERVICES, LLC |
13F
|
Company |
0.06%
|
18,114
|
$144,006 | — | 30 Jun 2023 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
16,837
|
$133,854 | — | 30 Jun 2023 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.05%
|
15,438
|
$123,000 | — | 30 Jun 2023 | |
| McIlrath & Eck, LLC |
13F
|
Company |
0.04%
|
10,549
|
$83,865 | — | 30 Jun 2023 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.03%
|
10,261
|
$81,575 | — | 30 Jun 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
4,970
|
$39,512 | — | 30 Jun 2023 | |
| Elequin Capital, LP |
13F
|
Company |
0.01%
|
2,380
|
$18,921 | — | 30 Jun 2023 | |
| BOURGEON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0%
|
350
|
$2,783 | — | 30 Jun 2023 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
103
|
$819 | — | 30 Jun 2023 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q3 2023
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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