SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

CUSIP: 85208J109

Q3 2023 13F Holders as of 30 Sep 2023

Type / Class
Equity / Common Stock, $0.001 par value per share
Shares outstanding
29,899,122
Total 13F shares
4,088,232
Share change
+18,541
Total reported value
$30,785,121
Price per share
$7.53
Number of holders
31
Value change
+$130,484
Number of buys
14
Number of sells
13

Quarterly Holders Quick Answers

What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.

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Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Shaker Financial Services, LLC
13F
Company
1.8%
550,834
$4,379,131 30 Jun 2023
13F
LPL Financial LLC
13F
Company
1.6%
489,545
$3,891,886 30 Jun 2023
13F
1607 Capital Partners, LLC
13F
Company
1.5%
444,980
$3,537,591 30 Jun 2023
13F
ROYAL BANK OF CANADA
13F
Company
1.4%
416,996
$3,315,000 30 Jun 2023
13F
MORGAN STANLEY
13F
Company
1.2%
373,486
$2,969,214 30 Jun 2023
13F
Integrated Wealth Concepts LLC
13F
Company
1.2%
352,869
$2,805,309 30 Jun 2023
13F
Essex Financial Services, Inc.
13F
Company
0.92%
275,458
$2,189,892 30 Jun 2023
13F
Cetera Investment Advisers
13F
Company
0.8%
239,094
$1,900,797 30 Jun 2023
13F
OSAIC HOLDINGS, INC.
13F
Company
0.46%
137,212
$1,090,838 30 Jun 2023
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
0.39%
115,802
$920,626 30 Jun 2023
13F
UBS Group AG
13F
Company
0.37%
111,352
$885,249 30 Jun 2023
13F
SPROTT INC.
13F
Company
0.37%
110,958
$882,118 30 Jun 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.35%
103,505
$822,864 30 Jun 2023
13F
CAPTRUST FINANCIAL ADVISORS
13F
Company
0.33%
97,406
$774,375 30 Jun 2023
13F
Invesco Ltd.
13F
Company
0.15%
45,660
$362,997 30 Jun 2023
13F
LODESTAR PRIVATE ASSET MANAGEMENT LLC
13F
Company
0.14%
40,381
$321,028 30 Jun 2023
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.08%
23,668
$188,161 30 Jun 2023
13F
ROTHSCHILD INVESTMENT LLC /IL
13F
Company
0.07%
21,080
$168,000 30 Jun 2023
13F
Snowden Capital Advisors LLC
13F
Company
0.07%
21,117
$167,880 30 Jun 2023
13F
HighTower Advisors, LLC
13F
Company
0.06%
19,286
$153,000 30 Jun 2023
13F
LEVEL FOUR ADVISORY SERVICES, LLC
13F
Company
0.06%
18,114
$144,006 30 Jun 2023
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.06%
16,837
$133,854 30 Jun 2023
13F
PEAPACK GLADSTONE FINANCIAL CORP
13F
Company
0.05%
15,438
$123,000 30 Jun 2023
13F
McIlrath & Eck, LLC
13F
Company
0.04%
10,549
$83,865 30 Jun 2023
13F
9258 Wealth Management, LLC
13F
Company
0.03%
10,261
$81,575 30 Jun 2023
13F
Steward Partners Investment Advisory, LLC
13F
Company
0.02%
4,970
$39,512 30 Jun 2023
13F
Elequin Capital, LP
13F
Company
0.01%
2,380
$18,921 30 Jun 2023
13F
BOURGEON CAPITAL MANAGEMENT LLC
13F
Company
0%
350
$2,783 30 Jun 2023
13F
IFP Advisors, Inc
13F
Company
0%
103
$819 30 Jun 2023
13F

Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q3 2023

As of 30 Sep 2023, SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by 31 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,088,232 shares. The largest 10 holders included Shaker Financial Services, LLC, LPL Financial LLC, Royal Bank of Canada, 1607 Capital Partners, LLC, MORGAN STANLEY, Integrated Wealth Concepts LLC, Essex Financial Services, Inc., Cetera Investment Advisers, OSAIC HOLDINGS, INC., and UBS Group AG. This page lists 31 institutional shareholders reporting positions in this security for the Q3 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
29
Q3 2023 holders
31
Holder diff
2
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 Value $ Q3 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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