How many institutions held FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in Q4 2023?

32 institutional investors reported FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share for Q4 2023. Use the holders table for investor-level position and value details.

SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

Q: What does CUSIP 85208J109 represent in this 13F holders report?

CUSIP 85208J109 is the security identifier for FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share used to aggregate holder disclosures.

CUSIP: 85208J109

Q4 2023 13F Holders as of 31 Dec 2023

Type / Class: Equity / Common Stock, $0.001 par value per share
Shares outstanding: 29,899,122
Total 13F shares: 4,095,768
Share change: -86,938
Total reported value: $32,765,466
Price per share: $8.00
Number of holders: 32
Value change: -$689,583
Number of buys: 16
Number of sells: 14

Security key

85208J109

Report period

Q4 2023

Institutions

Top holders

FUND full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2024 Previous quarter: Q3 2023 SPROTT FOCUS TRUST INC. SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 85208J109

Newer quarter: Q1 2024 Previous quarter: Q3 2023

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

Shaker Financial Services...

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2023

13F Lead comparable stake: 2.3% Showing first 8 of 31 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Shaker Financial Services, LLC	13F Company 13F	2.3%	$5,112,374 678,934 shares	—	30 Sep 2023
LPL Financial LLC	13F Company 13F	1.6%	$3,617,552 480,419 shares	—	30 Sep 2023
ROYAL BANK OF CANADA	13F Company 13F	1.4%	$3,228,000 428,584 shares	—	30 Sep 2023
1607 Capital Partners, LLC	13F Company 13F	1.4%	$3,086,811 409,935 shares	—	30 Sep 2023
MORGAN STANLEY	13F Company 13F	1.2%	$2,684,701 356,534 shares	—	30 Sep 2023
Integrated Wealth Concepts LLC	13F Company 13F	1.2%	$2,641,486 350,795 shares	—	30 Sep 2023
Essex Financial Services, Inc.	13F Company 13F	0.92%	$2,073,009 275,300 shares	—	30 Sep 2023
Cetera Investment Advisers	13F Company 13F	0.79%	$1,772,532 235,396 shares	—	30 Sep 2023

Show 23 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
OSAIC HOLDINGS, INC.	13F Company 13F	0.5%	$1,134,695 150,690 shares	—	30 Sep 2023
UBS Group AG	13F Company 13F	0.38%	$862,027 114,479 shares	—	30 Sep 2023
SPROTT INC.	13F Company 13F	0.37%	$835,515 110,958 shares	—	30 Sep 2023
WELLS FARGO & COMPANY/MN	13F Company 13F	0.34%	$766,278 101,763 shares	—	30 Sep 2023
CAPTRUST FINANCIAL ADVISORS	13F Company 13F	0.31%	$708,429 94,081 shares	—	30 Sep 2023
Invesco Ltd.	13F Company 13F	0.18%	$415,257 55,147 shares	—	30 Sep 2023
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F Company 13F	0.15%	$328,571 43,635 shares	—	30 Sep 2023
LODESTAR PRIVATE ASSET MANAGEMENT LLC	13F Company 13F	0.14%	$304,068 40,381 shares	—	30 Sep 2023
BANK OF AMERICA CORP /DE/	13F Company 13F	0.08%	$181,104 24,051 shares	—	30 Sep 2023
ROTHSCHILD INVESTMENT LLC /IL	13F Company 13F	0.07%	$161,000 21,424 shares	—	30 Sep 2023
LEVEL FOUR ADVISORY SERVICES, LLC	13F Company 13F	0.07%	$161,222 21,411 shares	—	30 Sep 2023
HighTower Advisors, LLC	13F Company 13F	0.06%	$146,000 19,286 shares	—	30 Sep 2023
Mraz, Amerine & Associates, Inc.	13F Company 13F	0.06%	$126,783 16,837 shares	—	30 Sep 2023
PEAPACK GLADSTONE FINANCIAL CORP	13F Company 13F	0.05%	$116,000 15,438 shares	—	30 Sep 2023
AQR Arbitrage LLC	13F Company 13F	0.04%	$86,876 11,568 shares	—	30 Sep 2023
McIlrath & Eck, LLC	13F Company 13F	0.04%	$80,737 10,722 shares	—	30 Sep 2023
9258 Wealth Management, LLC	13F Company 13F	0.03%	$78,515 10,427 shares	—	30 Sep 2023
WOLVERINE ASSET MANAGEMENT LLC	13F Company 13F	0.02%	$39,464 5,241 shares	—	30 Sep 2023
Steward Partners Investment Advisory, LLC	13F Company 13F	0.01%	$14,834 1,970 shares	—	30 Sep 2023
Parallel Advisors, LLC	13F Company 13F	0.01%	$13,178 1,750 shares	—	30 Sep 2023
Elequin Capital, LP	13F Company 13F	0%	$5,452 724 shares	—	30 Sep 2023
BOURGEON CAPITAL MANAGEMENT LLC	13F Company 13F	0%	$2,636 350 shares	—	30 Sep 2023
JPMORGAN CHASE & CO	13F Company 13F	0%	$15 2 shares	—	30 Sep 2023

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

4,095,768

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders

Q4 2023 holders

Holder diff

Investor	Q3 2023 Shares	Q4 2023 Shares	Share Diff	Share Chg %	Q3 2023 value	Q4 2023 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend