SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 5,861,765
- Share change
- -203,886
- Total reported value
- $49,856,000
- Price per share
- $8.51
- Number of holders
- 31
- Value change
- -$1,717,669
- Number of buys
- 12
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
5.1%
|
1,514,804
|
$11,815,000 | — | 31 Mar 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
2.5%
|
748,358
|
$5,837,000 | — | 31 Mar 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.9%
|
576,488
|
$4,508,000 | — | 31 Mar 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.9%
|
555,607
|
$4,334,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
448,179
|
$3,496,000 | — | 31 Mar 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
1.4%
|
432,409
|
$3,373,000 | — | 31 Mar 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
315,103
|
$2,458,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.69%
|
207,241
|
$1,616,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.69%
|
206,944
|
$1,614,000 | — | 31 Mar 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.63%
|
188,114
|
$1,467,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.5%
|
148,990
|
$1,162,000 | — | 31 Mar 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.47%
|
141,807
|
$1,110,000 | — | 31 Mar 2021 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.35%
|
103,195
|
$805,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0.3%
|
88,590
|
$691,000 | — | 31 Mar 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.25%
|
75,075
|
$586,000 | — | 31 Mar 2021 | |
| SPROTT INC. |
13F
|
Company |
0.2%
|
60,032
|
$468,000 | — | 31 Mar 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
54,009
|
$421,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.12%
|
37,000
|
$289,000 | — | 31 Mar 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.09%
|
27,401
|
$214,000 | — | 31 Mar 2021 | |
| BOURGEON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.08%
|
24,309
|
$190,000 | — | 31 Mar 2021 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.06%
|
17,692
|
$138,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.06%
|
16,872
|
$132,000 | — | 31 Mar 2021 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
16,837
|
$131,000 | — | 31 Mar 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
12,342
|
$96,000 | — | 31 Mar 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.04%
|
11,602
|
$91,000 | — | 31 Mar 2021 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.04%
|
11,597
|
$91,000 | — | 31 Mar 2021 | |
| Auxano Advisors, LLC |
13F
|
Company |
0.04%
|
10,685
|
$83,000 | — | 31 Mar 2021 | |
| CSS LLC/IL |
13F
|
Company |
0.04%
|
10,518
|
$82,000 | — | 31 Mar 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.01%
|
1,844
|
$14,000 | — | 31 Mar 2021 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$8,000 | — | 31 Mar 2021 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
942
|
$7,000 | — | 31 Mar 2021 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q2 2021
As of 30 Jun 2021,
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,861,765 shares.
The largest 10 holders included
1607 Capital Partners, LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Shaker Financial Services, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, WELLS FARGO & COMPANY/MN, STIFEL FINANCIAL CORP, RIVERNORTH CAPITAL MANAGEMENT, LLC, ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, and Cetera Investment Advisers.
This page lists
31
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
31
Q2 2021 holders
31
Holder diff
0
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.