SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 5,353,435
- Share change
- -508,330
- Total reported value
- $44,369,000
- Price per share
- $8.29
- Number of holders
- 28
- Value change
- -$4,261,275
- Number of buys
- 14
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
5%
|
1,507,687
|
$12,823,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
2.2%
|
662,639
|
$5,636,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.7%
|
494,399
|
$4,205,000 | — | 30 Jun 2021 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.6%
|
474,133
|
$4,033,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
449,775
|
$3,825,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
1.3%
|
390,676
|
$3,323,000 | — | 30 Jun 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.9%
|
270,437
|
$2,301,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.73%
|
217,781
|
$1,853,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.7%
|
209,922
|
$1,785,000 | — | 30 Jun 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.67%
|
201,496
|
$1,714,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.67%
|
200,524
|
$1,705,000 | — | 30 Jun 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.63%
|
187,780
|
$1,597,000 | — | 30 Jun 2021 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.34%
|
100,882
|
$858,000 | — | 30 Jun 2021 | |
| SPROTT INC. |
13F
|
Company |
0.33%
|
98,171
|
$835,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.32%
|
96,817
|
$824,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.2%
|
58,400
|
$497,000 | — | 30 Jun 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
53,381
|
$454,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.12%
|
36,070
|
$307,000 | — | 30 Jun 2021 | |
| BOURGEON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.08%
|
23,809
|
$202,000 | — | 30 Jun 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.07%
|
21,401
|
$182,000 | — | 30 Jun 2021 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.06%
|
17,938
|
$153,000 | — | 30 Jun 2021 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
16,837
|
$143,000 | — | 30 Jun 2021 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.05%
|
15,672
|
$133,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.05%
|
15,509
|
$132,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
12,514
|
$106,000 | — | 30 Jun 2021 | |
| Auxano Advisors, LLC |
13F
|
Company |
0.04%
|
10,685
|
$91,000 | — | 30 Jun 2021 | |
| CSS LLC/IL |
13F
|
Company |
0.04%
|
10,518
|
$89,000 | — | 30 Jun 2021 | |
| BerganKDV Wealth Management, LLC |
13F
|
Company |
0.01%
|
3,016
|
$26,000 | — | 30 Jun 2021 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$9,000 | — | 30 Jun 2021 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
942
|
$8,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0%
|
889
|
$7,000 | — | 30 Jun 2021 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q3 2021
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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