Q3 2021 13F Holders as of 30 Sep 2021
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Type / Class
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Equity / Common Stock, $0.001 par value per share
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Shares outstanding
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29.9M
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Number of holders
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28
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Total 13F shares, excl. options
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5.35M
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Shares change
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-508K
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Total reported value, excl. options
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$44.4M
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Value change
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-$4.26M
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Number of buys
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14
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Number of sells
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-18
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Price
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$8.29
Significant Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q3 2021
34 filings reported holding FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share as of Q3 2021.
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5.35M shares
of 29.9M outstanding shares and own 17.9% of the company stock.
Largest 10 shareholders include 1607 Capital Partners, LLC (1.46M shares), WELLS FARGO & COMPANY/MN (457K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (456K shares), STIFEL FINANCIAL CORP (380K shares), NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO (328K shares), LPL Financial LLC (305K shares), ROYAL BANK OF CANADA (257K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (243K shares), BANK OF AMERICA CORP /DE/ (235K shares), and Shaker Financial Services, LLC (227K shares).
This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.