Latest Period
Q2 2026
Security Snapshot
PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX) Institutional Ownership
CUSIP: 71742W103
13F Institutional Holders and Ownership History from Q4 2020 to Q2 2026
Institutions Reporting
11
Shares (Excl. Options)
330,792
Price
$42.56
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- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Symbol
- PFX on Nasdaq
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 330,792
- Total 13F value
- $14,089,415
- Portfolio coverage rank
- 0%
- Share change
- -67,316
- Value change
- -$2,628,828
- Number of holders
- 11
- Shares outstanding
- 1,959,773
- SEC-reported price per share
- $43.06
- Insider filing price
- $43.06
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
3 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share is tracked under CUSIP 71742W103.
- 11 institutions reported positions in Q2 2026.
- 2 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 16 to 11 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $15,564,745 to $14,089,415.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 11 institutions filings for Q2 2026.
Security key
71742W103
Latest holder period
Q2 2026
13F holders
11
13D/G owners
2
CIK / CUSIP context first
Open Q2 2026 holders
PFX full holder history
PhenixFIN Corp SEC filings
PhenixFIN Corp company facts
PhenixFIN Corp insider transactions
PhenixFIN Corp 13D/G history
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 71742W103:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
2
Security
PFX
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Lorber David A | 13% | +26% | $9,709,379 | +$1,643,059 | 248,576 | +20% | David A. Lorber | 12 May 2026 |
| 22NW Fund, LP | 2.2% | $1,684,072 | 43,115 | 22NW Fund, LP | 31 Mar 2026 |
As of 30 Jun 2026, 11 institutional investors reported holding 330,792 shares of PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX). This represents 17% of the company’s total 1,959,773 outstanding shares.
13F concentration
Top 17 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
17%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Adalta Capital Management LLC | 9% | 176,569 | +0.57% | 3.3% | $7,514,777 |
| AMERICAN FINANCIAL GROUP INC | 3.3% | 64,327 | 0% | 0.97% | $2,737,757 |
| MORGAN STANLEY | 2.8% | 54,462 | -0.9% | 0% | $2,317,903 |
| Bulldog Investors, LLP | 0.98% | 19,218 | 0% | 0.18% | $817,918 |
| Legal & General Group Plc | 0.77% | 15,140 | 0% | 0% | $655,259 |
| OSAIC HOLDINGS, INC. | 0.02% | 400 | 0% | 0% | $17,024 |
| Allworth Financial LP | 0.01% | 286 | 0% | 0% | $12,173 |
| WELLS FARGO & COMPANY/MN | 0.01% | 250 | -0.4% | 0% | $10,645 |
| UBS Group AG | 0.01% | 130 | -73% | 0% | $5,533 |
| IFG Advisory, LLC | 0% | 7 | 0% | $298 | |
| US BANCORP \DE\ | 0% | 3 | 0% | 0% | $128 |
| MAI Capital Management | 0% | 0 | -100% | $0 | |
| Legacy Wealth Managment, LLC/ID | 0% | 0 | -100% | $0 | |
| RAYMOND JAMES FINANCIAL INC | 0% | 0 | -100% | $0 | |
| 22NW, LP | 0% | 0 | -100% | $0 | |
| Archer Investment Corp | 0% | 0 | -100% | $0 | |
| Sound Income Strategies, LLC | 0% | 0 | -100% | $0 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
23
Latest
Q2 2026
Rows shown
1-23 of 23
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 330,792 | $14,089,415 | -$2,628,828 | $42.56 | 11 |
| 2026 Q1 | 398,108 | $15,564,745 | -$2,788,072 | $39.06 | 16 |
| 2025 Q4 | 469,508 | $20,832,724 | +$13,732 | $44.18 | 18 |
| 2025 Q3 | 469,227 | $22,309,044 | +$10,266 | $47.62 | 16 |
| 2025 Q2 | 469,197 | $23,789,438 | -$48,238 | $50.65 | 15 |
| 2025 Q1 | 471,407 | $24,917,411 | +$240,415 | $53.00 | 15 |
| 2024 Q4 | 478,246 | $23,969,292 | +$1,667,830 | $50.60 | 19 |
| 2024 Q3 | 440,935 | $20,882,857 | +$124,165 | $47.60 | 17 |
| 2024 Q2 | 437,929 | $20,423,419 | +$265,000 | $46.77 | 15 |
| 2024 Q1 | 434,128 | $19,056,159 | -$5,776,039 | $44.10 | 15 |
| 2023 Q4 | 566,092 | $23,880,720 | -$381,590 | $42.25 | 15 |
| 2023 Q3 | 575,068 | $21,814,367 | -$941,977 | $37.90 | 13 |
| 2023 Q2 | 599,906 | $22,675,867 | -$327,943 | $38.00 | 16 |
| 2023 Q1 | 606,337 | $21,851,318 | -$292,275 | $36.00 | 15 |
| 2022 Q4 | 615,960 | $19,150,928 | +$250,186 | $31.05 | 16 |
| 2022 Q3 | 607,908 | $21,176,000 | -$2,367,306 | $34.88 | 15 |
| 2022 Q2 | 690,075 | $25,147,000 | +$91,220 | $36.48 | 18 |
| 2022 Q1 | 673,036 | $27,501,000 | +$895,185 | $40.81 | 18 |
| 2021 Q4 | 552,615 | $23,117,000 | +$8,041,896 | $41.85 | 18 |
| 2021 Q3 | 390,697 | $16,758,000 | +$231,710 | $42.89 | 23 |
| 2021 Q2 | 385,612 | $15,723,000 | +$5,933,479 | $40.76 | 24 |
| 2021 Q1 | 248,919 | $8,193,000 | +$8,185,000 | $32.90 | 21 |
| 2020 Q4 | 135 | $4,000 | +$4,000 | $29.63 | 1 |