| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Lorber David A | 11% | $11,484,572 | 228,185 | David A. Lorber | 16 Jun 2025 |
As of 30 Sep 2025, 16 institutional investors reported holding 469,227 shares of PhenixFIN Corp - Common Stock (PFX). This represents 23% of the company’s total 2,019,340 outstanding shares.
The largest institutional shareholders of PhenixFIN Corp - Common Stock (PFX) together control 23% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Adalta Capital Management LLC | 8.6% | 172,939 | +1.8% | 3.7% | $8,209,970 |
| 22NW, LP | 5.8% | 117,885 | 0% | 2.9% | $5,602,070 |
| AMERICAN FINANCIAL GROUP INC | 3.2% | 64,327 | 0% | 1.2% | $3,063,574 |
| MORGAN STANLEY | 2.9% | 57,917 | -3.7% | 0% | $2,758,297 |
| RAYMOND JAMES FINANCIAL INC | 1% | 20,369 | +3% | 0% | $970,074 |
| Bulldog Investors, LLP | 0.95% | 19,218 | 0% | 0.21% | $915,257 |
| Legal & General Group Plc | 0.63% | 12,695 | -10% | 0% | $604,599 |
| UBS Group AG | 0.1% | 2,099 | +6.9% | 0% | $99,965 |
| OSAIC HOLDINGS, INC. | 0.03% | 697 | -18% | 0% | $33,834 |
| Allworth Financial LP | 0.01% | 286 | 0% | $13,621 | |
| WELLS FARGO & COMPANY/MN | 0.01% | 261 | 0% | 0% | $12,430 |
| Legacy Wealth Managment, LLC/ID | 0.01% | 200 | 0% | 0% | $9,525 |
| Archer Investment Corp | 0.01% | 126 | 0% | 0% | $6,001 |
| BANK OF AMERICA CORP /DE/ | 0.01% | 108 | -48% | 0% | $5,144 |
| Sound Income Strategies, LLC | 0% | 78 | 0% | $3,635 | |
| MAI Capital Management | 0% | 22 | 0% | 0% | $1,048 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q3 | 469,227 | $22,309,044 | +$10,266 | $47.62 | 16 |
| 2025 Q2 | 469,197 | $23,789,438 | -$48,238 | $50.65 | 15 |
| 2025 Q1 | 471,407 | $24,917,411 | +$240,415 | $53.00 | 15 |
| 2024 Q4 | 478,246 | $23,969,292 | +$1,667,830 | $50.60 | 19 |
| 2024 Q3 | 440,935 | $20,882,857 | +$124,165 | $47.60 | 17 |
| 2024 Q2 | 437,929 | $20,423,419 | +$265,000 | $46.77 | 15 |
| 2024 Q1 | 434,128 | $19,056,159 | -$5,776,039 | $44.10 | 15 |
| 2023 Q4 | 566,092 | $23,880,720 | -$381,590 | $42.25 | 15 |
| 2023 Q3 | 575,068 | $21,814,367 | -$941,977 | $37.90 | 13 |
| 2023 Q2 | 599,906 | $22,675,867 | -$327,943 | $38.00 | 16 |
| 2023 Q1 | 606,337 | $21,851,318 | -$292,275 | $36.00 | 15 |
| 2022 Q4 | 615,960 | $19,150,928 | +$250,186 | $31.05 | 16 |
| 2022 Q3 | 607,908 | $21,176,000 | -$2,367,306 | $34.88 | 15 |
| 2022 Q2 | 690,075 | $25,147,000 | +$91,220 | $36.48 | 18 |
| 2022 Q1 | 673,036 | $27,501,000 | +$895,185 | $40.81 | 18 |
| 2021 Q4 | 552,615 | $23,117,000 | +$8,041,896 | $41.85 | 18 |
| 2021 Q3 | 390,697 | $16,758,000 | +$231,710 | $42.89 | 23 |
| 2021 Q2 | 385,612 | $15,723,000 | +$5,933,479 | $40.76 | 24 |
| 2021 Q1 | 248,919 | $8,193,000 | +$8,185,000 | $32.90 | 21 |
| 2020 Q4 | 135 | $4,000 | +$4,000 | $29.63 | 1 |