Latest Period
Q4 2025
Security Snapshot
PhenixFIN Corp - Common Stock (PFX) Institutional Ownership
CUSIP: 71742W103
13F Institutional Holders and Ownership History from Q4 2020 to Q4 2025
Institutions Reporting
18
Shares (Excl. Options)
469,508
Price
$44.18
- Type / Class
- Equity / Common Stock
- Symbol
- PFX on Nasdaq
- Shares outstanding
- 2,004,961
- Price per share
- $41.75
- All holders as of 31 Dec 2025
- Q4 2025
- Total 13F shares
- 469,508
- Total reported value
- $20,832,724
- % of total 13F portfolios
- 0%
- Share change
- +281
- Value change
- +$13,732
- Number of holders
- 18
- Price from insider filings
- $41.75
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors
Quick Takeaways
- PFX - PhenixFIN Corp - Common Stock is tracked under CUSIP 71742W103.
- 18 institutions reported positions in Q4 2025.
- 1 significant owner is listed from Schedule 13D/13G reporting.
What Changed
- Holder count moved from 16 to 18 between Q3 2025 and Q4 2025.
- Reported value moved from $22,309,044 to $20,832,724.
Why This Matters
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Official SEC Source
Backed by Form 13F
Ownership context comes from SEC Form 13F and, when available, Schedule 13D/13G filings.
See Original FilingInvestment Quick Answers
What is CUSIP 71742W103?
CUSIP 71742W103 identifies PFX - PhenixFIN Corp - Common Stock in SEC 13F datasets.
Where can I see the latest institutional holders?
Review the Q4 2025 holders report and the ownership history table below.
Continue Investment Research
- Latest 13F filings for new institutional portfolio disclosures.
- Latest Schedule 13D/13G reports for activist and beneficial ownership updates.
- Latest 10-Q/10-K reports to cross-check issuer fundamentals.
- Recent insider transactions for management buying/selling context.
- SEC investors directory and top value investors for manager-level discovery.
- All institutional ownership pages to compare adjacent CUSIP pages.
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 71742W103:
Significant Owners of PhenixFIN Corp - Common Stock (PFX) based on Schedule 13D/G filings
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Lorber David A | 10% | -9.1% | $8,621,834 | -$904,890 | 206,511 | -9.5% | David A. Lorber | 31 Mar 2026 |
As of 31 Dec 2025, 18 institutional investors reported holding 469,508 shares of PhenixFIN Corp - Common Stock (PFX). This represents 23% of the company’s total 2,004,961 outstanding shares.
Top 18 Institutional Shareholders
The largest institutional shareholders of PhenixFIN Corp - Common Stock (PFX) together control 23% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Adalta Capital Management LLC | 8.8% | 175,569 | +1.5% | 3.5% | $7,835,738 |
| 22NW, LP | 5.9% | 117,885 | 0% | 4% | $5,208,159 |
| AMERICAN FINANCIAL GROUP INC | 3.2% | 64,327 | 0% | 1% | $2,841,967 |
| MORGAN STANLEY | 2.8% | 55,406 | -4.3% | 0% | $2,447,837 |
| RAYMOND JAMES FINANCIAL INC | 1.1% | 22,368 | +9.8% | 0% | $988,218 |
| Bulldog Investors, LLP | 0.96% | 19,218 | 0% | 0.19% | $849,051 |
| Legal & General Group Plc | 0.65% | 13,093 | +3.1% | 0% | $589,446 |
| OSAIC HOLDINGS, INC. | 0.02% | 400 | -43% | 0% | $17,672 |
| Allworth Financial LP | 0.01% | 286 | 0% | 0% | $12,636 |
| WELLS FARGO & COMPANY/MN | 0.01% | 250 | -4.2% | 0% | $11,051 |
| Legacy Wealth Managment, LLC/ID | 0.01% | 200 | 0% | 0% | $8,836 |
| UBS Group AG | 0.01% | 130 | -94% | 0% | $5,743 |
| Archer Investment Corp | 0.01% | 126 | 0% | 0% | $5,567 |
| BANK OF AMERICA CORP /DE/ | 0.01% | 108 | 0% | 0% | $4,771 |
| Sound Income Strategies, LLC | 0% | 78 | 0% | 0% | $3,413 |
| ROYAL BANK OF CANADA | 0% | 50 | 0% | $2,000 | |
| MAI Capital Management | 0% | 11 | -50% | 0% | $486 |
| US BANCORP \DE\ | 0% | 3 | 0% | $133 |
Institutional Holders of PhenixFIN Corp - Common Stock (PFX) across Reporting Periods
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 469,508 | $20,832,724 | +$13,732 | $44.18 | 18 |
| 2025 Q3 | 469,227 | $22,309,044 | +$10,266 | $47.62 | 16 |
| 2025 Q2 | 469,197 | $23,789,438 | -$48,238 | $50.65 | 15 |
| 2025 Q1 | 471,407 | $24,917,411 | +$240,415 | $53.00 | 15 |
| 2024 Q4 | 478,246 | $23,969,292 | +$1,667,830 | $50.60 | 19 |
| 2024 Q3 | 440,935 | $20,882,857 | +$124,165 | $47.60 | 17 |
| 2024 Q2 | 437,929 | $20,423,419 | +$265,000 | $46.77 | 15 |
| 2024 Q1 | 434,128 | $19,056,159 | -$5,776,039 | $44.10 | 15 |
| 2023 Q4 | 566,092 | $23,880,720 | -$381,590 | $42.25 | 15 |
| 2023 Q3 | 575,068 | $21,814,367 | -$941,977 | $37.90 | 13 |
| 2023 Q2 | 599,906 | $22,675,867 | -$327,943 | $38.00 | 16 |
| 2023 Q1 | 606,337 | $21,851,318 | -$292,275 | $36.00 | 15 |
| 2022 Q4 | 615,960 | $19,150,928 | +$250,186 | $31.05 | 16 |
| 2022 Q3 | 607,908 | $21,176,000 | -$2,367,306 | $34.88 | 15 |
| 2022 Q2 | 690,075 | $25,147,000 | +$91,220 | $36.48 | 18 |
| 2022 Q1 | 673,036 | $27,501,000 | +$895,185 | $40.81 | 18 |
| 2021 Q4 | 552,615 | $23,117,000 | +$8,041,896 | $41.85 | 18 |
| 2021 Q3 | 390,697 | $16,758,000 | +$231,710 | $42.89 | 23 |
| 2021 Q2 | 385,612 | $15,723,000 | +$5,933,479 | $40.76 | 24 |
| 2021 Q1 | 248,919 | $8,193,000 | +$8,185,000 | $32.90 | 21 |
| 2020 Q4 | 135 | $4,000 | +$4,000 | $29.63 | 1 |