Security key
71742W103
PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX)
CUSIP: 71742W103
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 390,697
- Total 13F value
- $16,758,000
- Share change
- +5,085
- SEC-reported price per share
- $42.89
- Number of holders
- 23
- Value change
- +$231,710
- Number of buys
- 5
- Number of sells
- 7
- Shares outstanding
- 1,959,773
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
23
Top holders
10
PFX full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
PhenixFIN Corp SEC filings
PhenixFIN Corp company facts
PhenixFIN Corp 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 71742W103
Recent filing periods:
Ownership snapshot
Top reported holders of PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
22NW, LP
Disclosed value leader
22NW, LP
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 6%
Showing 1-6 of 15 holder rows.
Quick read
22NW, LP leads the comparable SEC ownership view at 6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens 22NW, LP's linked filing trail.
Comparable ownership
Top 5
22NW, LP
6%
MORGAN STANLEY
3.6%
AMERICAN FINANCIAL GROUP INC
3.3%
Moab Capital Partners LLC
2%
CONFLUENCE INVESTMENT MANAGEMENT LLC
1.2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| 22NW, LP |
13F
Company
|
6%
|
$4,810,000
117,885 shares
|
— | 30 Jun 2021 |
| MORGAN STANLEY |
13F
Company
|
3.6%
|
$2,859,000
70,059 shares
|
— | 30 Jun 2021 |
| AMERICAN FINANCIAL GROUP INC |
13F
Company
|
3.3%
|
$2,624,000
64,327 shares
|
— | 30 Jun 2021 |
| Moab Capital Partners LLC |
13F
Company
|
2%
|
$1,617,000
39,644 shares
|
— | 30 Jun 2021 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
1.2%
|
$948,000
23,335 shares
|
— | 30 Jun 2021 |
| Legal & General Group Plc |
13F
Company
|
0.88%
|
$703,000
17,229 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
23
Shares
390,697
Rows available
23
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
24
Q3 2021 holders
23
Holder diff
-1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend