Security key
71742W103
PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX)
CUSIP: 71742W103
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 390,697
- Total 13F value
- $16,758,000
- Share change
- +5,085
- SEC-reported price per share
- $42.89
- Number of holders
- 23
- Value change
- +$231,710
- Number of buys
- 5
- Number of sells
- 7
- Shares outstanding
- 1,959,773
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
23
Top holders
10
PFX full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
PhenixFIN Corp SEC filings
PhenixFIN Corp company facts
PhenixFIN Corp 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 71742W103
Recent filing periods:
Ownership snapshot
Top reported holders of PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
GRACE & WHITE INC /NY
Disclosed value leader
GRACE & WHITE INC /NY
Comparable rows
0/15
Latest evidence
30 Jun 2021
13F
Highest disclosed value: $5,636,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
GRACE & WHITE INC /NY has the largest disclosed position value at $5.64M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens GRACE & WHITE INC /NY's linked filing trail.
Disclosed position value
Top 5
GRACE & WHITE INC /NY
$5.64M
22NW, LP
$4.81M
MORGAN STANLEY
$2.86M
AMERICAN FINANCIAL GROUP INC
$2.62M
Moab Capital Partners LLC
$1.62M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| GRACE & WHITE INC /NY |
13F
Company
|
—
denominator unverified
|
$5,636,000
322,965 shares
|
— | 30 Jun 2021 |
| 22NW, LP |
13F
Company
|
—
denominator unverified
|
$4,810,000
117,885 shares
|
— | 30 Jun 2021 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$2,859,000
70,059 shares
|
— | 30 Jun 2021 |
| AMERICAN FINANCIAL GROUP INC |
13F
Company
|
—
denominator unverified
|
$2,624,000
64,327 shares
|
— | 30 Jun 2021 |
| Moab Capital Partners LLC |
13F
Company
|
—
denominator unverified
|
$1,617,000
39,644 shares
|
— | 30 Jun 2021 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$948,000
23,335 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
23
Shares
390,697
Rows available
23
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q1 2026 Across Filers
Q1 2026 holders
16
Q3 2021 holders
23
Holder diff
7
| Investor | Q1 2026 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend