Security key
71742W103
PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX)
CUSIP: 71742W103
Q3 2026 13F Holders as of 30 Sep 2026
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 3
- Total 13F value
- $132
- Share change
- 0
- SEC-reported price per share
- $44.00
- Number of holders
- 1
- Shares outstanding
- 1,959,773
Holder snapshot
3 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2026
Institutions
1
Top holders
1
PFX full security history
Ownership snapshot
Full 13F holder table
Previous quarter: Q2 2026
PhenixFIN Corp SEC filings
PhenixFIN Corp company facts
PhenixFIN Corp 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 71742W103
Recent filing periods:
Ownership snapshot
Top reported holders of PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
David A. Lorber
Disclosed value leader
David A. Lorber
Comparable rows
2/15
Latest evidence
30 Jun 2026
3/4/5
13D/G
13F
Lead comparable stake: 13%
13 rows are not safely comparable across share classes.
13D/G row: David A. Lorber
Showing 1-6 of 15 holder rows.
Quick read
David A. Lorber leads the comparable SEC ownership view at 13%.
2 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens David A. Lorber's linked filing trail.
Comparable ownership
Top 2
David A. Lorber
13%
22NW Fund, LP
2.2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| David A. Lorber |
3/4/5
13D/G
CHAIRMAN AND CEO, Director, 10%+ Owner
|
13%
Reported 13D/G
· 12 May 2026
|
$15,116,933
338,894 shares
|
+$2,199,137 | 01 Jun 2026 |
| 22NW Fund, LP |
13D/G
|
2.2%
Reported 13D/G
· 31 Mar 2026
|
$1,684,072
43,115 shares
|
$0 | 31 Mar 2026 |
| Howard Amster |
3/4/5
Director, 10%+ Owner
|
—
denominator unverified
|
$11,756,068
275,475 shares
|
+$489,440 | 03 Mar 2026 |
| Adalta Capital Management LLC |
13F
Company
|
—
denominator unverified
|
$7,514,777
176,569 shares
|
— | 30 Jun 2026 |
| GRACE & WHITE INC /NY |
13F
Company
|
—
denominator unverified
|
$4,920,600
262,432 shares
|
— | 30 Jun 2026 |
| AMERICAN FINANCIAL GROUP INC |
13F
Company
|
—
denominator unverified
|
$2,737,757
64,327 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2026
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
1
Shares
3
Rows available
1
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2026 vs Q2 2026 Across Filers
Q2 2026 holders
11
Q3 2026 holders
1
Holder diff
-10
| Investor | Q2 2026 Shares | Q3 2026 Shares | Share Diff | Share Chg % | Q2 2026 value | Q3 2026 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend