Security key
71742W103
PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX)
CUSIP: 71742W103
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 1,959,773
- Total 13F shares
- 607,908
- Share change
- -67,616
- Total reported value
- $21,176,000
- Price per share
- $34.88
- Number of holders
- 15
- Value change
- -$2,367,306
- Number of buys
- 2
- Number of sells
- 6
Report period
Q3 2022
Institutions
15
Top holders
10
PFX full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
PhenixFIN Corp SEC filings
PhenixFIN Corp company facts
PhenixFIN Corp 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 71742W103
Recent filing periods:
Top shareholders of PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
8.8%
|
172,675
|
$6,299,000 | — | 30 Jun 2022 | |
| 22NW, LP |
13F
|
Company |
6%
|
117,885
|
$4,300,000 | — | 30 Jun 2022 | |
| Almitas Capital LLC |
13F
|
Company |
5.1%
|
99,677
|
$3,637,000 | — | 30 Jun 2022 | |
| Adalta Capital Management LLC |
13F
|
Company |
4.7%
|
91,280
|
$3,316,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
3.9%
|
76,278
|
$2,783,000 | — | 30 Jun 2022 | |
| AMERICAN FINANCIAL GROUP INC |
13F
|
Company |
3.3%
|
64,327
|
$2,347,000 | — | 30 Jun 2022 | |
| Legal & General Group Plc |
13F
|
Company |
0.85%
|
16,577
|
$605,000 | — | 30 Jun 2022 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.74%
|
14,551
|
$525,000 | — | 30 Jun 2022 | |
| Steven Patrick Farmer |
13F
|
Individual |
0.74%
|
14,551
|
$525,000 | — | 30 Jun 2022 | |
| Greenwich Investment Management, Inc. |
13F
|
Company |
0.57%
|
11,204
|
$409,000 | — | 30 Jun 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.19%
|
3,700
|
$135,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.19%
|
3,691
|
$135,000 | — | 30 Jun 2022 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.13%
|
2,500
|
$90,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
606
|
$22,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
309
|
$11,000 | — | 30 Jun 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
150
|
$5,000 | — | 30 Jun 2022 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
135
|
$4,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
25
|
$1,000 | — | 30 Jun 2022 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
—
class O/S missing
|
266,900
|
$4,684,000 | — | 30 Jun 2022 | |
| Arthur S. Ainsberg |
3/4/5
|
Director |
—
class O/S missing
|
1,000
|
$38,530 | — | 02 Mar 2022 | |
| Accel Wealth Management |
13F
|
Company |
—
class O/S missing
|
400
|
$7,000 | — | 30 Jun 2022 |
Institutional Holders of PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX) as of Q3 2022
As of 30 Sep 2022,
PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
607,908 shares.
The largest 10 holders included
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, 22NW, LP, Adalta Capital Management LLC, MORGAN STANLEY, AMERICAN FINANCIAL GROUP INC, Legal & General Group Plc, Almitas Capital LLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, Greenwich Investment Management, Inc., and ADVISOR GROUP HOLDINGS, INC..
This page lists
15
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
18
Q3 2022 holders
15
Holder diff
-3
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.