- Type / Class
- Equity / Common Stock
- Shares outstanding
- 2,004,961
- Total 13F shares
- 552,615
- Share change
- +192,550
- Total reported value
- $23,117,000
- Price per share
- $41.85
- Number of holders
- 18
- Value change
- +$8,041,896
- Number of buys
- 6
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 71742W103?
CUSIP 71742W103 identifies PFX - PhenixFIN Corp - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 71742W103:
Top shareholders of PFX - PhenixFIN Corp - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GRACE & WHITE INC /NY |
13F
|
Company |
—
class O/S missing
|
322,965
|
$5,862,000 | — | 30 Sep 2021 | |
| 22NW, LP |
13F
|
Company |
5.9%
|
117,885
|
$5,057,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
3.5%
|
71,172
|
$3,053,000 | — | 30 Sep 2021 | |
| AMERICAN FINANCIAL GROUP INC |
13F
|
Company |
3.2%
|
64,327
|
$2,760,000 | — | 30 Sep 2021 | |
| Moab Capital Partners LLC |
13F
|
Company |
2.1%
|
41,550
|
$1,782,000 | — | 30 Sep 2021 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
1.2%
|
23,335
|
$1,001,000 | — | 30 Sep 2021 | |
| Adalta Capital Management LLC |
13F
|
Company |
0.96%
|
19,235
|
$825,000 | — | 30 Sep 2021 | |
| Legal & General Group Plc |
13F
|
Company |
0.83%
|
16,577
|
$711,000 | — | 30 Sep 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.45%
|
9,117
|
$391,000 | — | 30 Sep 2021 | |
| Linscomb Wealth, Inc. |
13F
|
Company |
0.39%
|
7,860
|
$337,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.3%
|
5,962
|
$256,000 | — | 30 Sep 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.16%
|
3,283
|
$141,000 | — | 30 Sep 2021 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.14%
|
2,852
|
$122,000 | — | 30 Sep 2021 | |
| Cantonale Vaudoise Banque |
13F
|
Individual |
0.12%
|
2,500
|
$107,000 | — | 30 Sep 2021 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.12%
|
2,500
|
$107,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
724
|
$31,000 | — | 30 Sep 2021 | |
| Atlas Private Wealth Advisors |
13F
|
Company |
0.03%
|
546
|
$23,000 | — | 30 Sep 2021 | |
| Accel Wealth Management |
13F
|
Company |
—
mixed-class rows
|
675
mixed-class rows
|
$19,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
258
|
$11,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
200
|
$9,000 | — | 30 Sep 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
170
|
$7,000 | — | 30 Sep 2021 | |
| Spire Wealth Management |
13F
|
Company |
0.01%
|
130
|
$6,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
135
|
$5,000 | — | 30 Sep 2021 | |
| Ranch Capital Advisors Inc. |
13F
|
Company |
0.01%
|
104
|
$4,000 | — | 30 Sep 2021 |
Institutional Holders of PhenixFIN Corp - Common Stock (PFX) as of Q4 2021
As of 31 Dec 2021,
PhenixFIN Corp - Common Stock (PFX) was held by
18 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
552,615 shares.
The largest 10 holders included
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, 22NW, LP, MORGAN STANLEY, AMERICAN FINANCIAL GROUP INC, Adalta Capital Management LLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, Legal & General Group Plc, Greenwich Investment Management, Inc., Linscomb & Williams, Inc., and Thomas J. Herzfeld Advisors, Inc..
This page lists
18
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
23
Q4 2021 holders
18
Holder diff
-5
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.