PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX)
CUSIP: 71742W103
Q2 2023 13F Holders as of 30 Jun 2023
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 1,959,773
- Total 13F shares
- 599,906
- Share change
- -6,431
- Total reported value
- $22,675,867
- Price per share
- $38.00
- Number of holders
- 16
- Value change
- -$327,943
- Number of buys
- 4
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 71742W103?
CUSIP 71742W103 identifies PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 71742W103:
Top shareholders of PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
8.8%
|
172,675
|
$6,216,300 | — | 31 Mar 2023 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
—
class O/S missing
|
262,432
|
$4,681,131 | — | 31 Mar 2023 | |
| Adalta Capital Management LLC |
13F
|
Company |
6.4%
|
125,999
|
$4,536,000 | — | 31 Mar 2023 | |
| 22NW, LP |
13F
|
Company |
6%
|
117,885
|
$4,243,860 | — | 31 Mar 2023 | |
| MORGAN STANLEY |
13F
|
Company |
3.7%
|
72,784
|
$2,620,224 | — | 31 Mar 2023 | |
| AMERICAN FINANCIAL GROUP INC |
13F
|
Company |
3.3%
|
64,327
|
$2,316,000 | — | 31 Mar 2023 | |
| Legal & General Group Plc |
13F
|
Company |
0.85%
|
16,577
|
$609,205 | — | 31 Mar 2023 | |
| Almitas Capital LLC |
13F
|
Company |
0.78%
|
15,337
|
$552,148 | — | 31 Mar 2023 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.74%
|
14,551
|
$531,253 | — | 31 Mar 2023 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.13%
|
2,500
|
$92,725 | — | 31 Mar 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.12%
|
2,388
|
$85,968 | — | 31 Mar 2023 | |
| Arthur S. Ainsberg |
3/4/5
|
Director |
—
class O/S missing
|
1,000
|
$38,530 | — | 02 Mar 2022 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
585
|
$21,060 | — | 31 Mar 2023 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0.02%
|
371
|
$13,356 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
308
|
$11,419 | — | 31 Mar 2023 | |
| Accel Wealth Management |
13F
|
Company |
—
class O/S missing
|
400
|
$7,135 | — | 31 Mar 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
25
|
$900 | — | 31 Mar 2023 | |
| WealthPlan Investment Management, LLC |
13F
|
Company |
0%
|
25
|
$900 | — | 31 Mar 2023 |
Institutional Holders of PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX) as of Q2 2023
As of 30 Jun 2023,
PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
599,906 shares.
The largest 10 holders included
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Adalta Capital Management LLC, 22NW, LP, MORGAN STANLEY, AMERICAN FINANCIAL GROUP INC, Legal & General Group Plc, Almitas Capital LLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, Allworth Financial LP, and OSAIC HOLDINGS, INC..
This page lists
16
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
15
Q2 2023 holders
16
Holder diff
1
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.