- Type / Class
- Equity / Common Stock
- Shares outstanding
- 2,004,961
- Total 13F shares
- 566,092
- Share change
- -8,976
- Total reported value
- $23,880,720
- Price per share
- $42.25
- Number of holders
- 15
- Value change
- -$381,590
- Number of buys
- 6
- Number of sells
- 3
Quarterly Holders Quick Answers
What is CUSIP 71742W103?
CUSIP 71742W103 identifies PFX - PhenixFIN Corp - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 71742W103:
Top shareholders of PFX - PhenixFIN Corp - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
7.7%
|
153,558
|
$5,819,848 | — | 30 Sep 2023 | |
| Adalta Capital Management LLC |
13F
|
Company |
6.6%
|
131,999
|
$5,013,000 | — | 30 Sep 2023 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
—
class O/S missing
|
262,432
|
$4,618,147 | — | 30 Sep 2023 | |
| 22NW, LP |
13F
|
Company |
5.9%
|
117,885
|
$4,473,536 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
67,642
|
$2,563,632 | — | 30 Sep 2023 | |
| AMERICAN FINANCIAL GROUP INC |
13F
|
Company |
3.2%
|
64,327
|
$2,438,000 | — | 30 Sep 2023 | |
| Legal & General Group Plc |
13F
|
Company |
0.83%
|
16,577
|
$631,169 | — | 30 Sep 2023 | |
| Almitas Capital LLC |
13F
|
Company |
0.76%
|
15,337
|
$581,289 | — | 30 Sep 2023 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.12%
|
2,500
|
$95,187 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.13%
|
2,507
|
$95,015 | — | 30 Sep 2023 | |
| Allworth Financial LP |
13F
|
Company |
0.11%
|
2,166
|
$82,092 | — | 30 Sep 2023 | |
| Arthur S. Ainsberg |
3/4/5
|
Director |
—
class O/S missing
|
1,000
|
$38,530 | — | 02 Mar 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
314
|
$11,897 | — | 30 Sep 2023 | |
| NVWM, LLC |
13F
|
Company |
—
class O/S missing
|
400
|
$7,039 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
130
|
$4,927 | — | 30 Sep 2023 | |
| Archer Investment Corp |
13F
|
Company |
0.01%
|
126
|
$4,775 | — | 30 Sep 2023 |
Institutional Holders of PhenixFIN Corp - Common Stock (PFX) as of Q4 2023
As of 31 Dec 2023,
PhenixFIN Corp - Common Stock (PFX) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
566,092 shares.
The largest 10 holders included
Adalta Capital Management LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, 22NW, LP, MORGAN STANLEY, AMERICAN FINANCIAL GROUP INC, Almitas Capital LLC, Legal & General Group Plc, SUSQUEHANNA INTERNATIONAL GROUP, LLP, OSAIC HOLDINGS, INC., and Compagnie Lombard Odier SCmA.
This page lists
15
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
13
Q4 2023 holders
15
Holder diff
2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.