What does CUSIP 71742W103 represent in this 13F holders report?

CUSIP 71742W103 is the security identifier for PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

How many institutions held PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share in Q1 2022?

18 institutional investors reported PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share for Q1 2022. Use the holders table for investor-level position and value details.

PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX)

CUSIP: 71742W103

Q1 2022 13F Holders as of 31 Mar 2022

Security type / class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 1,959,773
Total 13F shares: 673,036
Share change: +22,252
Total reported value: $27,501,000
Reported price per share: $40.81
Number of holders: 18
Value change: +$895,185
Number of buys: 5
Number of sells: 6

Security key

71742W103

Report period

Q1 2022

Institutions

Top holders

PFX full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2022 Previous quarter: Q4 2021 PhenixFIN Corp SEC filings PhenixFIN Corp company facts PhenixFIN Corp 13D/G history

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 71742W103

Newer quarter: Q2 2022 Previous quarter: Q4 2021

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

NORTHWESTERN MUTUAL WEALT...

13D/G signal

—

Evidence rows

Latest as of

02 Mar 2022

13F 3/4/5 Lead comparable stake: 8.8% Showing first 8 of 22 holder rows. Open remaining rows

Rank 1 holder

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

13F

Ownership: 8.8%
Position: $7.22M

13F

Rank 2 holder

22NW, LP

13F

Ownership: 6%
Position: $4.93M

13F

Rank 3 holder

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F Company 13F	8.8%	$7,222,000 172,675 shares	—	31 Dec 2021
22NW, LP	13F Company 13F	6%	$4,931,000 117,885 shares	—	31 Dec 2021
MORGAN STANLEY	13F Company 13F	4%	$3,290,000 78,665 shares	—	31 Dec 2021
AMERICAN FINANCIAL GROUP INC	13F Company 13F	3.3%	$2,691,000 64,327 shares	—	31 Dec 2021
Adalta Capital Management LLC	13F Company 13F	2.2%	$1,819,000 43,435 shares	—	31 Dec 2021
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F Company 13F	1.2%	$1,008,000 24,000 shares	—	31 Dec 2021
Legal & General Group Plc	13F Company 13F	0.85%	$689,000 16,577 shares	—	31 Dec 2021
Greenwich Investment Management, Inc.	13F Company 13F	0.56%	$457,000 10,918 shares	—	31 Dec 2021

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Linscomb Wealth, Inc.	13F Company 13F	0.4%	$329,000 7,860 shares	—	31 Dec 2021
Thomas J. Herzfeld Advisors, Inc.	13F Company 13F	0.28%	$232,000 5,537 shares	—	31 Dec 2021
OSAIC HOLDINGS, INC.	13F Company 13F	0.24%	$197,000 4,701 shares	—	31 Dec 2021
Cantonale Vaudoise Banque	13F Individual 13F	0.13%	$105,000 2,500 shares	—	31 Dec 2021
Lombard Odier SCmA Compagnie	13F Individual 13F	0.13%	$105,000 2,500 shares	—	31 Dec 2021
UBS Group AG	13F Company 13F	0.02%	$16,000 393 shares	—	31 Dec 2021
WELLS FARGO & COMPANY/MN	13F Company 13F	0.01%	$11,000 258 shares	—	31 Dec 2021
BANK OF AMERICA CORP /DE/	13F Company 13F	0.01%	$8,000 200 shares	—	31 Dec 2021
Geneos Wealth Management Inc.	13F Company 13F	0.01%	$5,000 135 shares	—	31 Dec 2021
Tower Research Capital LLC (TRC)	13F Company 13F	0%	$2,000 49 shares	—	31 Dec 2021
GRACE & WHITE INC /NY	13F Company 13F	— class O/S missing	$5,969,000 322,965 shares	—	31 Dec 2021
F/m Investments LLC	13F Company 13F	— class O/S missing	$1,573,000 85,531 shares	—	31 Dec 2021
Arthur S. Ainsberg	3/4/5 Director 3/4/5	— class O/S missing	$38,530 1,000 shares	—	02 Mar 2022
Accel Wealth Management	13F Company 13F	— class O/S missing	$7,000 400 shares	—	31 Dec 2021

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

673,036

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2022 vs Q4 2021 Across Filers

Q4 2021 holders

Q1 2022 holders

Holder diff

Investor	Q4 2021 Shares	Q1 2022 Shares	Share Diff	Share Chg %	Q4 2021 value	Q1 2022 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend