Comparable stake leader
David A. Lorber
SEC ownership of PhenixFIN Corp
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001490349.
Disclosed value leader
David A. Lorber
Comparable rows
21/26
Latest evidence
01 Jun 2026
- Public ticker
- PFX, PFXNZ on Nasdaq
- Parsed ownership sources
- 3/4/5, 13D/G, and 13F
- Largest SEC-reported holder
- David A. Lorber
- Latest 13D/G holder
- David A. Lorber
- Latest parsed ownership date
- 01 Jun 2026
- Issuer CIK
- 0001490349
- Issuer location
- New York, NY
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
2 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of PhenixFIN Corp (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
David A. Lorber
Disclosed value leader
David A. Lorber
Comparable rows
21/26
Latest evidence
01 Jun 2026
3/4/5
13D/G
13F
Lead comparable stake: 13%
5 rows are not safely comparable across share classes.
13D/G row: David A. Lorber
Showing 1-8 of 26 holder rows.
Quick read
David A. Lorber leads the comparable SEC ownership view at 13%.
21 of 26 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens David A. Lorber's linked filing trail.
Comparable ownership
Top 5
David A. Lorber
13%
22NW Fund, LP
2.2%
Howard Amster
14%
Ellida McMillan
0.17%
Lowell W. Robinson
0.15%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 26 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| David A. Lorber |
3/4/5
13D/G
CHAIRMAN AND CEO, Director, 10%+ Owner
|
13%
from 13D/G
|
$15,116,933
338,894 shares
|
+$2,276,524 | 01 Jun 2026 |
| 22NW Fund, LP |
13D/G
|
2.2%
|
$1,684,072
43,115 shares
|
$0 | 31 Mar 2026 |
| Howard Amster |
3/4/5
Director, 10%+ Owner
|
14%
|
$11,756,068
275,475 shares
|
+$457,934 | 03 Mar 2026 |
| Ellida McMillan |
3/4/5
CHIEF FINANCIAL OFFICER
|
0.17%
|
$155,379
3,428 shares
|
+$37,825 | 22 Dec 2025 |
| Lowell W. Robinson |
3/4/5
Director
|
0.15%
|
$144,780
3,000 shares
|
+$72,859 | 16 Sep 2025 |
| Adalta Capital Management LLC |
13F
Company
|
9%
|
$6,861,925
175,569 shares
|
— | 31 Mar 2026 |
| AMERICAN FINANCIAL GROUP INC |
13F
Company
|
3.3%
|
$2,512,612
64,327 shares
|
— | 31 Mar 2026 |
| MORGAN STANLEY |
13F
Company
|
2.8%
|
$2,146,676
54,958 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$2,845,142.
Buys
$2,876,648
Insiders: 4
Sells
$31,506
Insiders: 1
Net
+$2,845,142
Shares: +68,325
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 68,964
Shares: 639
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 50,721 | 0 | $2,070,102 | $0 | +$2,070,102 |
| 3-6 | 14,544 | 0 | $627,172 | $0 | +$627,172 |
| 6-9 | 1,073 | 0 | $51,623 | $0 | +$51,623 |
| 9-12 | 2,626 | 639 | $127,751 | $31,506 | +$96,245 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-6 of 6 reporting-owner rows connected to PhenixFIN Corp. Open a relationship link for the CIK-to-CIK filing trail.
Rows
6
Largest Forms 3/4/5 holder
David A. Lorber
Net 12M change
+$2,845,142
Latest report
01 Jun 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| David A. Lorber | CHAIRMAN AND CEO, Director, 10%+ Owner | $15,116,933 | +$2,276,524 | +18% | Mixed | 01 Jun 2026 |
| Howard Amster | Director, 10%+ Owner | $11,756,068 | +$457,934 | +4.1% | Mixed | 03 Mar 2026 |
| Ellida McMillan | Chief Financial Officer | $155,379 | +$37,825 | +32% | Filing P/S | 22 Dec 2025 |
| Lowell W. Robinson | Director | $144,780 | +$72,859 | +101% | Filing P/S | 16 Sep 2025 |
| Karin Hirtler-Garvey | Director | $73,906 | Filing P/S | 12 Feb 2025 | ||
| Arthur S. Ainsberg | Director | $38,530 | Mixed | 02 Mar 2022 |
Recent insider transactions for PhenixFIN Corp
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| David A. Lorber | PFX | COMMON STOCK | Purchase | 1.59% | $180,315 | $45.27 | 3,983 | 253,854 | 03 Jun 2026 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 1% | $111,161 | $44.95 | 2,473 | 249,871 | 02 Jun 2026 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.9% | $98,129 | $44.60 | 2,200 | 247,398 | 01 Jun 2026 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 20.7% | $1,680,497 | $39.95 | 42,065 | 245,198 | 12 May 2026 | Direct |
| Howard Amster | PFX | COMMON STOCK, $0.001 par value | Purchase | 4.86% | $489,440 | $42.56 | 11,500 | 248,248 | 03 Mar 2026 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.39% | $26,341 | $46.05 | 572 | 146,596 | 24 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.09% | $6,063 | $45.59 | 133 | 146,024 | 23 Dec 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 4.58% | $6,799 | $45.33 | 150 | 3,428 | 23 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.69% | $45,440 | $45.44 | 1,000 | 145,891 | 22 Dec 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 0.18% | $270 | $45.00 | 6 | 3,278 | 22 Dec 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 1.14% | $1,628 | $44.00 | 37 | 3,272 | 17 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.63% | $40,624 | $44.74 | 908 | 144,891 | 17 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.1% | $6,134 | $44.45 | 138 | 143,983 | 16 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.07% | $4,433 | $44.33 | 100 | 143,845 | 15 Dec 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 8.3% | $11,842 | $47.75 | 248 | 3,235 | 23 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 1.49% | $2,123 | $48.26 | 44 | 3,000 | 17 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 3% | $4,136 | $48.09 | 86 | 2,956 | 16 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 3.61% | $4,809 | $48.09 | 100 | 2,870 | 12 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 6.21% | $7,784 | $48.05 | 162 | 2,770 | 11 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 1.32% | $1,634 | $48.05 | 34 | 2,608 | 10 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 10.8% | $12,042 | $48.17 | 250 | 2,574 | 09 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 2.15% | $2,359 | $48.15 | 49 | 2,324 | 05 Sep 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.07% | $4,893 | $48.93 | 100 | 143,745 | 05 Sep 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.21% | $14,523 | $48.41 | 300 | 143,645 | 04 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 4.6% | $4,823 | $48.23 | 100 | 2,275 | 03 Sep 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.14% | $9,566 | $47.83 | 200 | 143,345 | 03 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 3.57% | $3,696 | $49.28 | 75 | 2,175 | 20 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 9.89% | $9,308 | $49.25 | 189 | 2,100 | 19 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 5.52% | $4,903 | $49.03 | 100 | 1,911 | 18 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 0.84% | $733 | $48.87 | 15 | 1,811 | 15 Aug 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 13.3% | $17,238 | $49.25 | 350 | 2,987 | 14 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 7.93% | $6,454 | $48.90 | 132 | 1,796 | 14 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 2.21% | $1,769 | $49.13 | 36 | 1,664 | 12 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 6.61% | $4,962 | $49.13 | 101 | 1,628 | 11 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 1.8% | $1,323 | $49.00 | 27 | 1,527 | 08 Aug 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 0.04% | $48.12 | $48.12 | 1 | 2,637 | 23 Jun 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.21% | $14,868 | $49.56 | 300 | 143,145 | 18 Jun 2025 | Direct |
| Howard Amster | PFX | Common Stock, $0.001 par value | Purchase | -0.27% | $31,506 | $49.31 | -639 | 234,284 | 17 Jun 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.49% | $33,537 | $47.91 | 700 | 142,845 | 16 Jun 2025 | Direct |
* marks a reported price that did not pass the local price check.