Quick Takeaways
- PFX - PhenixFIN Corp has 6 insiders with reported activity on this page.
- Net insider value flow over the last year: +$775,040.
- Recent transaction rows are available for direct filing-level review.
- Info
- Significant Ownership
- Insider Trading
- Financials
- Holders
Insider Transactions Reported by 6 Insiders of PhenixFIN Corp
- Symbol
- PFX, PFXNZ on Nasdaq
- Location
- New York, NY
What Changed
- Buy value: $806,546; sell value: $31,506.
- Net share flow: +17,604.
Why This Matters
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Official SEC Source
Insider trading overview
Last 12 monthsNet insider flow leans to buying over the last 12 months. Net value: +$775,040.
Buys
$806,546
Shares: 18,243
Insiders: 4
Sells
$31,506
Shares: 639
Insiders: 1
Net
+$775,040
Shares: +17,604
Insiders: 3
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 11,500 | 0 | $489,440 | $0 | +$489,440 |
| 3-6 | 3,044 | 0 | $137,732 | $0 | +$137,732 |
| 6-9 | 2,698 | 0 | $130,921 | $0 | +$130,921 |
| 9-12 | 1,001 | 639 | $48,453 | $31,506 | +$16,947 |
PhenixFIN Corp executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Howard Amster | Director, 10%+ Owner | $11,756,068 | +$457,934 | +4.1% | Mixed | 03 Mar 2026 |
| David A. Lorber | CHAIRMAN AND CEO, Director, 10%+ Owner | $10,330,096 | +$206,422 | +2% | Mixed | 22 Dec 2025 |
| Ellida McMillan | Chief Financial Officer | $155,379 | +$37,825 | +32% | Filing P/S | 22 Dec 2025 |
| Lowell W. Robinson | Director | $144,780 | +$72,859 | +101% | Filing P/S | 16 Sep 2025 |
| Karin Hirtler-Garvey | Director | $73,906 | Filing P/S | 12 Feb 2025 | ||
| Arthur S. Ainsberg | Director | $38,530 | Mixed | 02 Mar 2022 |
Top shareholders of PhenixFIN Corp (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Howard Amster |
3/4/5
|
Director, 10%+ Owner |
14%
|
275,475
|
$11,756,068 | +$457,934 | 03 Mar 2026 | |
| David A. Lorber |
3/4/5
13D/G
|
CHAIRMAN AND CEO, Director, 10%+ Owner |
10%
from 13D/G
|
231,636
|
$10,330,096 | +$206,422 | 22 Dec 2025 | |
| Adalta Capital Management LLC |
13F
|
Company |
8.8%
|
175,569
|
$7,835,738 | — | 31 Dec 2025 | |
| 22NW, LP |
13F
|
Company |
5.9%
|
117,885
|
$5,208,159 | — | 31 Dec 2025 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
—
class O/S missing
|
262,432
|
$4,794,633 | — | 31 Dec 2025 | |
| AMERICAN FINANCIAL GROUP INC |
13F
|
Company |
3.2%
|
64,327
|
$2,841,967 | — | 31 Dec 2025 | |
| MORGAN STANLEY |
13F
|
Company |
2.8%
|
55,406
|
$2,447,837 | — | 31 Dec 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
1.1%
|
22,368
|
$988,218 | — | 31 Dec 2025 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.96%
|
19,218
|
$849,051 | — | 31 Dec 2025 | |
| EVERETT HARRIS & CO /CA/ |
13F
|
Company |
—
class O/S missing
|
45,000
|
$822,150 | — | 31 Dec 2025 | |
| Legal & General Group Plc |
13F
|
Company |
0.65%
|
13,093
|
$589,446 | — | 31 Dec 2025 | |
| Ellida McMillan |
3/4/5
|
CHIEF FINANCIAL OFFICER |
0.17%
|
3,428
|
$155,379 | +$37,825 | 22 Dec 2025 | |
| Lowell W. Robinson |
3/4/5
|
Director |
0.15%
|
3,000
|
$144,780 | +$72,859 | 16 Sep 2025 | |
| Karin Hirtler-Garvey |
3/4/5
|
Director |
—
class O/S missing
|
1,500
|
$73,906 | — | 12 Feb 2025 | |
| Arthur S. Ainsberg |
3/4/5
|
Director |
—
class O/S missing
|
1,000
|
$38,530 | — | 02 Mar 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
400
|
$17,672 | — | 31 Dec 2025 | |
| Allworth Financial LP |
13F
|
Company |
0.01%
|
286
|
$12,636 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
250
|
$11,051 | — | 31 Dec 2025 | |
| Legacy Wealth Managment, LLC/ID |
13F
|
Company |
0.01%
|
200
|
$8,836 | — | 31 Dec 2025 | |
| NVWM, LLC |
13F
|
Company |
—
class O/S missing
|
400
|
$7,308 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
130
|
$5,743 | — | 31 Dec 2025 | |
| Archer Investment Corp |
13F
|
Company |
0.01%
|
126
|
$5,567 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
108
|
$4,771 | — | 31 Dec 2025 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0%
|
78
|
$3,413 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
50
|
$2,000 | — | 31 Dec 2025 | |
| MAI Capital Management |
13F
|
Company |
0%
|
11
|
$486 | — | 31 Dec 2025 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
3
|
$133 | — | 31 Dec 2025 |
Recent Insider Transactions by Companies or Individuals for PhenixFIN Corp
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Howard Amster | PFX | COMMON STOCK, $0.001 par value | Purchase | 4.86% | $489,440 | $42.56 | 11,500 | 248,248 | 03 Mar 2026 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.39% | $26,341 | $46.05 | 572 | 146,596 | 24 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.09% | $6,063 | $45.59 | 133 | 146,024 | 23 Dec 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 4.58% | $6,799 | $45.33 | 150 | 3,428 | 23 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.69% | $45,440 | $45.44 | 1,000 | 145,891 | 22 Dec 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 0.18% | $270 | $45.00 | 6 | 3,278 | 22 Dec 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 1.14% | $1,628 | $44.00 | 37 | 3,272 | 17 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.63% | $40,624 | $44.74 | 908 | 144,891 | 17 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.1% | $6,134 | $44.45 | 138 | 143,983 | 16 Dec 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.07% | $4,433 | $44.33 | 100 | 143,845 | 15 Dec 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 8.3% | $11,842 | $47.75 | 248 | 3,235 | 23 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 1.49% | $2,123 | $48.26 | 44 | 3,000 | 17 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 3% | $4,136 | $48.09 | 86 | 2,956 | 16 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 3.61% | $4,809 | $48.09 | 100 | 2,870 | 12 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 6.21% | $7,784 | $48.05 | 162 | 2,770 | 11 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 1.32% | $1,634 | $48.05 | 34 | 2,608 | 10 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 10.8% | $12,042 | $48.17 | 250 | 2,574 | 09 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 2.15% | $2,359 | $48.15 | 49 | 2,324 | 05 Sep 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.07% | $4,893 | $48.93 | 100 | 143,745 | 05 Sep 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.21% | $14,523 | $48.41 | 300 | 143,645 | 04 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 4.6% | $4,823 | $48.23 | 100 | 2,275 | 03 Sep 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.14% | $9,566 | $47.83 | 200 | 143,345 | 03 Sep 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 3.57% | $3,696 | $49.28 | 75 | 2,175 | 20 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 9.89% | $9,308 | $49.25 | 189 | 2,100 | 19 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 5.52% | $4,903 | $49.03 | 100 | 1,911 | 18 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 0.84% | $733 | $48.87 | 15 | 1,811 | 15 Aug 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 13.3% | $17,238 | $49.25 | 350 | 2,987 | 14 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 7.93% | $6,454 | $48.90 | 132 | 1,796 | 14 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 2.21% | $1,769 | $49.13 | 36 | 1,664 | 12 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 6.61% | $4,962 | $49.13 | 101 | 1,628 | 11 Aug 2025 | Direct |
| Lowell W. Robinson | PFX | COMMON STOCK, $0.001 par value | Purchase | 1.8% | $1,323 | $49.00 | 27 | 1,527 | 08 Aug 2025 | Direct |
| Ellida McMillan | PFX | COMMON STOCK, $0.001 par value | Purchase | 0.04% | $48.12 | $48.12 | 1 | 2,637 | 23 Jun 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.21% | $14,868 | $49.56 | 300 | 143,145 | 18 Jun 2025 | Direct |
| Howard Amster | PFX | Common Stock, $0.001 par value | Purchase | -0.27% | $31,506 | $49.31 | -639 | 234,284 | 17 Jun 2025 | Direct |
| David A. Lorber | PFX | COMMON STOCK | Purchase | 0.49% | $33,537 | $47.91 | 700 | 142,845 | 16 Jun 2025 | Direct |
| Howard Amster | PFX | Common Stock, $0.001 par value | Gift | -100% | -200 | 0 | 23 Apr 2025 | By Samuel J. Heller Trust U/A 08/07/2002 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.