Security key
71742W103
PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX)
CUSIP: 71742W103
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 1,959,773
- Total 13F shares
- 575,068
- Share change
- -24,838
- Total reported value
- $21,814,367
- Price per share
- $37.90
- Number of holders
- 13
- Value change
- -$941,977
- Number of buys
- 2
- Number of sells
- 7
Report period
Q3 2023
Institutions
13
Top holders
10
PFX full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
PhenixFIN Corp SEC filings
PhenixFIN Corp company facts
PhenixFIN Corp 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 71742W103
Recent filing periods:
Top shareholders of PFX - PhenixFIN Corp - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
8.2%
|
161,558
|
$6,139,204 | — | 30 Jun 2023 | |
| Adalta Capital Management LLC |
13F
|
Company |
6.7%
|
130,499
|
$4,956,000 | — | 30 Jun 2023 | |
| 22NW, LP |
13F
|
Company |
6%
|
117,885
|
$4,478,003 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
3.5%
|
69,338
|
$2,634,863 | — | 30 Jun 2023 | |
| AMERICAN FINANCIAL GROUP INC |
13F
|
Company |
3.3%
|
64,327
|
$2,444,000 | — | 30 Jun 2023 | |
| Legal & General Group Plc |
13F
|
Company |
0.85%
|
16,577
|
$629,927 | — | 30 Jun 2023 | |
| Almitas Capital LLC |
13F
|
Company |
0.78%
|
15,337
|
$552,302 | — | 30 Jun 2023 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.74%
|
14,551
|
$552,210 | — | 30 Jun 2023 | |
| Allworth Financial LP |
13F
|
Company |
0.21%
|
4,166
|
$74,103 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.13%
|
2,603
|
$98,914 | — | 30 Jun 2023 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.13%
|
2,500
|
$94,875 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
259
|
$9,838 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
130
|
$4,940 | — | 30 Jun 2023 | |
| Archer Investment Corp |
13F
|
Company |
0.01%
|
126
|
$4,788 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
25
|
$950 | — | 30 Jun 2023 | |
| WealthPlan Investment Management, LLC |
13F
|
Company |
0%
|
25
|
$950 | — | 30 Jun 2023 | |
| Arthur S. Ainsberg |
3/4/5
|
Director |
—
class O/S missing
|
1,000
|
$38,530 | — | 02 Mar 2022 | |
| NVWM, LLC |
13F
|
Company |
—
class O/S missing
|
400
|
$7,115 | — | 30 Jun 2023 |
Institutional Holders of PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX) as of Q3 2023
As of 30 Sep 2023,
PhenixFIN Corp - Common Stock, par value $0.001 per share (PFX) was held by
13 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
575,068 shares.
The largest 10 holders included
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Adalta Capital Management LLC, 22NW, LP, MORGAN STANLEY, AMERICAN FINANCIAL GROUP INC, Legal & General Group Plc, Almitas Capital LLC, OSAIC HOLDINGS, INC., Compagnie Lombard Odier SCmA, and Allworth Financial LP.
This page lists
13
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
16
Q3 2023 holders
13
Holder diff
-3
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.