Entity Type
Company
SEC filings, ownership reports, and insider transactions for CIK 0001490349.
Entity Type
Company
Total Filings
882
Latest Filing
02 Apr 2026
Industry
n/a
Save this research page, return after the next filing cycle, and verify details directly from SEC source links.
Save this research and follow filing changes
Create a free account to save this filer, follow filing activity, and return when something changes.
PhenixFIN Corp has filed 882 SEC EDGAR filings since 03 May 2010. Common forms include SCHEDULE 13D/A, 8-K, 4, 10-Q and more.
Recent SEC filings for PhenixFIN Corp with direct links to document and filing folders.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| SCHEDULE 13D/A | Open SCHEDULE 13D/A document | View SEC filing for SCHEDULE 13D/A | 02 Apr 2026 | 005-86732 | ||
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 20 Mar 2026 | 20 Mar 2026 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | 05 Mar 2026 | 03 Mar 2026 | ||
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 09 Feb 2026 | 31 Dec 2025 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 09 Feb 2026 | 09 Feb 2026 | 814-00818 |
| DEF 14A | Open DEF 14A document | Open XBRL data | View SEC filing for DEF 14A | PROXY STATEMENT | 28 Jan 2026 | 20 Mar 2026 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | 29 Dec 2025 | 22 Dec 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 29 Dec 2025 | 22 Dec 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 19 Dec 2025 | 17 Dec 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 17 Dec 2025 | 15 Dec 2025 | ||
| 10-K | Open 10-K document | Open XBRL data | View SEC filing for 10-K | ANNUAL REPORT | 12 Dec 2025 | 30 Sep 2025 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 12 Dec 2025 | 12 Dec 2025 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | 25 Sep 2025 | 23 Sep 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 18 Sep 2025 | 16 Sep 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 15 Sep 2025 | 11 Sep 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 11 Sep 2025 | 09 Sep 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 08 Sep 2025 | 03 Sep 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 05 Sep 2025 | 03 Sep 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 21 Aug 2025 | 19 Aug 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 18 Aug 2025 | 23 Jun 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 18 Aug 2025 | 14 Aug 2025 | ||
| 4 | Open 4 document | View SEC filing for 4 | 12 Aug 2025 | 08 Aug 2025 | ||
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 06 Aug 2025 | 30 Jun 2025 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 06 Aug 2025 | 06 Aug 2025 | 814-00818 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 15 Jul 2025 | 814-00818 | |
| 4 | Open 4 document | View SEC filing for 4 | 20 Jun 2025 | 17 Jun 2025 | ||
| SCHEDULE 13D/A | Open SCHEDULE 13D/A document | View SEC filing for SCHEDULE 13D/A | 18 Jun 2025 | 005-86732 | ||
| 4 | Open 4 document | View SEC filing for 4 | 18 Jun 2025 | 16 Jun 2025 | ||
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 07 May 2025 | 31 Mar 2025 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 07 May 2025 | 06 May 2025 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | 24 Apr 2025 | 23 Apr 2025 | ||
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 22 Apr 2025 | 17 Apr 2025 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 21 Mar 2025 | 20 Mar 2025 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 11 Mar 2025 | 07 Mar 2025 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 05 Mar 2025 | 03 Mar 2025 | |
| SCHEDULE 13G | Open SCHEDULE 13G document | View SEC filing for SCHEDULE 13G | 05 Mar 2025 | |||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Feb 2025 | 19 Feb 2025 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Feb 2025 | 12 Feb 2025 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Feb 2025 | 11 Feb 2025 | |
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 07 Feb 2025 | 31 Dec 2024 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 07 Feb 2025 | 07 Feb 2025 | 814-00818 |
| ARS | Open ARS document | View SEC filing for ARS | ANNUAL REPORT | 22 Jan 2025 | 30 Sep 2024 | 814-00818 |
| DEF 14A | Open DEF 14A document | Open XBRL data | View SEC filing for DEF 14A | PROXY STATEMENT | 22 Jan 2025 | 12 Mar 2025 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Dec 2024 | 18 Dec 2024 | |
| 10-K | Open 10-K document | Open XBRL data | View SEC filing for 10-K | ANNUAL REPORT | 17 Dec 2024 | 30 Sep 2024 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 17 Dec 2024 | 16 Dec 2024 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Nov 2024 | 20 Nov 2024 | |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 01 Oct 2024 | |||
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 06 Aug 2024 | 30 Jun 2024 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 06 Aug 2024 | 06 Aug 2024 | 814-00818 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 40-17G | 11 Jul 2024 | 814-00818 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 21 Jun 2024 | 18 Jun 2024 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Jun 2024 | 14 Jun 2024 | |
| 4 | Open 4 document | View SEC filing for 4 | 14 Jun 2024 | 12 Jun 2024 | ||
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 10 May 2024 | 31 Mar 2024 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 10 May 2024 | 09 May 2024 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | 8-K | 15 Apr 2024 | 10 Apr 2024 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 Mar 2024 | 11 Mar 2024 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 05 Mar 2024 | 01 Mar 2024 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4 | 05 Mar 2024 | 23 Feb 2024 | |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SC 13D/A | 05 Mar 2024 | 005-86732 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Feb 2024 | 23 Feb 2024 | |
| ARS | Open ARS document | View SEC filing for ARS | ANNUAL REPORT | 27 Feb 2024 | 30 Sep 2023 | 814-00818 |
| DEF 14A | Open DEF 14A document | Open XBRL data | View SEC filing for DEF 14A | PROXY STATEMENT | 26 Feb 2024 | 10 Apr 2024 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 21 Feb 2024 | 21 Feb 2024 | 814-00818 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | AMENDMENT NO. 1 TO THE SCHEDULE 13G | 14 Feb 2024 | 005-86732 | |
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 08 Feb 2024 | 31 Dec 2023 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 08 Feb 2024 | 08 Feb 2024 | 814-00818 |
| 10-K/A | Open 10-K/A document | Open XBRL data | View SEC filing for 10-K/A | 10-K/A | 26 Jan 2024 | 30 Sep 2023 | 814-00818 |
| 10-K | Open 10-K document | Open XBRL data | View SEC filing for 10-K | ANNUAL REPORT | 22 Dec 2023 | 30 Sep 2023 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 22 Dec 2023 | 14 Dec 2023 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | 26 Sep 2023 | 06 Jun 2023 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 22 Sep 2023 | 20 Sep 2023 | |
| 4 | Open 4 document | View SEC filing for 4 | 16 Aug 2023 | 14 Aug 2023 | ||
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 11 Aug 2023 | 30 Jun 2023 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 11 Aug 2023 | 10 Aug 2023 | 814-00818 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 07 Jul 2023 | 814-00818 | |
| 4 | Open 4 document | View SEC filing for 4 | 21 Jun 2023 | 06 Jun 2023 | ||
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SC 13D/A | 20 Jun 2023 | 005-86732 | |
| 4 | Open 4 document | View SEC filing for 4 | 16 Jun 2023 | 14 Jun 2023 | ||
| 4 | Open 4 document | View SEC filing for 4 | 08 Jun 2023 | 06 Jun 2023 | ||
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 11 May 2023 | 31 Mar 2023 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 11 May 2023 | 10 May 2023 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 03 May 2023 | 27 Apr 2023 | 814-00818 |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | DEF 14A | 10 Mar 2023 | 27 Apr 2023 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | CURRENT REPORT | 03 Mar 2023 | 27 Feb 2023 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | 02 Mar 2023 | 28 Feb 2023 | ||
| 4 | Open 4 document | View SEC filing for 4 | 23 Feb 2023 | 21 Feb 2023 | ||
| 4 | Open 4 document | View SEC filing for 4 | 23 Feb 2023 | 21 Feb 2023 | ||
| 4 | Open 4 document | View SEC filing for 4 | 14 Feb 2023 | 10 Feb 2023 | ||
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | AMENDMENT NO. 3 TO THE SCHEDULE 13G | 14 Feb 2023 | 005-86732 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | THE SCHEDULE 13G | 13 Feb 2023 | 005-86732 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | ADALTA CAPITAL MANAGEMENT LLC | 13 Feb 2023 | 005-86732 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | ADALTA CAPITAL MANAGEMENT LLC | 13 Feb 2023 | 005-86732 | |
| 10-Q | Open 10-Q document | Open XBRL data | View SEC filing for 10-Q | QUARTERLY REPORT | 09 Feb 2023 | 31 Dec 2022 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 09 Feb 2023 | 09 Feb 2023 | 814-00818 |
| 10-K/A | Open 10-K/A document | View SEC filing for 10-K/A | 10-K/A | 27 Jan 2023 | 30 Sep 2022 | 814-00818 |
| 25-NSE | Open 25-NSE document | View SEC filing for 25-NSE | 17 Jan 2023 | 001-35040 | ||
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SC 13D/A | 03 Jan 2023 | 005-86732 | |
| 4 | Open 4 document | View SEC filing for 4 | 28 Dec 2022 | 23 Dec 2022 | ||
| 4 | Open 4 document | View SEC filing for 4 | 22 Dec 2022 | 20 Dec 2022 | ||
| 10-K | Open 10-K document | View SEC filing for 10-K | ANNUAL REPORT | 16 Dec 2022 | 30 Sep 2022 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 16 Dec 2022 | 16 Dec 2022 | 814-00818 |
| N-23C-2 | Open N-23C-2 document | View SEC filing for N-23C-2 | FORM N-23C-2 | 16 Dec 2022 | 15 Dec 2022 | 817-01312 |
| 4 | Open 4 document | View SEC filing for 4 | 28 Sep 2022 | 22 Sep 2022 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 09 Sep 2022 | 07 Sep 2022 | |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 40-17G | 02 Sep 2022 | 814-00818 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 30 Aug 2022 | 26 Aug 2022 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | FORM 4/A | 18 Aug 2022 | 16 Aug 2022 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 15 Aug 2022 | 11 Aug 2022 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | QUARTERLY REPORT | 10 Aug 2022 | 30 Jun 2022 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 10 Aug 2022 | 09 Aug 2022 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 26 May 2022 | 25 May 2022 | 814-00818 |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | AMENDMENT NO. 1 | 16 May 2022 | 005-86732 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 13 May 2022 | 11 May 2022 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | QUARTERLY REPORT | 10 May 2022 | 31 Mar 2022 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 10 May 2022 | 09 May 2022 | 814-00818 |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | DEFINITIVE PROXY STATEMENT | 13 Apr 2022 | 25 May 2022 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | 18 Mar 2022 | 16 Mar 2022 | ||
| 4 | Open 4 document | View SEC filing for 4 | 07 Mar 2022 | 02 Mar 2022 | ||
| 4 | Open 4 document | View SEC filing for 4 | 02 Mar 2022 | 01 Mar 2022 | ||
| 4 | Open 4 document | View SEC filing for 4 | 28 Feb 2022 | 24 Feb 2022 | ||
| 4 | Open 4 document | View SEC filing for 4 | 28 Feb 2022 | 24 Feb 2022 | ||
| 4 | Open 4 document | View SEC filing for 4 | 18 Feb 2022 | 16 Feb 2022 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 Feb 2022 | 14 Feb 2022 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | AMENDMENT NO. 2 TO THE SCHEDULE 13G | 14 Feb 2022 | 005-86732 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | QUARTERLY REPORT | 10 Feb 2022 | 31 Dec 2021 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 10 Feb 2022 | 10 Feb 2022 | 814-00818 |
| 10-K/A | Open 10-K/A document | View SEC filing for 10-K/A | AMENDMENT NO. 1 TO FORM 10-K | 28 Jan 2022 | 30 Sep 2021 | 814-00818 |
| SC 13D | Open SC 13D document | View SEC filing for SC 13D | SCHEDULE 13D | 20 Dec 2021 | 005-86732 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 20 Dec 2021 | 20 Dec 2021 | 814-00818 |
| 10-K | Open 10-K document | View SEC filing for 10-K | ANNUAL REPORT | 20 Dec 2021 | 30 Sep 2021 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | 10 Dec 2021 | 08 Dec 2021 | ||
| CERT | Open CERT document | View SEC filing for CERT | 16 Nov 2021 | 001-35040 | ||
| 8-A12B | Open 8-A12B document | View SEC filing for 8-A12B | 8-A12B | 16 Nov 2021 | 001-35040 | |
| N-23C-2 | Open N-23C-2 document | View SEC filing for N-23C-2 | N-23C-2 | 15 Nov 2021 | 15 Nov 2021 | 817-01312 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 15 Nov 2021 | 15 Nov 2021 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 12 Nov 2021 | 09 Nov 2021 | 814-00818 |
| 424B2 | Open 424B2 document | View SEC filing for 424B2 | 424B2 | 12 Nov 2021 | 333-258913 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | GLACIER POINT ADVISORS, LLC | 10 Nov 2021 | 005-86732 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 10 Nov 2021 | 333-258913 | |
| FWP | Open FWP document | View SEC filing for FWP | FWP | 10 Nov 2021 | 333-258913 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 08 Nov 2021 | 333-258913 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 08 Nov 2021 | 08 Nov 2021 | 814-00818 |
| 424B2 | Open 424B2 document | View SEC filing for 424B2 | 424B2 | 08 Nov 2021 | 333-258913 | |
| 305B2 | Open 305B2 document | View SEC filing for 305B2 | 305B2 | 08 Nov 2021 | 333-258913 | |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 19 Oct 2021 | 333-258913 | ||
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | N-2/A | 15 Oct 2021 | 333-258913 | |
| 4 | Open 4 document | View SEC filing for 4 | 31 Aug 2021 | 27 Aug 2021 | ||
| N-2 | Open N-2 document | View SEC filing for N-2 | REGISTRATION STATEMENT | 19 Aug 2021 | 333-258913 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | QUARTERLY REPORT | 11 Aug 2021 | 30 Jun 2021 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 11 Aug 2021 | 11 Aug 2021 | 814-00818 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 16 Jul 2021 | 814-00818 | |
| 4 | Open 4 document | View SEC filing for 4 | 26 May 2021 | 24 May 2021 | ||
| 4 | Open 4 document | View SEC filing for 4 | 26 May 2021 | 24 May 2021 | ||
| 4 | Open 4 document | View SEC filing for 4 | 26 May 2021 | 24 May 2021 | ||
| 4 | Open 4 document | View SEC filing for 4 | 24 May 2021 | 20 May 2021 | ||
| 4 | Open 4 document | View SEC filing for 4 | 24 May 2021 | 19 May 2021 | ||
| 4 | Open 4 document | View SEC filing for 4 | 19 May 2021 | 17 May 2021 | ||
| 4 | Open 4 document | View SEC filing for 4 | 18 May 2021 | 14 May 2021 | ||
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | QUARTERLY REPORT | 13 May 2021 | 31 Mar 2021 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 13 May 2021 | 12 May 2021 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 12 Apr 2021 | 08 Apr 2021 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 16 Mar 2021 | 16 Mar 2021 | 814-00818 |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | DEFINITIVE PROXY STATEMENT | 26 Feb 2021 | 08 Apr 2021 | 814-00818 |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | GLACIER POINT ADVISORS, LLC | 26 Feb 2021 | 005-86732 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | SC 13G/A | 17 Feb 2021 | 005-86732 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | AMENDMENT NO. 1 TO THE SCHEDULE 13G | 16 Feb 2021 | 005-86732 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 16 Feb 2021 | 10 Feb 2021 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | QUARTERLY REPORT | 16 Feb 2021 | 31 Dec 2020 | 814-00818 |
| 10-K/A | Open 10-K/A document | View SEC filing for 10-K/A | AMENDMENT NO. 1 | 28 Jan 2021 | 28 Jan 2021 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 21 Jan 2021 | 21 Jan 2021 | 814-00818 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 08 Jan 2021 | 01 Jan 2021 | |
| CERT | Open CERT document | View SEC filing for CERT | 04 Jan 2021 | 001-35040 | ||
| 8-A12B | Open 8-A12B document | View SEC filing for 8-A12B | 8-A12B | 04 Jan 2021 | 001-35040 | |
| 8-A12B | Open 8-A12B document | View SEC filing for 8-A12B | 8-A12B | 04 Jan 2021 | 001-35040 | |
| 25 | Open 25 document | View SEC filing for 25 | FORM 25 | 04 Jan 2021 | 001-35040 | |
| 25 | Open 25 document | View SEC filing for 25 | 25 | 04 Jan 2021 | 001-35040 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 28 Dec 2020 | 28 Dec 2020 | 814-00818 |
| 10-K | Open 10-K document | View SEC filing for 10-K | 10-K | 11 Dec 2020 | 11 Dec 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 11 Dec 2020 | 11 Dec 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 24 Nov 2020 | 18 Nov 2020 | 814-00818 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | SCHEDULE 13G, AMENDMENT NO. 2 | 23 Nov 2020 | 005-86732 | |
| 25-NSE | Open 25-NSE document | View SEC filing for 25-NSE | 20 Nov 2020 | 001-35040 | ||
| 25 | Open 25 document | View SEC filing for 25 | 25 | 21 Oct 2020 | 001-35040 | |
| N-23C-2 | Open N-23C-2 document | View SEC filing for N-23C-2 | N-23C-2 | 21 Oct 2020 | 21 Oct 2020 | 817-01312 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 21 Oct 2020 | 21 Oct 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 13 Oct 2020 | 08 Oct 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 30 Sep 2020 | 29 Sep 2020 | 814-00818 |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | SC 13G | 18 Sep 2020 | 005-86732 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 24 Aug 2020 | 19 Aug 2020 | |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | 24 Aug 2020 | 005-86732 | ||
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 21 Aug 2020 | 19 Aug 2020 | 814-00818 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 40-17G | 20 Aug 2020 | 814-00818 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 Aug 2020 | 12 Aug 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 11 Aug 2020 | 07 Aug 2020 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 07 Aug 2020 | 30 Jun 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 07 Aug 2020 | 07 Aug 2020 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Aug 2020 | 04 Aug 2020 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 06 Aug 2020 | 03 Aug 2020 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 03 Aug 2020 | 30 Jul 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 29 Jul 2020 | 27 Jul 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 24 Jul 2020 | 22 Jul 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 21 Jul 2020 | 17 Jul 2020 | |
| SC 13D | Open SC 13D document | View SEC filing for SC 13D | GLACIER POINT ADVISORS, LLC | 20 Jul 2020 | 005-86732 | |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | 17 Jul 2020 | 005-86732 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Jul 2020 | 14 Jul 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 Jul 2020 | 09 Jul 2020 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 13 Jul 2020 | 13 Jul 2020 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 08 Jul 2020 | 06 Jul 2020 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | 08 Jul 2020 | 005-86732 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 02 Jul 2020 | 30 Jun 2020 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 02 Jul 2020 | 02 Jul 2020 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 26 Jun 2020 | 24 Jun 2020 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 15 Jun 2020 | 15 Jun 2020 | 814-00818 |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 28 May 2020 | |||
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | PROXY STATEMENT | 28 May 2020 | 30 Jun 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 26 May 2020 | 21 May 2020 | 814-00818 |
| SC 13D | Open SC 13D document | View SEC filing for SC 13D | 15 May 2020 | 005-86732 | ||
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 11 May 2020 | 31 Mar 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 11 May 2020 | 11 May 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 08 May 2020 | 08 May 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 05 May 2020 | 01 May 2020 | 814-00818 |
| PRE 14A | Open PRE 14A document | View SEC filing for PRE 14A | PRELIMINARY PROXY STATEMENT | 01 May 2020 | 01 May 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 16 Apr 2020 | 16 Apr 2020 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 01 Apr 2020 | 01 Apr 2020 | 814-00818 |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | 12 Mar 2020 | 005-86732 | ||
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | SCHEDULE 13G, AMENDMENT NO. 1 | 14 Feb 2020 | 005-86732 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 11 Feb 2020 | 07 Feb 2020 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 10 Feb 2020 | 31 Dec 2019 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 10 Feb 2020 | 10 Feb 2020 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Feb 2020 | 04 Feb 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 30 Jan 2020 | 28 Jan 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 24 Jan 2020 | 22 Jan 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 17 Jan 2020 | 15 Jan 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 14 Jan 2020 | 10 Jan 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 09 Jan 2020 | 07 Jan 2020 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 06 Jan 2020 | 02 Jan 2020 | |
| 8-K/A | Open 8-K/A document | View SEC filing for 8-K/A | AMENDMENT NO.1 TO FORM 8-K | 30 Dec 2019 | 30 Dec 2019 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 27 Dec 2019 | 23 Dec 2019 | |
| SC 13D | Open SC 13D document | View SEC filing for SC 13D | 27 Dec 2019 | 005-86732 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Dec 2019 | 17 Dec 2019 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 16 Dec 2019 | 12 Dec 2019 | |
| 10-K | Open 10-K document | View SEC filing for 10-K | 10-K | 16 Dec 2019 | 30 Sep 2019 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 16 Dec 2019 | 16 Dec 2019 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 11 Dec 2019 | 09 Dec 2019 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 04 Dec 2019 | 02 Dec 2019 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | GLACIER POINT ADVISORS, LLC | 03 Dec 2019 | 005-86732 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 27 Nov 2019 | 26 Nov 2019 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 22 Nov 2019 | 20 Nov 2019 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 21 Nov 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 21 Nov 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 21 Nov 2019 | 19 Nov 2019 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 19 Nov 2019 | 15 Nov 2019 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT TO FORM 40-APP | 14 Nov 2019 | 812-14971-01 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 SUBMISSION | 13 Nov 2019 | 08 Nov 2019 | |
| 40-33 | Open 40-33 document | View SEC filing for 40-33 | FORM 40-33 | 13 Nov 2019 | 814-00818 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | SCHEDULE 13G | 04 Nov 2019 | 005-86732 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 SUBMISSION | 04 Nov 2019 | 25 Oct 2019 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Oct 2019 | 25 Oct 2019 | ||
| 4 | Open 4 document | View SEC filing for 4 | 29 Oct 2019 | 25 Oct 2019 | ||
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | FORM SC 13D/A | 28 Oct 2019 | 005-86732 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 15 Oct 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 15 Oct 2019 | 814-00818 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL | 10 Oct 2019 | 005-86732 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | GLACIER POINT ADVISORS | 23 Sep 2019 | 005-86732 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT TO FORM 40-APP | 03 Sep 2019 | 812-14971-01 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 16 Aug 2019 | 12 Aug 2019 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 09 Aug 2019 | 30 Jun 2019 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 09 Aug 2019 | 08 Aug 2019 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 02 Aug 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 02 Aug 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 02 Aug 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 02 Aug 2019 | 29 Jul 2019 | 814-00818 |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 31 Jul 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 31 Jul 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 29 Jul 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 29 Jul 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 29 Jul 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 29 Jul 2019 | 29 Jul 2019 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 25 Jul 2019 | 24 Jul 2019 | 814-00818 |
| 8-K/A | Open 8-K/A document | View SEC filing for 8-K/A | 8-K/A | 12 Jun 2019 | 10 Jun 2019 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 10 Jun 2019 | 10 Jun 2019 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 05 Jun 2019 | 04 Jun 2019 | 814-00818 |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 03 Jun 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 03 Jun 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 03 Jun 2019 | 814-00818 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 31 May 2019 | 814-00818 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 28 May 2019 | 814-00818 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 24 May 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 22 May 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 21 May 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 21 May 2019 | 814-00818 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 16 May 2019 | 814-00818 | |
| DFRN14A | Open DFRN14A document | View SEC filing for DFRN14A | DFRN14A | 14 May 2019 | 814-00818 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 13 May 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 13 May 2019 | 814-00818 | |
| DEFC14A | Open DEFC14A document | View SEC filing for DEFC14A | DEFC14A | 13 May 2019 | 814-00818 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 10 May 2019 | 31 Mar 2019 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 10 May 2019 | 10 May 2019 | 814-00818 |
| DEFC14A | Open DEFC14A document | View SEC filing for DEFC14A | 09 May 2019 | 814-00818 | ||
| PREC14A | Open PREC14A document | View SEC filing for PREC14A | PREC14A | 01 May 2019 | 814-00818 | |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 24 Apr 2019 | 15 Apr 2019 | |
| PREC14A | Open PREC14A document | View SEC filing for PREC14A | PRELIMINARY PROXY STATEMENT | 19 Apr 2019 | 814-00818 | |
| 3 | Open 3 document | View SEC filing for 3 | 19 Apr 2019 | 15 Apr 2019 | ||
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 18 Apr 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 18 Apr 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 18 Apr 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 18 Apr 2019 | 18 Apr 2019 | 814-00818 |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 17 Apr 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 17 Apr 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 17 Apr 2019 | 15 Apr 2019 | 814-00818 |
| N-2 | Open N-2 document | View SEC filing for N-2 | REGISTRATION STATEMENT | 10 Apr 2019 | 333-230790 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 01 Apr 2019 | 814-00818 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 01 Apr 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 29 Mar 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 29 Mar 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 29 Mar 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 29 Mar 2019 | 29 Mar 2019 | 814-00818 |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 29 Mar 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FILING UNDER SECURITIES ACT RULE 425 | 29 Mar 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 29 Mar 2019 | 29 Mar 2019 | 814-00818 |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | ADDITIONAL SOLICITING MATERIALS | 29 Mar 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FILING UNDER SECURITIES ACT RULE 425 | 29 Mar 2019 | 814-00818 | |
| PREC14A | Open PREC14A document | View SEC filing for PREC14A | PREC14A | 22 Mar 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 20 Mar 2019 | 18 Mar 2019 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 18 Mar 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 18 Mar 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 18 Mar 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 18 Mar 2019 | 15 Mar 2019 | 814-00818 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC | 15 Mar 2019 | 005-86732 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 15 Mar 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 15 Mar 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 15 Mar 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 15 Mar 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 14 Mar 2019 | 11 Mar 2019 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 12 Mar 2019 | 12 Mar 2019 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 08 Mar 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 08 Mar 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 08 Mar 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 08 Mar 2019 | 08 Mar 2019 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 08 Mar 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 08 Mar 2019 | 814-00818 | |
| DEFC14A | Open DEFC14A document | View SEC filing for DEFC14A | DEFC14A | 07 Mar 2019 | 814-00818 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | FORM DFAN14A | 06 Mar 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 04 Mar 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 04 Mar 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 04 Mar 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 04 Mar 2019 | 814-00818 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 28 Feb 2019 | 814-00818 | |
| PREC14A | Open PREC14A document | View SEC filing for PREC14A | PREC14A | 25 Feb 2019 | 814-00818 | |
| DFAN14A | Open DFAN14A document | View SEC filing for DFAN14A | DFAN14A | 25 Feb 2019 | 814-00818 | |
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | 25 Feb 2019 | 811-23228 | ||
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 19 Feb 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 19 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 19 Feb 2019 | 814-00818 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT TO FORM 40-APP | 15 Feb 2019 | 812-14971-01 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS | 15 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FILING UNDER SECURITIES ACT RULE 425 | 15 Feb 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 15 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 15 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 13 Feb 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS | 13 Feb 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 13 Feb 2019 | 13 Feb 2019 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 12 Feb 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 12 Feb 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 12 Feb 2019 | 11 Feb 2019 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 11 Feb 2019 | 31 Dec 2018 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 08 Feb 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 08 Feb 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 08 Feb 2019 | 08 Feb 2019 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 08 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 07 Feb 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 07 Feb 2019 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 07 Feb 2019 | 07 Feb 2019 | 814-00818 |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT NO. 2 TO FORM 40-APP | 07 Feb 2019 | 812-14971-01 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 06 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 06 Feb 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 06 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 06 Feb 2019 | 814-00818 | |
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | 05 Feb 2019 | 811-23228 | ||
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | PX14A6G | 05 Feb 2019 | 811-23228 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 05 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 05 Feb 2019 | 814-00818 | |
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | 04 Feb 2019 | 811-23228 | ||
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | PX14A6G | 04 Feb 2019 | 811-23228 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 01 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 01 Feb 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 31 Jan 2019 | 814-00818 | |
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | 30 Jan 2019 | 811-23228 | ||
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 30 Jan 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 30 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 30 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FILING UNDER SECURITIES ACT RULE OF 425 | 29 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 28 Jan 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 28 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 24 Jan 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 23 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 23 Jan 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 23 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 23 Jan 2019 | 814-00818 | |
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | 22 Jan 2019 | 811-23228 | ||
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | 22 Jan 2019 | 811-23228 | ||
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 18 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 18 Jan 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 17 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 17 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 17 Jan 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 17 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 16 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 16 Jan 2019 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 16 Jan 2019 | 814-00818 | |
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | 14 Jan 2019 | 811-23228 | ||
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 11 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 11 Jan 2019 | 814-00818 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | SCHEDULE 13G FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC | 10 Jan 2019 | 005-86732 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 10 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 10 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 09 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 07 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 03 Jan 2019 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 28 Dec 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 28 Dec 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 26 Dec 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 26 Dec 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 26 Dec 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | FORM 425 | 26 Dec 2018 | 814-00818 | |
| DEFM14A | Open DEFM14A document | View SEC filing for DEFM14A | DEFM14A | 21 Dec 2018 | 814-00818 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT NO.1 TO FORM 40-APP | 21 Dec 2018 | 812-14971-01 | |
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | 19 Dec 2018 | 811-23228 | ||
| PX14A6G | Open PX14A6G document | View SEC filing for PX14A6G | 13 Dec 2018 | 001-35040 | ||
| 10-K | Open 10-K document | View SEC filing for 10-K | 10-K | 04 Dec 2018 | 30 Sep 2018 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 04 Dec 2018 | 04 Dec 2018 | 814-00818 |
| N-23C-2 | Open N-23C-2 document | View SEC filing for N-23C-2 | N-23C-2 | 30 Nov 2018 | 30 Nov 2018 | 817-01312 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 30 Nov 2018 | 30 Nov 2018 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 16 Nov 2018 | 16 Nov 2018 | 814-00818 |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | APPLICATION FOR EXEMPTION AND OTHER RELIEF | 07 Nov 2018 | 812-14971-01 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 28 Sep 2018 | 28 Sep 2018 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | 425 | 16 Aug 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | 425 | 16 Aug 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | 425 | 15 Aug 2018 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 15 Aug 2018 | 09 Aug 2018 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | 425 | 14 Aug 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | 425 | 14 Aug 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | 425 | 13 Aug 2018 | 814-00818 | |
| 425 | Open 425 document | View SEC filing for 425 | 425 | 09 Aug 2018 | 814-00818 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 09 Aug 2018 | 30 Jun 2018 | 814-00818 |
| 425 | Open 425 document | View SEC filing for 425 | 425 | 09 Aug 2018 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 09 Aug 2018 | 09 Aug 2018 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 09 Aug 2018 | 09 Aug 2018 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 05 Jun 2018 | 05 Jun 2018 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 09 May 2018 | 31 Mar 2018 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 09 May 2018 | 09 May 2018 | 814-00818 |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SC 13D/A | 01 Mar 2018 | 005-86732 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 16 Feb 2018 | 13 Feb 2018 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 16 Feb 2018 | 12 Feb 2018 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 16 Feb 2018 | 16 Feb 2018 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 07 Feb 2018 | 07 Feb 2018 | 814-00818 |
| N-23C-2 | Open N-23C-2 document | View SEC filing for N-23C-2 | N-23C-2 | 07 Feb 2018 | 07 Feb 2018 | 817-01312 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 06 Feb 2018 | 31 Dec 2017 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 06 Feb 2018 | 06 Feb 2018 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 26 Jan 2018 | 26 Jan 2018 | 814-00818 |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | DEF 14A | 21 Dec 2017 | 13 Feb 2018 | 814-00818 |
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | POS 8C | 15 Dec 2017 | 333-208746 | |
| 10-K | Open 10-K document | View SEC filing for 10-K | FORM 10-K | 07 Dec 2017 | 30 Sep 2017 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 07 Dec 2017 | 07 Dec 2017 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 02 Nov 2017 | 02 Nov 2017 | 814-00818 |
| APP ORDR | Open APP ORDR document | View SEC filing for APP ORDR | 05 Oct 2017 | 812-14778 | ||
| APP NTC | Open APP NTC document | View SEC filing for APP NTC | 05 Oct 2017 | 812-14778 | ||
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 08 Sep 2017 | 06 Sep 2017 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 09 Aug 2017 | 30 Jun 2017 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 09 Aug 2017 | 09 Aug 2017 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 12 Jul 2017 | 10 Jul 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 12 Jul 2017 | 10 Jul 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 07 Jul 2017 | 05 Jul 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 07 Jul 2017 | 05 Jul 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 03 Jul 2017 | 29 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 03 Jul 2017 | 29 Jun 2017 | |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 40-17G | 03 Jul 2017 | 814-00818 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 28 Jun 2017 | 26 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 28 Jun 2017 | 26 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Jun 2017 | 21 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Jun 2017 | 21 Jun 2017 | |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 23 Jun 2017 | 19 Jun 2017 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 23 Jun 2017 | 23 Jun 2017 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 20 Jun 2017 | 16 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 20 Jun 2017 | 16 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 15 Jun 2017 | 13 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 15 Jun 2017 | 13 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 12 Jun 2017 | 08 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 12 Jun 2017 | 08 Jun 2017 | |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | 09 Jun 2017 | 005-86732 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 07 Jun 2017 | 05 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 07 Jun 2017 | 05 Jun 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Jun 2017 | 31 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 02 Jun 2017 | 31 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 30 May 2017 | 25 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 30 May 2017 | 25 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 May 2017 | 22 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 May 2017 | 22 May 2017 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 40-APP | 24 May 2017 | 812-14778 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 May 2017 | 17 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 19 May 2017 | 17 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 May 2017 | 12 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 May 2017 | 12 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 11 May 2017 | 09 May 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 11 May 2017 | 09 May 2017 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 09 May 2017 | 31 Mar 2017 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 09 May 2017 | 09 May 2017 | 814-00818 |
| APP ORDR | Open APP ORDR document | View SEC filing for APP ORDR | 13 Apr 2017 | 812-14679 | ||
| APP NTC | Open APP NTC document | View SEC filing for APP NTC | 13 Apr 2017 | 812-14679 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Mar 2017 | 16 Mar 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 20 Mar 2017 | 16 Mar 2017 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 20 Mar 2017 | 812-14679 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Mar 2017 | 13 Mar 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Mar 2017 | 13 Mar 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 09 Mar 2017 | 07 Mar 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 09 Mar 2017 | 07 Mar 2017 | |
| 25-NSE | Open 25-NSE document | View SEC filing for 25-NSE | 22 Feb 2017 | 001-35040 | ||
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 16 Feb 2017 | 14 Feb 2017 | 811-23228 |
| SC 13D | Open SC 13D document | View SEC filing for SC 13D | SC 13D | 14 Feb 2017 | 005-86732 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 10 Feb 2017 | 08 Feb 2017 | 814-00818 |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | 10 Feb 2017 | 005-86732 | ||
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 09 Feb 2017 | 31 Dec 2016 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 09 Feb 2017 | 09 Feb 2017 | 814-00818 |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 06 Feb 2017 | 333-208746 | ||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 03 Feb 2017 | |||
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Feb 2017 | 30 Jan 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Feb 2017 | 30 Jan 2017 | |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 27 Jan 2017 | |||
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | POS 8C | 27 Jan 2017 | 333-208746 | |
| N-23C-2 | Open N-23C-2 document | View SEC filing for N-23C-2 | N-23C-2 | 24 Jan 2017 | 22 Feb 2017 | 817-01312 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 23 Jan 2017 | 19 Jan 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 23 Jan 2017 | 19 Jan 2017 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 04 Jan 2017 | 30 Dec 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 04 Jan 2017 | 30 Dec 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 29 Dec 2016 | 27 Dec 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 29 Dec 2016 | 27 Dec 2016 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 23 Dec 2016 | 812-14679 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 21 Dec 2016 | 19 Dec 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 21 Dec 2016 | 19 Dec 2016 | |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | DEF 14A | 21 Dec 2016 | 14 Feb 2017 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Dec 2016 | 14 Dec 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Dec 2016 | 14 Dec 2016 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | POS EX | 16 Dec 2016 | 333-208746 | |
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | POS 8C | 15 Dec 2016 | 333-208746 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 13 Dec 2016 | 09 Dec 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 13 Dec 2016 | 09 Dec 2016 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 12 Dec 2016 | 333-208746 | |
| 10-K | Open 10-K document | View SEC filing for 10-K | FORM 10-K | 08 Dec 2016 | 30 Sep 2016 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 08 Dec 2016 | 08 Dec 2016 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 09 Nov 2016 | 07 Nov 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 09 Nov 2016 | 07 Nov 2016 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 07 Nov 2016 | 07 Nov 2016 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 04 Nov 2016 | 02 Nov 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 04 Nov 2016 | 02 Nov 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Nov 2016 | 28 Oct 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Nov 2016 | 28 Oct 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 25 Oct 2016 | 20 Oct 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 25 Oct 2016 | 20 Oct 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 17 Oct 2016 | 13 Oct 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 17 Oct 2016 | 13 Oct 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 06 Oct 2016 | 04 Oct 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 06 Oct 2016 | 04 Oct 2016 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 22 Sep 2016 | 16 Sep 2016 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Sep 2016 | 14 Sep 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Sep 2016 | 14 Sep 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 13 Sep 2016 | 09 Sep 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 13 Sep 2016 | 09 Sep 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 06 Sep 2016 | 01 Sep 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 06 Sep 2016 | 01 Sep 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 23 Aug 2016 | 22 Aug 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 23 Aug 2016 | 22 Aug 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 19 Aug 2016 | 18 Aug 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 19 Aug 2016 | 18 Aug 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Aug 2016 | 12 Aug 2016 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 16 Aug 2016 | 12 Aug 2016 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 09 Aug 2016 | 30 Jun 2016 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 09 Aug 2016 | 09 Aug 2016 | 814-00818 |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 40-APP | 26 Jul 2016 | 812-14679 | |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 40-17G | 13 Jun 2016 | 814-00818 | |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 11 May 2016 | 333-208746 | ||
| N-2/A | Open N-2/A document | Open XBRL data | View SEC filing for N-2/A | N-2/A | 10 May 2016 | 333-208746 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 09 May 2016 | 31 Mar 2016 | 814-00818 |
| 8-K | Open 8-K document | Open XBRL data | View SEC filing for 8-K | 8-K | 09 May 2016 | 09 May 2016 | 814-00818 |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 06 May 2016 | |||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 21 Apr 2016 | |||
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SCHEDULE 13D/A | 06 Apr 2016 | ||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 29 Mar 2016 | |||
| N-2/A | Open N-2/A document | Open XBRL data | View SEC filing for N-2/A | N-2/A | 25 Mar 2016 | 333-208746 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 14 Mar 2016 | 14 Mar 2016 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 09 Feb 2016 | 31 Dec 2015 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 09 Feb 2016 | 09 Feb 2016 | 814-00818 |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | DEFINITIVE PROXY STATEMENT | 20 Jan 2016 | 14 Mar 2016 | 814-00818 |
| N-2 | Open N-2 document | Open XBRL data | View SEC filing for N-2 | N-2 | 23 Dec 2015 | 333-208746 | |
| 8-A12B | Open 8-A12B document | View SEC filing for 8-A12B | FORM 8-A | 18 Dec 2015 | 001-35040 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 17 Dec 2015 | 333-187324 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | POS EX | 17 Dec 2015 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 16 Dec 2015 | 333-187324 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Dec 2015 | 15 Dec 2015 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 15 Dec 2015 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 10 Dec 2015 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 10 Dec 2015 | 333-187324 | |
| 10-K | Open 10-K document | View SEC filing for 10-K | FORM 10-K | 04 Dec 2015 | 30 Sep 2015 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 04 Dec 2015 | 04 Dec 2015 | 814-00818 |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SC 13D/A | 17 Nov 2015 | ||
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 12 Nov 2015 | 12 Nov 2015 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 05 Nov 2015 | 05 Nov 2015 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 02 Nov 2015 | 02 Nov 2015 | 814-00818 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 40-17G | 25 Sep 2015 | 814-00818 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 10 Aug 2015 | 30 Jun 2015 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 10 Aug 2015 | 10 Aug 2015 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 30 Jul 2015 | 28 Jul 2015 | 814-00818 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 20 Jul 2015 | 08 Jul 2015 | 001-33468 |
| SC 13D | Open SC 13D document | View SEC filing for SC 13D | SCHEDULE 13D | 20 Jul 2015 | ||
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Jun 2015 | 29 May 2015 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Jun 2015 | 29 May 2015 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Jun 2015 | 29 May 2015 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Jun 2015 | 28 May 2015 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 01 Jun 2015 | 28 May 2015 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 11 May 2015 | 31 Mar 2015 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 11 May 2015 | 11 May 2015 | 814-00818 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 23 Apr 2015 | 24 Feb 2015 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 30 Mar 2015 | 27 Mar 2015 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 27 Feb 2015 | 24 Feb 2015 | 814-00818 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | NONE | 17 Feb 2015 | 005-86732 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 09 Feb 2015 | 31 Dec 2014 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 09 Feb 2015 | 09 Feb 2015 | 814-00818 |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 30 Jan 2015 | 333-187324 | ||
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | POS 8C | 30 Jan 2015 | 333-187324 | |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 27 Jan 2015 | |||
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | DEF 14A | 09 Jan 2015 | 24 Feb 2015 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Dec 2014 | 12 Dec 2014 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Dec 2014 | 12 Dec 2014 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Dec 2014 | 11 Dec 2014 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Dec 2014 | 11 Dec 2014 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 15 Dec 2014 | 11 Dec 2014 | |
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | POS 8C | 12 Dec 2014 | 333-187324 | |
| 10-K | Open 10-K document | View SEC filing for 10-K | FORM 10-K | 08 Dec 2014 | 30 Sep 2014 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 08 Dec 2014 | 08 Dec 2014 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 31 Oct 2014 | 30 Oct 2014 | 814-00818 |
| POS EX | Open POS EX document | View SEC filing for POS EX | POS EX | 26 Aug 2014 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 26 Aug 2014 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 22 Aug 2014 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 21 Aug 2014 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 20 Aug 2014 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 20 Aug 2014 | 333-187324 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | POS EX | 05 Aug 2014 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 04 Aug 2014 | 333-187324 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 31 Jul 2014 | 30 Jun 2014 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 31 Jul 2014 | 31 Jul 2014 | 814-00818 |
| 40-17G/A | Open 40-17G/A document | View SEC filing for 40-17G/A | 40-17G/A | 08 Jul 2014 | 814-00818 | |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 40-17G | 30 Jun 2014 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 03 Jun 2014 | 02 Jun 2014 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 May 2014 | 23 May 2014 | |
| 40-17G/A | Open 40-17G/A document | View SEC filing for 40-17G/A | 40-17G/A | 23 May 2014 | 814-00818 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 01 May 2014 | 31 Mar 2014 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 01 May 2014 | 01 May 2014 | 814-00818 |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 28 Apr 2014 | 333-187324 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | POS EX | 25 Apr 2014 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | FINAL PROSPECTUS SUPPLEMENT | 24 Apr 2014 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 23 Apr 2014 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | PRELIMINARY PROSPECTUS SUPPLEMENT | 22 Apr 2014 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 22 Apr 2014 | 333-187324 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 04 Apr 2014 | 03 Apr 2014 | 814-00818 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 10 Mar 2014 | 07 Mar 2014 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 07 Mar 2014 | 06 Mar 2014 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 07 Mar 2014 | 07 Mar 2014 | 814-00818 |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 27 Feb 2014 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 27 Feb 2014 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | DEFINITIVE ADDITIONAL MATERIALS | 18 Feb 2014 | 814-00818 | |
| DEFA14A | Open DEFA14A document | View SEC filing for DEFA14A | FORM DEFA14A | 18 Feb 2014 | 814-00818 | |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 14 Feb 2014 | 05 Feb 2014 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | NONE | 14 Feb 2014 | 005-86732 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 12 Feb 2014 | 11 Feb 2014 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 06 Feb 2014 | 31 Dec 2013 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 06 Feb 2014 | 06 Feb 2014 | 814-00818 |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 05 Feb 2014 | 333-187324 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | FORM N-1 AM. 5 | 04 Feb 2014 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | PRELIMINARY PROSPECTUS SUPPLEMENT | 04 Feb 2014 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 31 Jan 2014 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 30 Jan 2014 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 30 Jan 2014 | 333-187324 | |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 17 Jan 2014 | 333-187324 | ||
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | POS 8C | 17 Jan 2014 | 333-187324 | |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 03 Jan 2014 | |||
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | DEFINITIVE PROXY STATEMENT | 03 Jan 2014 | 11 Feb 2014 | 814-00818 |
| PRE 14A | Open PRE 14A document | View SEC filing for PRE 14A | PRE 14A | 18 Dec 2013 | 18 Dec 2013 | 814-00818 |
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | POS 8C | 10 Dec 2013 | 333-187324 | |
| 10-K | Open 10-K document | View SEC filing for 10-K | FORM 10-K | 10 Dec 2013 | 30 Sep 2013 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 09 Dec 2013 | 09 Dec 2013 | 814-00818 |
| 5 | Open 5 document | View SEC filing for 5 | OWNERSHIP DOCUMENT | 01 Nov 2013 | 30 Sep 2013 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | FORM 40-APP/A | 26 Sep 2013 | 812-14020-13 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 20 Sep 2013 | 20 Sep 2013 | 814-00818 |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 09 Sep 2013 | 333-187324 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | FORM N-2 | 05 Sep 2013 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | FORM 497 | 05 Sep 2013 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | FORM 497AD | 04 Sep 2013 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 03 Sep 2013 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | FORM 497AD | 03 Sep 2013 | 333-187324 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 01 Aug 2013 | 30 Jun 2013 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 01 Aug 2013 | 01 Aug 2013 | 814-00818 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 40-17G | 15 Jul 2013 | 814-00818 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 13 Jun 2013 | 12 Jun 2013 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | 8-K | 07 May 2013 | 01 May 2013 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | 10-Q | 02 May 2013 | 31 Mar 2013 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 02 May 2013 | 02 May 2013 | 814-00818 |
| 497AD | Open 497AD document | View SEC filing for 497AD | FORM 497AD | 12 Apr 2013 | 333-187324 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | POS EX | 11 Apr 2013 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 11 Apr 2013 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | FORM 497AD | 09 Apr 2013 | 333-187324 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 08 Apr 2013 | 333-187324 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 08 Apr 2013 | 333-187324 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 05 Apr 2013 | 04 Apr 2013 | 814-00818 |
| UPLOAD | Open UPLOAD document | View SEC filing for UPLOAD | 03 Apr 2013 | |||
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 02 Apr 2013 | 333-187324 | ||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 02 Apr 2013 | |||
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 02 Apr 2013 | 28 Mar 2013 | 814-00818 |
| CERTNYS | Open CERTNYS document | View SEC filing for CERTNYS | AUTO-GENERATED PAPER DOCUMENT | 22 Mar 2013 | 001-35040 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 18 Mar 2013 | 333-179237 | |
| 8-A12B | Open 8-A12B document | View SEC filing for 8-A12B | 8-A12B | 18 Mar 2013 | 001-35040 | |
| N-2 | Open N-2 document | View SEC filing for N-2 | N-2 | 18 Mar 2013 | 333-187324 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | POST-EFFECTIVE AMENDMENT NO. 7 TO FORM N-2 | 15 Mar 2013 | 333-179237 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 15 Mar 2013 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | FORM 497AD | 14 Mar 2013 | 333-179237 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 13 Mar 2013 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | FORM 497AD | 13 Mar 2013 | 333-179237 | |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 12 Mar 2013 | 333-179237 | ||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 12 Mar 2013 | |||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 12 Mar 2013 | |||
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | POS 8C | 12 Mar 2013 | 333-179237 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 08 Mar 2013 | 07 Mar 2013 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 15 Feb 2013 | 12 Feb 2013 | 814-00818 |
| SC 13G/A | Open SC 13G/A document | View SEC filing for SC 13G/A | 14 Feb 2013 | 005-86732 | ||
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 06 Feb 2013 | 31 Dec 2012 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 06 Feb 2013 | 06 Feb 2013 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 29 Jan 2013 | 23 Jan 2013 | 814-00818 |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | 14 Jan 2013 | 12 Feb 2013 | 814-00818 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 14 Jan 2013 | 812-14020-13 | |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 14 Jan 2013 | |||
| POS 8C | Open POS 8C document | View SEC filing for POS 8C | POST-EFFECTIVE AMENDMENT | 14 Jan 2013 | 333-179237 | |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 40-17G | 07 Jan 2013 | 814-00818 | |
| PRE 14A | Open PRE 14A document | View SEC filing for PRE 14A | PRE 14A | 26 Dec 2012 | 26 Dec 2012 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 14 Dec 2012 | 13 Dec 2012 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 13 Dec 2012 | 07 Dec 2012 | 814-00818 |
| 10-K | Open 10-K document | View SEC filing for 10-K | FORM 10-K | 10 Dec 2012 | 30 Sep 2012 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 10 Dec 2012 | 10 Dec 2012 | 814-00818 |
| 497AD | Open 497AD document | View SEC filing for 497AD | FORM 497AD | 03 Dec 2012 | 333-179237 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | POST EFFECTIVE AMENDMENT | 03 Dec 2012 | 333-179237 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 29 Nov 2012 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | FORM 497AD | 28 Nov 2012 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 28 Nov 2012 | 333-179237 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 27 Nov 2012 | 333-179237 | |
| APP ORDR | Open APP ORDR document | View SEC filing for APP ORDR | 16 Nov 2012 | 812-14019 | ||
| APP NTC | Open APP NTC document | View SEC filing for APP NTC | 18 Oct 2012 | 812-14019 | ||
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 28 Sep 2012 | 25 Sep 2012 | 814-00818 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | FORM 40-17G | 26 Sep 2012 | 814-00818 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 06 Sep 2012 | 31 Aug 2012 | 814-00818 |
| 497AD | Open 497AD document | View SEC filing for 497AD | RULE 482 | 24 Aug 2012 | 333-179237 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | FORM POS EX | 23 Aug 2012 | 333-179237 | |
| 497 | Open 497 document | View SEC filing for 497 | FORM 497 | 23 Aug 2012 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | FORM 497AD | 22 Aug 2012 | 333-179237 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 21 Aug 2012 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | RULE 482 | 21 Aug 2012 | 333-179237 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT NO. 2 TO FORM 40APP | 21 Aug 2012 | 812-14020-13 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT NO.1 TO FORM 40-APP | 10 Aug 2012 | 812-14019 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 02 Aug 2012 | 30 Jun 2012 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 02 Aug 2012 | 02 Aug 2012 | 814-00818 |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 03 Jul 2012 | 333-179237 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT NO. 2 TO 40-APP | 20 Jun 2012 | 812-13788 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 May 2012 | 23 May 2012 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 22 May 2012 | 18 May 2012 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 11 May 2012 | 09 May 2012 | |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 03 May 2012 | 31 Mar 2012 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 03 May 2012 | 03 May 2012 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 03 May 2012 | 03 May 2012 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 Apr 2012 | 19 Apr 2012 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 Apr 2012 | 19 Apr 2012 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 24 Apr 2012 | 19 Apr 2012 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 04 Apr 2012 | 30 Mar 2012 | 814-00818 |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT NO.1 TO FORM 40APP | 30 Mar 2012 | 812-14020-13 | |
| APP ORDR | Open APP ORDR document | View SEC filing for APP ORDR | 28 Mar 2012 | 812-13787 | ||
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | FORM 40-APP | 28 Mar 2012 | 812-14019 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 21 Mar 2012 | 21 Mar 2012 | 814-00818 |
| 8-A12B | Open 8-A12B document | View SEC filing for 8-A12B | FORM 8-A | 21 Mar 2012 | 001-35040 | |
| POS EX | Open POS EX document | View SEC filing for POS EX | POST-EFFECTIVE AMENDMENT - EXHIBITS | 21 Mar 2012 | 333-179237 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 14 Mar 2012 | 09 Mar 2012 | 814-00818 |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 14 Mar 2012 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | RULE 482 | 14 Mar 2012 | 333-179237 | |
| 497 | Open 497 document | View SEC filing for 497 | FORM 497 | 12 Mar 2012 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | RULE 497 AND 482 | 12 Mar 2012 | 333-179237 | |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 27 Feb 2012 | 21 Nov 2011 | |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 27 Feb 2012 | 17 Feb 2012 | |
| APP NTC | Open APP NTC document | View SEC filing for APP NTC | 27 Feb 2012 | 812-13787 | ||
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | AMENDMENT NO. 5 TO FORM 40APP | 24 Feb 2012 | 812-13787 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 23 Feb 2012 | 23 Feb 2012 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | RULE 497 AND 482 | 23 Feb 2012 | 333-179237 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | 23 Feb 2012 | 005-86732 | ||
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 23 Feb 2012 | 17 Feb 2012 | 814-00818 |
| UPLOAD | Open UPLOAD document | View SEC filing for UPLOAD | 22 Feb 2012 | |||
| POS EX | Open POS EX document | View SEC filing for POS EX | POST-EFFECTIVE AMENDMENT - EXHIBITS | 17 Feb 2012 | 333-179237 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 17 Feb 2012 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | RULE 497 AND 482 | 17 Feb 2012 | 333-179237 | |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 16 Feb 2012 | 333-179237 | ||
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 16 Feb 2012 | |||
| 497 | Open 497 document | View SEC filing for 497 | 497 | 16 Feb 2012 | 333-179237 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | RULE 497 AND 482 | 16 Feb 2012 | 333-179237 | |
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | AMENDMENT NO. 3 TO FORM N-2 | 16 Feb 2012 | 333-179237 | |
| APP WD | Open APP WD document | View SEC filing for APP WD | REQUEST TO WITHDRAW | 15 Feb 2012 | 812-13835 | |
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | N-2/A | 15 Feb 2012 | 333-179237 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 13 Feb 2012 | 812-13787 | |
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | AMENDMENT TO FORM N-2 | 13 Feb 2012 | 333-179237 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 10 Feb 2012 | 10 Feb 2012 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 06 Feb 2012 | 31 Dec 2011 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 06 Feb 2012 | 06 Feb 2012 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 03 Feb 2012 | 31 Jan 2012 | 814-00818 |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 02 Feb 2012 | |||
| N-2 | Open N-2 document | View SEC filing for N-2 | FORM N-2 | 27 Jan 2012 | 333-179237 | |
| DEF 14A | Open DEF 14A document | View SEC filing for DEF 14A | DEFINITIVE PROXY STATEMENTS | 03 Jan 2012 | 17 Feb 2012 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 03 Jan 2012 | 28 Dec 2011 | 814-00818 |
| PRE 14A | Open PRE 14A document | View SEC filing for PRE 14A | PRELIMINARY PROXY STATEMENT - FORM PRE14A | 23 Dec 2011 | 23 Dec 2011 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 22 Dec 2011 | 21 Dec 2011 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 22 Dec 2011 | 21 Dec 2011 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 22 Dec 2011 | 21 Dec 2011 | |
| 10-K | Open 10-K document | View SEC filing for 10-K | 10-K | 14 Dec 2011 | 30 Sep 2011 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 14 Dec 2011 | 14 Dec 2011 | 814-00818 |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 07 Dec 2011 | 812-13787 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 30 Nov 2011 | 29 Nov 2011 | 814-00818 |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 29 Nov 2011 | 812-13835 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 23 Nov 2011 | 21 Nov 2011 | 814-00818 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 11 Aug 2011 | 10 Aug 2011 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 11 Aug 2011 | 09 Aug 2011 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 11 Aug 2011 | 09 Aug 2011 | |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 09 Aug 2011 | 04 Aug 2011 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | CURRENT REPORT | 05 Aug 2011 | 04 Aug 2011 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | QUARTERLY REPORT | 04 Aug 2011 | 30 Jun 2011 | 814-00818 |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 22 Jul 2011 | 812-13835 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 08 Jul 2011 | 812-13787 | |
| 4 | Open 4 document | View SEC filing for 4 | 30 Jun 2011 | 28 Jun 2011 | ||
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 12 May 2011 | 31 Mar 2011 | 814-00818 |
| 8-K | Open 8-K document | View SEC filing for 8-K | FORM 8-K | 12 May 2011 | 12 May 2011 | 814-00818 |
| 10-Q | Open 10-Q document | View SEC filing for 10-Q | FORM 10-Q | 04 Mar 2011 | 31 Dec 2010 | 814-00818 |
| 40-17G | Open 40-17G document | View SEC filing for 40-17G | 14 Feb 2011 | 814-00818 | ||
| 4 | Open 4 document | View SEC filing for 4 | MAIN DOCUMENT DESCRIPTION | 28 Jan 2011 | 27 Jan 2011 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 25 Jan 2011 | 333-166491 | |
| 497 | Open 497 document | View SEC filing for 497 | 497 | 21 Jan 2011 | 333-166491 | |
| EFFECT | Open EFFECT document | View SEC filing for EFFECT | 20 Jan 2011 | 333-166491 | ||
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open 3 document | View SEC filing for 3 | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 20 Jan 2011 | 333-166491 | |
| N-54A | Open N-54A document | View SEC filing for N-54A | FORM N-54A | 20 Jan 2011 | 814-00818 | |
| 497AD | Open 497AD document | View SEC filing for 497AD | 497AD | 20 Jan 2011 | 333-166491 | |
| CERTNYS | Open CERTNYS document | View SEC filing for CERTNYS | AUTO-GENERATED PAPER DOCUMENT | 19 Jan 2011 | 001-35040 | |
| 8-A12B | Open 8-A12B document | View SEC filing for 8-A12B | 8-A12B | 19 Jan 2011 | 001-35040 | |
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | N-2/A | 19 Jan 2011 | 333-166491 | |
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | N-2/A | 06 Jan 2011 | 333-166491 | |
| N-6F/A | Open N-6F/A document | View SEC filing for N-6F/A | FORM N-6F/A | 01 Dec 2010 | 814-00818 | |
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | N-2/A | 23 Nov 2010 | 333-166491 | |
| APP WD | Open APP WD document | View SEC filing for APP WD | APP WD | 08 Nov 2010 | 812-13838 | |
| APP WD | Open APP WD document | View SEC filing for APP WD | APP WD | 08 Nov 2010 | 812-13837 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 05 Nov 2010 | 812-13788 | |
| 40-APP/A | Open 40-APP/A document | View SEC filing for 40-APP/A | 40-APP/A | 05 Nov 2010 | 812-13787 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 40-APP | 05 Nov 2010 | 812-13838 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 40-APP | 04 Nov 2010 | 812-13837 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 40-APP | 03 Nov 2010 | 812-13835 | |
| N-6F/A | Open N-6F/A document | View SEC filing for N-6F/A | FORM N-6F/A | 02 Sep 2010 | 814-00818 | |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 02 Jul 2010 | |||
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | N-2/A | 02 Jul 2010 | 333-166491 | |
| UPLOAD | Open UPLOAD document | View SEC filing for UPLOAD | 24 Jun 2010 | |||
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | 40-APP | 23 Jun 2010 | 812-13788 | |
| 40-APP | Open 40-APP document | View SEC filing for 40-APP | FORM 40-APP | 23 Jun 2010 | 812-13787 | |
| N-2/A | Open N-2/A document | View SEC filing for N-2/A | FORM N-2/A | 10 Jun 2010 | 333-166491 | |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 09 Jun 2010 | |||
| N-2 | Open N-2 document | View SEC filing for N-2 | FORM N-2 | 04 May 2010 | 333-166491 | |
| N-6F | Open N-6F document | View SEC filing for N-6F | FORM N-6F | 03 May 2010 | 814-00818 |
PhenixFIN Corp files with the SEC under CIK 0001490349. This page aggregates EDGAR filings and related ownership activity.