PhenixFIN Corp

Symbol
PFX, PFXNZ on Nasdaq
Business address
445 Park Avenue, 9 Th Floor, New York, NY, 10022
State of incorporation
DE
Fiscal year end
30 September
Former names
Medley Capital Corp (to 04 Jan 2021), Medley Capital BDC LLC (to 06 Jan 2011)
Get insider transactions for this issuer
PhenixFIN Corp has filed 874 SEC EDGAR filings since 03 May 2010

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing 19 Dec 2025 17 Dec 2025
4 Open Document Open Filing 17 Dec 2025 15 Dec 2025
10-K Open Document | Data Open Filing ANNUAL REPORT 12 Dec 2025 30 Sep 2025 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 12 Dec 2025 12 Dec 2025 814-00818
4 Open Document Open Filing 25 Sep 2025 23 Sep 2025
4 Open Document Open Filing 18 Sep 2025 16 Sep 2025
4 Open Document Open Filing 15 Sep 2025 11 Sep 2025
4 Open Document Open Filing 11 Sep 2025 09 Sep 2025
4 Open Document Open Filing 08 Sep 2025 03 Sep 2025
4 Open Document Open Filing 05 Sep 2025 03 Sep 2025
4 Open Document Open Filing 21 Aug 2025 19 Aug 2025
4 Open Document Open Filing 18 Aug 2025 23 Jun 2025
4 Open Document Open Filing 18 Aug 2025 14 Aug 2025
4 Open Document Open Filing 12 Aug 2025 08 Aug 2025
10-Q Open Document | Data Open Filing QUARTERLY REPORT 06 Aug 2025 30 Jun 2025 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 06 Aug 2025 06 Aug 2025 814-00818
40-17G Open Document Open Filing FORM 40-17G 15 Jul 2025 814-00818
4 Open Document Open Filing 20 Jun 2025 17 Jun 2025
SCHEDULE 13D/A Open Document Open Filing 18 Jun 2025 005-86732
4 Open Document Open Filing 18 Jun 2025 16 Jun 2025
10-Q Open Document | Data Open Filing QUARTERLY REPORT 07 May 2025 31 Mar 2025 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 07 May 2025 06 May 2025 814-00818
4 Open Document Open Filing 24 Apr 2025 23 Apr 2025
8-K Open Document | Data Open Filing CURRENT REPORT 22 Apr 2025 17 Apr 2025 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 21 Mar 2025 20 Mar 2025 814-00818
4 Open Document Open Filing FORM 4 11 Mar 2025 07 Mar 2025
4 Open Document Open Filing FORM 4 05 Mar 2025 03 Mar 2025
SCHEDULE 13G Open Document Open Filing 05 Mar 2025
4 Open Document Open Filing FORM 4 21 Feb 2025 19 Feb 2025
4 Open Document Open Filing FORM 4 14 Feb 2025 12 Feb 2025
4 Open Document Open Filing FORM 4 13 Feb 2025 11 Feb 2025
10-Q Open Document | Data Open Filing QUARTERLY REPORT 07 Feb 2025 31 Dec 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 07 Feb 2025 07 Feb 2025 814-00818
ARS Open Document Open Filing ANNUAL REPORT 22 Jan 2025 30 Sep 2024 814-00818
DEF 14A Open Document | Data Open Filing PROXY STATEMENT 22 Jan 2025 12 Mar 2025 814-00818
4 Open Document Open Filing FORM 4 20 Dec 2024 18 Dec 2024
10-K Open Document | Data Open Filing ANNUAL REPORT 17 Dec 2024 30 Sep 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 17 Dec 2024 16 Dec 2024 814-00818
4 Open Document Open Filing FORM 4 22 Nov 2024 20 Nov 2024
CORRESP Open Document Open Filing 01 Oct 2024
10-Q Open Document | Data Open Filing QUARTERLY REPORT 06 Aug 2024 30 Jun 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 06 Aug 2024 06 Aug 2024 814-00818
40-17G Open Document Open Filing 40-17G 11 Jul 2024 814-00818
4 Open Document Open Filing FORM 4 21 Jun 2024 18 Jun 2024
4 Open Document Open Filing FORM 4 18 Jun 2024 14 Jun 2024
4 Open Document Open Filing 14 Jun 2024 12 Jun 2024
10-Q Open Document | Data Open Filing QUARTERLY REPORT 10 May 2024 31 Mar 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 10 May 2024 09 May 2024 814-00818
8-K Open Document | Data Open Filing 8-K 15 Apr 2024 10 Apr 2024 814-00818
4 Open Document Open Filing FORM 4 13 Mar 2024 11 Mar 2024
4 Open Document Open Filing FORM 4 05 Mar 2024 01 Mar 2024
4/A Open Document Open Filing FORM 4 05 Mar 2024 23 Feb 2024
SC 13D/A Open Document Open Filing SC 13D/A 05 Mar 2024 005-86732
4 Open Document Open Filing FORM 4 27 Feb 2024 23 Feb 2024
ARS Open Document Open Filing ANNUAL REPORT 27 Feb 2024 30 Sep 2023 814-00818
DEF 14A Open Document | Data Open Filing PROXY STATEMENT 26 Feb 2024 10 Apr 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 21 Feb 2024 21 Feb 2024 814-00818
SC 13G/A Open Document Open Filing AMENDMENT NO. 1 TO THE SCHEDULE 13G 14 Feb 2024 005-86732
10-Q Open Document | Data Open Filing QUARTERLY REPORT 08 Feb 2024 31 Dec 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 08 Feb 2024 08 Feb 2024 814-00818
10-K/A Open Document | Data Open Filing 10-K/A 26 Jan 2024 30 Sep 2023 814-00818
10-K Open Document | Data Open Filing ANNUAL REPORT 22 Dec 2023 30 Sep 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 22 Dec 2023 14 Dec 2023 814-00818
4 Open Document Open Filing 26 Sep 2023 06 Jun 2023
4 Open Document Open Filing FORM 4 22 Sep 2023 20 Sep 2023
4 Open Document Open Filing 16 Aug 2023 14 Aug 2023
10-Q Open Document | Data Open Filing QUARTERLY REPORT 11 Aug 2023 30 Jun 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 11 Aug 2023 10 Aug 2023 814-00818
40-17G Open Document Open Filing FORM 40-17G 07 Jul 2023 814-00818
4 Open Document Open Filing 21 Jun 2023 06 Jun 2023
SC 13D/A Open Document Open Filing SC 13D/A 20 Jun 2023 005-86732
4 Open Document Open Filing 16 Jun 2023 14 Jun 2023
4 Open Document Open Filing 08 Jun 2023 06 Jun 2023
10-Q Open Document | Data Open Filing QUARTERLY REPORT 11 May 2023 31 Mar 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 11 May 2023 10 May 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 03 May 2023 27 Apr 2023 814-00818
DEF 14A Open Document Open Filing DEF 14A 10 Mar 2023 27 Apr 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT 03 Mar 2023 27 Feb 2023 814-00818
4 Open Document Open Filing 02 Mar 2023 28 Feb 2023
4 Open Document Open Filing 23 Feb 2023 21 Feb 2023
4 Open Document Open Filing 23 Feb 2023 21 Feb 2023
4 Open Document Open Filing 14 Feb 2023 10 Feb 2023
SC 13G/A Open Document Open Filing AMENDMENT NO. 3 TO THE SCHEDULE 13G 14 Feb 2023 005-86732
SC 13G Open Document Open Filing THE SCHEDULE 13G 13 Feb 2023 005-86732
SC 13G/A Open Document Open Filing ADALTA CAPITAL MANAGEMENT LLC 13 Feb 2023 005-86732
SC 13G Open Document Open Filing ADALTA CAPITAL MANAGEMENT LLC 13 Feb 2023 005-86732
10-Q Open Document | Data Open Filing QUARTERLY REPORT 09 Feb 2023 31 Dec 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT 09 Feb 2023 09 Feb 2023 814-00818
10-K/A Open Document Open Filing 10-K/A 27 Jan 2023 30 Sep 2022 814-00818
25-NSE Open Document Open Filing 17 Jan 2023 001-35040
SC 13D/A Open Document Open Filing SC 13D/A 03 Jan 2023 005-86732
4 Open Document Open Filing 28 Dec 2022 23 Dec 2022
4 Open Document Open Filing 22 Dec 2022 20 Dec 2022
10-K Open Document Open Filing ANNUAL REPORT 16 Dec 2022 30 Sep 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT 16 Dec 2022 16 Dec 2022 814-00818
N-23C-2 Open Document Open Filing FORM N-23C-2 16 Dec 2022 15 Dec 2022 817-01312
4 Open Document Open Filing 28 Sep 2022 22 Sep 2022
4 Open Document Open Filing FORM 4 09 Sep 2022 07 Sep 2022
40-17G Open Document Open Filing 40-17G 02 Sep 2022 814-00818
4 Open Document Open Filing FORM 4 30 Aug 2022 26 Aug 2022
4/A Open Document Open Filing FORM 4/A 18 Aug 2022 16 Aug 2022
4 Open Document Open Filing FORM 4 15 Aug 2022 11 Aug 2022
10-Q Open Document Open Filing QUARTERLY REPORT 10 Aug 2022 30 Jun 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT 10 Aug 2022 09 Aug 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT 26 May 2022 25 May 2022 814-00818
SC 13D/A Open Document Open Filing AMENDMENT NO. 1 16 May 2022 005-86732
4 Open Document Open Filing FORM 4 13 May 2022 11 May 2022
10-Q Open Document Open Filing QUARTERLY REPORT 10 May 2022 31 Mar 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT 10 May 2022 09 May 2022 814-00818
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT 13 Apr 2022 25 May 2022 814-00818
4 Open Document Open Filing 18 Mar 2022 16 Mar 2022
4 Open Document Open Filing 07 Mar 2022 02 Mar 2022
4 Open Document Open Filing 02 Mar 2022 01 Mar 2022
4 Open Document Open Filing 28 Feb 2022 24 Feb 2022
4 Open Document Open Filing 28 Feb 2022 24 Feb 2022
4 Open Document Open Filing 18 Feb 2022 16 Feb 2022
4 Open Document Open Filing FORM 4 16 Feb 2022 14 Feb 2022
SC 13G/A Open Document Open Filing AMENDMENT NO. 2 TO THE SCHEDULE 13G 14 Feb 2022 005-86732
10-Q Open Document Open Filing QUARTERLY REPORT 10 Feb 2022 31 Dec 2021 814-00818
8-K Open Document Open Filing FORM 8-K 10 Feb 2022 10 Feb 2022 814-00818
10-K/A Open Document Open Filing AMENDMENT NO. 1 TO FORM 10-K 28 Jan 2022 30 Sep 2021 814-00818
SC 13D Open Document Open Filing SCHEDULE 13D 20 Dec 2021 005-86732
8-K Open Document Open Filing CURRENT REPORT 20 Dec 2021 20 Dec 2021 814-00818
10-K Open Document Open Filing ANNUAL REPORT 20 Dec 2021 30 Sep 2021 814-00818
4 Open Document Open Filing 10 Dec 2021 08 Dec 2021
CERT Open Document Open Filing 16 Nov 2021 001-35040
8-A12B Open Document Open Filing 8-A12B 16 Nov 2021 001-35040
N-23C-2 Open Document Open Filing N-23C-2 15 Nov 2021 15 Nov 2021 817-01312
8-K Open Document Open Filing 8-K 15 Nov 2021 15 Nov 2021 814-00818
8-K Open Document Open Filing 8-K 12 Nov 2021 09 Nov 2021 814-00818
424B2 Open Document Open Filing 424B2 12 Nov 2021 333-258913
SC 13G/A Open Document Open Filing GLACIER POINT ADVISORS, LLC 10 Nov 2021 005-86732
497AD Open Document Open Filing 497AD 10 Nov 2021 333-258913
FWP Open Document Open Filing FWP 10 Nov 2021 333-258913
497AD Open Document Open Filing 497AD 08 Nov 2021 333-258913
8-K Open Document Open Filing 8-K 08 Nov 2021 08 Nov 2021 814-00818
424B2 Open Document Open Filing 424B2 08 Nov 2021 333-258913
305B2 Open Document Open Filing 305B2 08 Nov 2021 333-258913
EFFECT Open Document Open Filing 19 Oct 2021 333-258913
N-2/A Open Document Open Filing N-2/A 15 Oct 2021 333-258913
4 Open Document Open Filing 31 Aug 2021 27 Aug 2021
N-2 Open Document Open Filing REGISTRATION STATEMENT 19 Aug 2021 333-258913
10-Q Open Document Open Filing QUARTERLY REPORT 11 Aug 2021 30 Jun 2021 814-00818
8-K Open Document Open Filing CURRENT REPORT 11 Aug 2021 11 Aug 2021 814-00818
40-17G Open Document Open Filing FORM 40-17G 16 Jul 2021 814-00818
4 Open Document Open Filing 26 May 2021 24 May 2021
4 Open Document Open Filing 26 May 2021 24 May 2021
4 Open Document Open Filing 26 May 2021 24 May 2021
4 Open Document Open Filing 24 May 2021 20 May 2021
4 Open Document Open Filing 24 May 2021 19 May 2021
4 Open Document Open Filing 19 May 2021 17 May 2021
4 Open Document Open Filing 18 May 2021 14 May 2021
10-Q Open Document Open Filing QUARTERLY REPORT 13 May 2021 31 Mar 2021 814-00818
8-K Open Document Open Filing FORM 8-K 13 May 2021 12 May 2021 814-00818
8-K Open Document Open Filing CURRENT REPORT 12 Apr 2021 08 Apr 2021 814-00818
8-K Open Document Open Filing CURRENT REPORT 16 Mar 2021 16 Mar 2021 814-00818
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT 26 Feb 2021 08 Apr 2021 814-00818
SC 13G Open Document Open Filing GLACIER POINT ADVISORS, LLC 26 Feb 2021 005-86732
SC 13G/A Open Document Open Filing SC 13G/A 17 Feb 2021 005-86732
SC 13G/A Open Document Open Filing AMENDMENT NO. 1 TO THE SCHEDULE 13G 16 Feb 2021 005-86732
8-K Open Document Open Filing CURRENT REPORT 16 Feb 2021 10 Feb 2021 814-00818
10-Q Open Document Open Filing QUARTERLY REPORT 16 Feb 2021 31 Dec 2020 814-00818
10-K/A Open Document Open Filing AMENDMENT NO. 1 28 Jan 2021 28 Jan 2021 814-00818
8-K Open Document Open Filing FORM 8-K 21 Jan 2021 21 Jan 2021 814-00818
3 Open Document Open Filing FORM 3 08 Jan 2021 01 Jan 2021
CERT Open Document Open Filing 04 Jan 2021 001-35040
8-A12B Open Document Open Filing 8-A12B 04 Jan 2021 001-35040
8-A12B Open Document Open Filing 8-A12B 04 Jan 2021 001-35040
25 Open Document Open Filing FORM 25 04 Jan 2021 001-35040
25 Open Document Open Filing 25 04 Jan 2021 001-35040
8-K Open Document Open Filing 8-K 28 Dec 2020 28 Dec 2020 814-00818
10-K Open Document Open Filing 10-K 11 Dec 2020 11 Dec 2020 814-00818
8-K Open Document Open Filing 8-K 11 Dec 2020 11 Dec 2020 814-00818
8-K Open Document Open Filing 8-K 24 Nov 2020 18 Nov 2020 814-00818
SC 13G/A Open Document Open Filing SCHEDULE 13G, AMENDMENT NO. 2 23 Nov 2020 005-86732
25-NSE Open Document Open Filing 20 Nov 2020 001-35040
25 Open Document Open Filing 25 21 Oct 2020 001-35040
N-23C-2 Open Document Open Filing N-23C-2 21 Oct 2020 21 Oct 2020 817-01312
8-K Open Document Open Filing 8-K 21 Oct 2020 21 Oct 2020 814-00818
8-K Open Document Open Filing 8-K 13 Oct 2020 08 Oct 2020 814-00818
8-K Open Document Open Filing 8-K 30 Sep 2020 29 Sep 2020 814-00818
SC 13G Open Document Open Filing SC 13G 18 Sep 2020 005-86732
3 Open Document Open Filing FORM 3 24 Aug 2020 19 Aug 2020
SC 13D/A Open Document Open Filing 24 Aug 2020 005-86732
8-K Open Document Open Filing 8-K 21 Aug 2020 19 Aug 2020 814-00818
40-17G Open Document Open Filing 40-17G 20 Aug 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION 14 Aug 2020 12 Aug 2020
4 Open Document Open Filing FORM 4 SUBMISSION 11 Aug 2020 07 Aug 2020
10-Q Open Document Open Filing 10-Q 07 Aug 2020 30 Jun 2020 814-00818
8-K Open Document Open Filing 8-K 07 Aug 2020 07 Aug 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION 06 Aug 2020 04 Aug 2020
8-K Open Document Open Filing 8-K 06 Aug 2020 03 Aug 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION 03 Aug 2020 30 Jul 2020
4 Open Document Open Filing FORM 4 SUBMISSION 29 Jul 2020 27 Jul 2020
4 Open Document Open Filing FORM 4 SUBMISSION 24 Jul 2020 22 Jul 2020
4 Open Document Open Filing FORM 4 SUBMISSION 21 Jul 2020 17 Jul 2020
SC 13D Open Document Open Filing GLACIER POINT ADVISORS, LLC 20 Jul 2020 005-86732
SC 13D/A Open Document Open Filing 17 Jul 2020 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION 16 Jul 2020 14 Jul 2020
4 Open Document Open Filing FORM 4 SUBMISSION 13 Jul 2020 09 Jul 2020
8-K Open Document Open Filing 8-K 13 Jul 2020 13 Jul 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION 08 Jul 2020 06 Jul 2020
SC 13G/A Open Document Open Filing 08 Jul 2020 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION 02 Jul 2020 30 Jun 2020
8-K Open Document Open Filing 8-K 02 Jul 2020 02 Jul 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION 26 Jun 2020 24 Jun 2020
8-K Open Document Open Filing 8-K 15 Jun 2020 15 Jun 2020 814-00818
CORRESP Open Document Open Filing 28 May 2020
DEF 14A Open Document Open Filing PROXY STATEMENT 28 May 2020 30 Jun 2020 814-00818
8-K Open Document Open Filing CURRENT REPORT 26 May 2020 21 May 2020 814-00818
SC 13D Open Document Open Filing 15 May 2020 005-86732
10-Q Open Document Open Filing 10-Q 11 May 2020 31 Mar 2020 814-00818
8-K Open Document Open Filing 8-K 11 May 2020 11 May 2020 814-00818
8-K Open Document Open Filing 8-K 08 May 2020 08 May 2020 814-00818
8-K Open Document Open Filing CURRENT REPORT 05 May 2020 01 May 2020 814-00818
PRE 14A Open Document Open Filing PRELIMINARY PROXY STATEMENT 01 May 2020 01 May 2020 814-00818
8-K Open Document Open Filing 8-K 16 Apr 2020 16 Apr 2020 814-00818
8-K Open Document Open Filing 8-K 01 Apr 2020 01 Apr 2020 814-00818
SC 13D/A Open Document Open Filing 12 Mar 2020 005-86732
SC 13G/A Open Document Open Filing SCHEDULE 13G, AMENDMENT NO. 1 14 Feb 2020 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION 11 Feb 2020 07 Feb 2020
10-Q Open Document Open Filing 10-Q 10 Feb 2020 31 Dec 2019 814-00818
8-K Open Document Open Filing 8-K 10 Feb 2020 10 Feb 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION 06 Feb 2020 04 Feb 2020
4 Open Document Open Filing FORM 4 SUBMISSION 30 Jan 2020 28 Jan 2020
4 Open Document Open Filing FORM 4 SUBMISSION 24 Jan 2020 22 Jan 2020
4 Open Document Open Filing FORM 4 SUBMISSION 17 Jan 2020 15 Jan 2020
4 Open Document Open Filing FORM 4 SUBMISSION 14 Jan 2020 10 Jan 2020
4 Open Document Open Filing FORM 4 SUBMISSION 09 Jan 2020 07 Jan 2020
4 Open Document Open Filing FORM 4 SUBMISSION 06 Jan 2020 02 Jan 2020
8-K/A Open Document Open Filing AMENDMENT NO.1 TO FORM 8-K 30 Dec 2019 30 Dec 2019 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION 27 Dec 2019 23 Dec 2019
SC 13D Open Document Open Filing 27 Dec 2019 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION 19 Dec 2019 17 Dec 2019
4 Open Document Open Filing FORM 4 SUBMISSION 16 Dec 2019 12 Dec 2019
10-K Open Document Open Filing 10-K 16 Dec 2019 30 Sep 2019 814-00818
8-K Open Document Open Filing 8-K 16 Dec 2019 16 Dec 2019 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION 11 Dec 2019 09 Dec 2019
4 Open Document Open Filing FORM 4 SUBMISSION 04 Dec 2019 02 Dec 2019
SC 13G/A Open Document Open Filing GLACIER POINT ADVISORS, LLC 03 Dec 2019 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION 27 Nov 2019 26 Nov 2019
4 Open Document Open Filing FORM 4 SUBMISSION 22 Nov 2019 20 Nov 2019
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 21 Nov 2019 814-00818
425 Open Document Open Filing FORM 425 21 Nov 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 21 Nov 2019 19 Nov 2019 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION 19 Nov 2019 15 Nov 2019
40-APP/A Open Document Open Filing AMENDMENT TO FORM 40-APP 14 Nov 2019 812-14971-01
4 Open Document Open Filing FORM 4 SUBMISSION 13 Nov 2019 08 Nov 2019
40-33 Open Document Open Filing FORM 40-33 13 Nov 2019 814-00818
SC 13G Open Document Open Filing SCHEDULE 13G 04 Nov 2019 005-86732
3 Open Document Open Filing FORM 3 SUBMISSION 04 Nov 2019 25 Oct 2019
4 Open Document Open Filing 29 Oct 2019 25 Oct 2019
4 Open Document Open Filing 29 Oct 2019 25 Oct 2019
SC 13D/A Open Document Open Filing FORM SC 13D/A 28 Oct 2019 005-86732
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 15 Oct 2019 814-00818
425 Open Document Open Filing FORM 425 15 Oct 2019 814-00818
SC 13G/A Open Document Open Filing SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL 10 Oct 2019 005-86732
SC 13G Open Document Open Filing GLACIER POINT ADVISORS 23 Sep 2019 005-86732
40-APP/A Open Document Open Filing AMENDMENT TO FORM 40-APP 03 Sep 2019 812-14971-01
8-K Open Document Open Filing CURRENT REPORT 16 Aug 2019 12 Aug 2019 814-00818
10-Q Open Document Open Filing 10-Q 09 Aug 2019 30 Jun 2019 814-00818
8-K Open Document Open Filing 8-K 09 Aug 2019 08 Aug 2019 814-00818
425 Open Document Open Filing FORM 425 02 Aug 2019 814-00818
425 Open Document Open Filing FORM 425 02 Aug 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 02 Aug 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 02 Aug 2019 29 Jul 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 31 Jul 2019 814-00818
425 Open Document Open Filing FORM 425 31 Jul 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 29 Jul 2019 814-00818
425 Open Document Open Filing FORM 425 29 Jul 2019 814-00818
425 Open Document Open Filing FORM 425 29 Jul 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 29 Jul 2019 29 Jul 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 25 Jul 2019 24 Jul 2019 814-00818
8-K/A Open Document Open Filing 8-K/A 12 Jun 2019 10 Jun 2019 814-00818
8-K Open Document Open Filing 8-K 10 Jun 2019 10 Jun 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 05 Jun 2019 04 Jun 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A 03 Jun 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 03 Jun 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 03 Jun 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A 31 May 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A 28 May 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A 24 May 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 22 May 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 21 May 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 21 May 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A 16 May 2019 814-00818
DFRN14A Open Document Open Filing DFRN14A 14 May 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A 13 May 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 13 May 2019 814-00818
DEFC14A Open Document Open Filing DEFC14A 13 May 2019 814-00818
10-Q Open Document Open Filing 10-Q 10 May 2019 31 Mar 2019 814-00818
8-K Open Document Open Filing 8-K 10 May 2019 10 May 2019 814-00818
DEFC14A Open Document Open Filing 09 May 2019 814-00818
PREC14A Open Document Open Filing PREC14A 01 May 2019 814-00818
3 Open Document Open Filing OWNERSHIP DOCUMENT 24 Apr 2019 15 Apr 2019
PREC14A Open Document Open Filing PRELIMINARY PROXY STATEMENT 19 Apr 2019 814-00818
3 Open Document Open Filing 19 Apr 2019 15 Apr 2019
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 18 Apr 2019 814-00818
425 Open Document Open Filing FORM 425 18 Apr 2019 814-00818
425 Open Document Open Filing FORM 425 18 Apr 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 18 Apr 2019 18 Apr 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 17 Apr 2019 814-00818
425 Open Document Open Filing FORM 425 17 Apr 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 17 Apr 2019 15 Apr 2019 814-00818
N-2 Open Document Open Filing REGISTRATION STATEMENT 10 Apr 2019 333-230790
DFAN14A Open Document Open Filing DFAN14A 01 Apr 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A 01 Apr 2019 814-00818
425 Open Document Open Filing FORM 425 29 Mar 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 29 Mar 2019 814-00818
425 Open Document Open Filing FORM 425 29 Mar 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 29 Mar 2019 29 Mar 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 29 Mar 2019 814-00818
425 Open Document Open Filing FILING UNDER SECURITIES ACT RULE 425 29 Mar 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 29 Mar 2019 29 Mar 2019 814-00818
DEFA14A Open Document Open Filing ADDITIONAL SOLICITING MATERIALS 29 Mar 2019 814-00818
425 Open Document Open Filing FILING UNDER SECURITIES ACT RULE 425 29 Mar 2019 814-00818
PREC14A Open Document Open Filing PREC14A 22 Mar 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 20 Mar 2019 18 Mar 2019 814-00818
425 Open Document Open Filing FORM 425 18 Mar 2019 814-00818
425 Open Document Open Filing FORM 425 18 Mar 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 18 Mar 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 18 Mar 2019 15 Mar 2019 814-00818
SC 13G/A Open Document Open Filing SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC 15 Mar 2019 005-86732
425 Open Document Open Filing FORM 425 15 Mar 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 15 Mar 2019 814-00818
425 Open Document Open Filing FORM 425 15 Mar 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 15 Mar 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 14 Mar 2019 11 Mar 2019 814-00818
8-K Open Document Open Filing 8-K 12 Mar 2019 12 Mar 2019 814-00818
425 Open Document Open Filing FORM 425 08 Mar 2019 814-00818
425 Open Document Open Filing FORM 425 08 Mar 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 08 Mar 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 08 Mar 2019 08 Mar 2019 814-00818
425 Open Document Open Filing FORM 425 08 Mar 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 08 Mar 2019 814-00818
DEFC14A Open Document Open Filing DEFC14A 07 Mar 2019 814-00818
DFAN14A Open Document Open Filing FORM DFAN14A 06 Mar 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 04 Mar 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 04 Mar 2019 814-00818
425 Open Document Open Filing FORM 425 04 Mar 2019 814-00818
425 Open Document Open Filing FORM 425 04 Mar 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A 28 Feb 2019 814-00818
PREC14A Open Document Open Filing PREC14A 25 Feb 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A 25 Feb 2019 814-00818
PX14A6G Open Document Open Filing 25 Feb 2019 811-23228
425 Open Document Open Filing FORM 425 19 Feb 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 19 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 19 Feb 2019 814-00818
40-APP/A Open Document Open Filing AMENDMENT TO FORM 40-APP 15 Feb 2019 812-14971-01
DEFA14A Open Document Open Filing ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS 15 Feb 2019 814-00818
425 Open Document Open Filing FILING UNDER SECURITIES ACT RULE 425 15 Feb 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 15 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 15 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 13 Feb 2019 814-00818
DEFA14A Open Document Open Filing ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS 13 Feb 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 13 Feb 2019 13 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 12 Feb 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 12 Feb 2019 814-00818
8-K Open Document Open Filing 8-K 12 Feb 2019 11 Feb 2019 814-00818
10-Q Open Document Open Filing 10-Q 11 Feb 2019 31 Dec 2018 814-00818
425 Open Document Open Filing FORM 425 08 Feb 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 08 Feb 2019 814-00818
8-K Open Document Open Filing FORM 8-K 08 Feb 2019 08 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 08 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 07 Feb 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 07 Feb 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT 07 Feb 2019 07 Feb 2019 814-00818
40-APP/A Open Document Open Filing AMENDMENT NO. 2 TO FORM 40-APP 07 Feb 2019 812-14971-01
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 06 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 06 Feb 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 06 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 06 Feb 2019 814-00818
PX14A6G Open Document Open Filing 05 Feb 2019 811-23228
PX14A6G Open Document Open Filing PX14A6G 05 Feb 2019 811-23228
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 05 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 05 Feb 2019 814-00818
PX14A6G Open Document Open Filing 04 Feb 2019 811-23228
PX14A6G Open Document Open Filing PX14A6G 04 Feb 2019 811-23228
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 01 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 01 Feb 2019 814-00818
425 Open Document Open Filing FORM 425 31 Jan 2019 814-00818
PX14A6G Open Document Open Filing 30 Jan 2019 811-23228
425 Open Document Open Filing FORM 425 30 Jan 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 30 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 30 Jan 2019 814-00818
425 Open Document Open Filing FILING UNDER SECURITIES ACT RULE OF 425 29 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 28 Jan 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 28 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 24 Jan 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 23 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 23 Jan 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 23 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 23 Jan 2019 814-00818
PX14A6G Open Document Open Filing 22 Jan 2019 811-23228
PX14A6G Open Document Open Filing 22 Jan 2019 811-23228
425 Open Document Open Filing FORM 425 18 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 18 Jan 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 17 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 17 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 17 Jan 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 17 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 16 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 16 Jan 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 16 Jan 2019 814-00818
PX14A6G Open Document Open Filing 14 Jan 2019 811-23228
425 Open Document Open Filing FORM 425 11 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 11 Jan 2019 814-00818
SC 13G Open Document Open Filing SCHEDULE 13G FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC 10 Jan 2019 005-86732
425 Open Document Open Filing FORM 425 10 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 10 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 09 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 07 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 03 Jan 2019 814-00818
425 Open Document Open Filing FORM 425 28 Dec 2018 814-00818
425 Open Document Open Filing FORM 425 28 Dec 2018 814-00818
425 Open Document Open Filing FORM 425 26 Dec 2018 814-00818
425 Open Document Open Filing FORM 425 26 Dec 2018 814-00818
425 Open Document Open Filing FORM 425 26 Dec 2018 814-00818
425 Open Document Open Filing FORM 425 26 Dec 2018 814-00818
DEFM14A Open Document Open Filing DEFM14A 21 Dec 2018 814-00818
40-APP/A Open Document Open Filing AMENDMENT NO.1 TO FORM 40-APP 21 Dec 2018 812-14971-01
PX14A6G Open Document Open Filing 19 Dec 2018 811-23228
PX14A6G Open Document Open Filing 13 Dec 2018 001-35040
10-K Open Document Open Filing 10-K 04 Dec 2018 30 Sep 2018 814-00818
8-K Open Document Open Filing 8-K 04 Dec 2018 04 Dec 2018 814-00818
N-23C-2 Open Document Open Filing N-23C-2 30 Nov 2018 30 Nov 2018 817-01312
8-K Open Document Open Filing 8-K 30 Nov 2018 30 Nov 2018 814-00818
8-K Open Document Open Filing 8-K 16 Nov 2018 16 Nov 2018 814-00818
40-APP Open Document Open Filing APPLICATION FOR EXEMPTION AND OTHER RELIEF 07 Nov 2018 812-14971-01
8-K Open Document Open Filing 8-K 28 Sep 2018 28 Sep 2018 814-00818
425 Open Document Open Filing 425 16 Aug 2018 814-00818
425 Open Document Open Filing 425 16 Aug 2018 814-00818
425 Open Document Open Filing 425 15 Aug 2018 814-00818
8-K Open Document Open Filing FORM 8-K 15 Aug 2018 09 Aug 2018 814-00818
425 Open Document Open Filing 425 14 Aug 2018 814-00818
425 Open Document Open Filing 425 14 Aug 2018 814-00818
425 Open Document Open Filing 425 13 Aug 2018 814-00818
425 Open Document Open Filing 425 09 Aug 2018 814-00818
10-Q Open Document Open Filing 10-Q 09 Aug 2018 30 Jun 2018 814-00818
425 Open Document Open Filing 425 09 Aug 2018 814-00818
8-K Open Document Open Filing 8-K 09 Aug 2018 09 Aug 2018 814-00818
8-K Open Document Open Filing FORM 8-K 09 Aug 2018 09 Aug 2018 814-00818
8-K Open Document Open Filing 8-K 05 Jun 2018 05 Jun 2018 814-00818
10-Q Open Document Open Filing 10-Q 09 May 2018 31 Mar 2018 814-00818
8-K Open Document Open Filing 8-K 09 May 2018 09 May 2018 814-00818
SC 13D/A Open Document Open Filing SC 13D/A 01 Mar 2018 005-86732
8-K Open Document Open Filing 8-K 16 Feb 2018 13 Feb 2018 814-00818
8-K Open Document Open Filing 8-K 16 Feb 2018 12 Feb 2018 814-00818
8-K Open Document Open Filing 8-K 16 Feb 2018 16 Feb 2018 814-00818
8-K Open Document Open Filing 8-K 07 Feb 2018 07 Feb 2018 814-00818
N-23C-2 Open Document Open Filing N-23C-2 07 Feb 2018 07 Feb 2018 817-01312
10-Q Open Document Open Filing 10-Q 06 Feb 2018 31 Dec 2017 814-00818
8-K Open Document Open Filing 8-K 06 Feb 2018 06 Feb 2018 814-00818
8-K Open Document Open Filing 8-K 26 Jan 2018 26 Jan 2018 814-00818
DEF 14A Open Document Open Filing DEF 14A 21 Dec 2017 13 Feb 2018 814-00818
POS 8C Open Document Open Filing POS 8C 15 Dec 2017 333-208746
10-K Open Document Open Filing FORM 10-K 07 Dec 2017 30 Sep 2017 814-00818
8-K Open Document Open Filing 8-K 07 Dec 2017 07 Dec 2017 814-00818
8-K Open Document Open Filing 8-K 02 Nov 2017 02 Nov 2017 814-00818
APP ORDR Open Document Open Filing 05 Oct 2017 812-14778
APP NTC Open Document Open Filing 05 Oct 2017 812-14778
8-K Open Document Open Filing 8-K 08 Sep 2017 06 Sep 2017 814-00818
10-Q Open Document Open Filing 10-Q 09 Aug 2017 30 Jun 2017 814-00818
8-K Open Document Open Filing 8-K 09 Aug 2017 09 Aug 2017 814-00818
4 Open Document Open Filing OWNERSHIP DOCUMENT 12 Jul 2017 10 Jul 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 12 Jul 2017 10 Jul 2017
4 Open Document Open Filing FORM 4 07 Jul 2017 05 Jul 2017
4 Open Document Open Filing FORM 4 07 Jul 2017 05 Jul 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 Jul 2017 29 Jun 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 Jul 2017 29 Jun 2017
40-17G Open Document Open Filing 40-17G 03 Jul 2017 814-00818
4 Open Document Open Filing OWNERSHIP DOCUMENT 28 Jun 2017 26 Jun 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 28 Jun 2017 26 Jun 2017
4 Open Document Open Filing FORM 4 23 Jun 2017 21 Jun 2017
4 Open Document Open Filing FORM 4 23 Jun 2017 21 Jun 2017
3 Open Document Open Filing FORM 3 23 Jun 2017 19 Jun 2017
8-K Open Document Open Filing FORM 8-K 23 Jun 2017 23 Jun 2017 814-00818
4 Open Document Open Filing OWNERSHIP DOCUMENT 20 Jun 2017 16 Jun 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 20 Jun 2017 16 Jun 2017
4 Open Document Open Filing FORM 4 15 Jun 2017 13 Jun 2017
4 Open Document Open Filing FORM 4 15 Jun 2017 13 Jun 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 12 Jun 2017 08 Jun 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 12 Jun 2017 08 Jun 2017
SC 13G/A Open Document Open Filing 09 Jun 2017 005-86732
4 Open Document Open Filing FORM 4 07 Jun 2017 05 Jun 2017
4 Open Document Open Filing FORM 4 07 Jun 2017 05 Jun 2017
4 Open Document Open Filing FORM 4 02 Jun 2017 31 May 2017
4 Open Document Open Filing FORM 4 02 Jun 2017 31 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 30 May 2017 25 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 30 May 2017 25 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 May 2017 22 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 May 2017 22 May 2017
40-APP Open Document Open Filing 40-APP 24 May 2017 812-14778
4 Open Document Open Filing FORM 4 19 May 2017 17 May 2017
4 Open Document Open Filing FORM 4 19 May 2017 17 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 16 May 2017 12 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 16 May 2017 12 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 11 May 2017 09 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 11 May 2017 09 May 2017
10-Q Open Document Open Filing FORM 10-Q 09 May 2017 31 Mar 2017 814-00818
8-K Open Document Open Filing FORM 8-K 09 May 2017 09 May 2017 814-00818
APP ORDR Open Document Open Filing 13 Apr 2017 812-14679
APP NTC Open Document Open Filing 13 Apr 2017 812-14679
4 Open Document Open Filing FORM 4 20 Mar 2017 16 Mar 2017
4 Open Document Open Filing FORM 4 20 Mar 2017 16 Mar 2017
40-APP/A Open Document Open Filing 40-APP/A 20 Mar 2017 812-14679
4 Open Document Open Filing OWNERSHIP DOCUMENT 15 Mar 2017 13 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 15 Mar 2017 13 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 09 Mar 2017 07 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 09 Mar 2017 07 Mar 2017
25-NSE Open Document Open Filing 22 Feb 2017 001-35040
8-K Open Document Open Filing FORM 8-K 16 Feb 2017 14 Feb 2017 811-23228
SC 13D Open Document Open Filing SC 13D 14 Feb 2017 005-86732
8-K Open Document Open Filing FORM 8-K 10 Feb 2017 08 Feb 2017 814-00818
SC 13G Open Document Open Filing 10 Feb 2017 005-86732
10-Q Open Document Open Filing FORM 10-Q 09 Feb 2017 31 Dec 2016 814-00818
8-K Open Document Open Filing FORM 8-K 09 Feb 2017 09 Feb 2017 814-00818
EFFECT Open Document Open Filing 06 Feb 2017 333-208746
CORRESP Open Document Open Filing 03 Feb 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Feb 2017 30 Jan 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Feb 2017 30 Jan 2017
CORRESP Open Document Open Filing 27 Jan 2017
POS 8C Open Document Open Filing POS 8C 27 Jan 2017 333-208746
N-23C-2 Open Document Open Filing N-23C-2 24 Jan 2017 22 Feb 2017 817-01312
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Jan 2017 19 Jan 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Jan 2017 19 Jan 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 Jan 2017 30 Dec 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 Jan 2017 30 Dec 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 29 Dec 2016 27 Dec 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 29 Dec 2016 27 Dec 2016
40-APP/A Open Document Open Filing 40-APP/A 23 Dec 2016 812-14679
4 Open Document Open Filing OWNERSHIP DOCUMENT 21 Dec 2016 19 Dec 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 21 Dec 2016 19 Dec 2016
DEF 14A Open Document Open Filing DEF 14A 21 Dec 2016 14 Feb 2017 814-00818
4 Open Document Open Filing OWNERSHIP DOCUMENT 16 Dec 2016 14 Dec 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 16 Dec 2016 14 Dec 2016
POS EX Open Document Open Filing POS EX 16 Dec 2016 333-208746
POS 8C Open Document Open Filing POS 8C 15 Dec 2016 333-208746
4 Open Document Open Filing OWNERSHIP DOCUMENT 13 Dec 2016 09 Dec 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 13 Dec 2016 09 Dec 2016
497 Open Document Open Filing 497 12 Dec 2016 333-208746
10-K Open Document Open Filing FORM 10-K 08 Dec 2016 30 Sep 2016 814-00818
8-K Open Document Open Filing FORM 8-K 08 Dec 2016 08 Dec 2016 814-00818
4 Open Document Open Filing OWNERSHIP DOCUMENT 09 Nov 2016 07 Nov 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 09 Nov 2016 07 Nov 2016
8-K Open Document Open Filing FORM 8-K 07 Nov 2016 07 Nov 2016 814-00818
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 Nov 2016 02 Nov 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 Nov 2016 02 Nov 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Nov 2016 28 Oct 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Nov 2016 28 Oct 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 25 Oct 2016 20 Oct 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 25 Oct 2016 20 Oct 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 17 Oct 2016 13 Oct 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 17 Oct 2016 13 Oct 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 06 Oct 2016 04 Oct 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 06 Oct 2016 04 Oct 2016
8-K Open Document Open Filing FORM 8-K 22 Sep 2016 16 Sep 2016 814-00818
4 Open Document Open Filing OWNERSHIP DOCUMENT 16 Sep 2016 14 Sep 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 16 Sep 2016 14 Sep 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 13 Sep 2016 09 Sep 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 13 Sep 2016 09 Sep 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 06 Sep 2016 01 Sep 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 06 Sep 2016 01 Sep 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Aug 2016 22 Aug 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Aug 2016 22 Aug 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 19 Aug 2016 18 Aug 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 19 Aug 2016 18 Aug 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 16 Aug 2016 12 Aug 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 16 Aug 2016 12 Aug 2016
10-Q Open Document Open Filing FORM 10-Q 09 Aug 2016 30 Jun 2016 814-00818
8-K Open Document Open Filing FORM 8-K 09 Aug 2016 09 Aug 2016 814-00818
40-APP Open Document Open Filing 40-APP 26 Jul 2016 812-14679
40-17G Open Document Open Filing 40-17G 13 Jun 2016 814-00818
EFFECT Open Document Open Filing 11 May 2016 333-208746
N-2/A Open Document | Data Open Filing N-2/A 10 May 2016 333-208746
10-Q Open Document Open Filing FORM 10-Q 09 May 2016 31 Mar 2016 814-00818
8-K Open Document | Data Open Filing 8-K 09 May 2016 09 May 2016 814-00818
CORRESP Open Document Open Filing 06 May 2016
CORRESP Open Document Open Filing 21 Apr 2016
SC 13D/A Open Document Open Filing SCHEDULE 13D/A 06 Apr 2016
CORRESP Open Document Open Filing 29 Mar 2016
N-2/A Open Document | Data Open Filing N-2/A 25 Mar 2016 333-208746
8-K Open Document Open Filing 8-K 14 Mar 2016 14 Mar 2016 814-00818
10-Q Open Document Open Filing FORM 10-Q 09 Feb 2016 31 Dec 2015 814-00818
8-K Open Document Open Filing FORM 8-K 09 Feb 2016 09 Feb 2016 814-00818
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT 20 Jan 2016 14 Mar 2016 814-00818
N-2 Open Document | Data Open Filing N-2 23 Dec 2015 333-208746
8-A12B Open Document Open Filing FORM 8-A 18 Dec 2015 001-35040
497AD Open Document Open Filing 497AD 17 Dec 2015 333-187324
POS EX Open Document Open Filing POS EX 17 Dec 2015 333-187324
497 Open Document Open Filing 497 16 Dec 2015 333-187324
4 Open Document Open Filing OWNERSHIP DOCUMENT 15 Dec 2015 15 Dec 2015
497AD Open Document Open Filing 497AD 15 Dec 2015 333-187324
497 Open Document Open Filing 497 10 Dec 2015 333-187324
497AD Open Document Open Filing 497AD 10 Dec 2015 333-187324
10-K Open Document Open Filing FORM 10-K 04 Dec 2015 30 Sep 2015 814-00818
8-K Open Document Open Filing FORM 8-K 04 Dec 2015 04 Dec 2015 814-00818
SC 13D/A Open Document Open Filing SC 13D/A 17 Nov 2015
8-K Open Document Open Filing 8-K 12 Nov 2015 12 Nov 2015 814-00818
8-K Open Document Open Filing 8-K 05 Nov 2015 05 Nov 2015 814-00818
8-K Open Document Open Filing CURRENT REPORT 02 Nov 2015 02 Nov 2015 814-00818
40-17G Open Document Open Filing 40-17G 25 Sep 2015 814-00818
10-Q Open Document Open Filing FORM 10-Q 10 Aug 2015 30 Jun 2015 814-00818
8-K Open Document Open Filing CURRENT REPORT 10 Aug 2015 10 Aug 2015 814-00818
8-K Open Document Open Filing FORM 8-K 30 Jul 2015 28 Jul 2015 814-00818
3 Open Document Open Filing OWNERSHIP DOCUMENT 20 Jul 2015 08 Jul 2015 001-33468
SC 13D Open Document Open Filing SCHEDULE 13D 20 Jul 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Jun 2015 29 May 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Jun 2015 29 May 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Jun 2015 29 May 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Jun 2015 28 May 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Jun 2015 28 May 2015
10-Q Open Document Open Filing FORM 10-Q 11 May 2015 31 Mar 2015 814-00818
8-K Open Document Open Filing CURRENT REPORT 11 May 2015 11 May 2015 814-00818
3 Open Document Open Filing OWNERSHIP DOCUMENT 23 Apr 2015 24 Feb 2015
8-K Open Document Open Filing FORM 8-K 30 Mar 2015 27 Mar 2015 814-00818
8-K Open Document Open Filing CURRENT REPORT 27 Feb 2015 24 Feb 2015 814-00818
SC 13G/A Open Document Open Filing NONE 17 Feb 2015 005-86732
10-Q Open Document Open Filing FORM 10-Q 09 Feb 2015 31 Dec 2014 814-00818
8-K Open Document Open Filing CURRENT REPORT 09 Feb 2015 09 Feb 2015 814-00818
EFFECT Open Document Open Filing 30 Jan 2015 333-187324
POS 8C Open Document Open Filing POS 8C 30 Jan 2015 333-187324
CORRESP Open Document Open Filing 27 Jan 2015
DEF 14A Open Document Open Filing DEF 14A 09 Jan 2015 24 Feb 2015 814-00818
4 Open Document Open Filing OWNERSHIP DOCUMENT 15 Dec 2014 12 Dec 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 15 Dec 2014 12 Dec 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 15 Dec 2014 11 Dec 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 15 Dec 2014 11 Dec 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 15 Dec 2014 11 Dec 2014
POS 8C Open Document Open Filing POS 8C 12 Dec 2014 333-187324
10-K Open Document Open Filing FORM 10-K 08 Dec 2014 30 Sep 2014 814-00818
8-K Open Document Open Filing FORM 8-K 08 Dec 2014 08 Dec 2014 814-00818
8-K Open Document Open Filing CURRENT REPORT 31 Oct 2014 30 Oct 2014 814-00818
POS EX Open Document Open Filing POS EX 26 Aug 2014 333-187324
497AD Open Document Open Filing 497AD 26 Aug 2014 333-187324
497 Open Document Open Filing 497 22 Aug 2014 333-187324
497AD Open Document Open Filing 497AD 21 Aug 2014 333-187324
497 Open Document Open Filing 497 20 Aug 2014 333-187324
497AD Open Document Open Filing 497AD 20 Aug 2014 333-187324
POS EX Open Document Open Filing POS EX 05 Aug 2014 333-187324
497 Open Document Open Filing 497 04 Aug 2014 333-187324
10-Q Open Document Open Filing FORM 10-Q 31 Jul 2014 30 Jun 2014 814-00818
8-K Open Document Open Filing CURRENT REPORT 31 Jul 2014 31 Jul 2014 814-00818
40-17G/A Open Document Open Filing 40-17G/A 08 Jul 2014 814-00818
40-17G Open Document Open Filing 40-17G 30 Jun 2014 814-00818
8-K Open Document Open Filing FORM 8-K 03 Jun 2014 02 Jun 2014 814-00818
4 Open Document Open Filing FORM 4 23 May 2014 23 May 2014
40-17G/A Open Document Open Filing 40-17G/A 23 May 2014 814-00818
10-Q Open Document Open Filing FORM 10-Q 01 May 2014 31 Mar 2014 814-00818
8-K Open Document Open Filing FORM 8-K 01 May 2014 01 May 2014 814-00818
497AD Open Document Open Filing 497AD 28 Apr 2014 333-187324
POS EX Open Document Open Filing POS EX 25 Apr 2014 333-187324
497 Open Document Open Filing FINAL PROSPECTUS SUPPLEMENT 24 Apr 2014 333-187324
497AD Open Document Open Filing 497AD 23 Apr 2014 333-187324
497 Open Document Open Filing PRELIMINARY PROSPECTUS SUPPLEMENT 22 Apr 2014 333-187324
497AD Open Document Open Filing 497AD 22 Apr 2014 333-187324
8-K Open Document Open Filing CURRENT REPORT 04 Apr 2014 03 Apr 2014 814-00818
3 Open Document Open Filing OWNERSHIP DOCUMENT 10 Mar 2014 07 Mar 2014
8-K Open Document Open Filing FORM 8-K 07 Mar 2014 06 Mar 2014 814-00818
8-K Open Document Open Filing FORM 8-K 07 Mar 2014 07 Mar 2014 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 27 Feb 2014 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 27 Feb 2014 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 18 Feb 2014 814-00818
DEFA14A Open Document Open Filing FORM DEFA14A 18 Feb 2014 814-00818
3 Open Document Open Filing OWNERSHIP DOCUMENT 14 Feb 2014 05 Feb 2014
SC 13G Open Document Open Filing NONE 14 Feb 2014 005-86732
8-K Open Document Open Filing FORM 8-K 12 Feb 2014 11 Feb 2014 814-00818
10-Q Open Document Open Filing FORM 10-Q 06 Feb 2014 31 Dec 2013 814-00818
8-K Open Document Open Filing CURRENT REPORT 06 Feb 2014 06 Feb 2014 814-00818
497AD Open Document Open Filing 497AD 05 Feb 2014 333-187324
POS EX Open Document Open Filing FORM N-1 AM. 5 04 Feb 2014 333-187324
497 Open Document Open Filing PRELIMINARY PROSPECTUS SUPPLEMENT 04 Feb 2014 333-187324
497AD Open Document Open Filing 497AD 31 Jan 2014 333-187324
497 Open Document Open Filing 497 30 Jan 2014 333-187324
497AD Open Document Open Filing 497AD 30 Jan 2014 333-187324
EFFECT Open Document Open Filing 17 Jan 2014 333-187324
POS 8C Open Document Open Filing POS 8C 17 Jan 2014 333-187324
CORRESP Open Document Open Filing 03 Jan 2014
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT 03 Jan 2014 11 Feb 2014 814-00818