PhenixFIN Corp SEC EDGAR Filings (CIK 0001490349)

SEC EDGAR filings, ownership reports, and insider transactions for PhenixFIN Corp.

Symbol
PFX, PFXNZ on Nasdaq
Business address
445 Park Avenue, 9 Th Floor, New York, NY, 10022
Top holdings (Schedule 13G)
ASPS
State of incorporation
DE
Fiscal year end
30 September
Former names
Medley Capital Corp (to 04 Jan 2021), Medley Capital BDC LLC (to 06 Jan 2011)
Get insider transactions for this issuer
PhenixFIN Corp has filed 876 SEC EDGAR filings since 03 May 2010

Latest Filings

Recent SEC filings for PhenixFIN Corp including 4, 10-K, 8-K and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 29 Dec 2025 22 Dec 2025
4 Open 4 document View SEC filing for 4 29 Dec 2025 22 Dec 2025
4 Open 4 document View SEC filing for 4 19 Dec 2025 17 Dec 2025
4 Open 4 document View SEC filing for 4 17 Dec 2025 15 Dec 2025
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K ANNUAL REPORT 12 Dec 2025 30 Sep 2025 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 12 Dec 2025 12 Dec 2025 814-00818
4 Open 4 document View SEC filing for 4 25 Sep 2025 23 Sep 2025
4 Open 4 document View SEC filing for 4 18 Sep 2025 16 Sep 2025
4 Open 4 document View SEC filing for 4 15 Sep 2025 11 Sep 2025
4 Open 4 document View SEC filing for 4 11 Sep 2025 09 Sep 2025
4 Open 4 document View SEC filing for 4 08 Sep 2025 03 Sep 2025
4 Open 4 document View SEC filing for 4 05 Sep 2025 03 Sep 2025
4 Open 4 document View SEC filing for 4 21 Aug 2025 19 Aug 2025
4 Open 4 document View SEC filing for 4 18 Aug 2025 23 Jun 2025
4 Open 4 document View SEC filing for 4 18 Aug 2025 14 Aug 2025
4 Open 4 document View SEC filing for 4 12 Aug 2025 08 Aug 2025
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q QUARTERLY REPORT 06 Aug 2025 30 Jun 2025 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 06 Aug 2025 06 Aug 2025 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G FORM 40-17G 15 Jul 2025 814-00818
4 Open 4 document View SEC filing for 4 20 Jun 2025 17 Jun 2025
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 18 Jun 2025 005-86732
4 Open 4 document View SEC filing for 4 18 Jun 2025 16 Jun 2025
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q QUARTERLY REPORT 07 May 2025 31 Mar 2025 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 07 May 2025 06 May 2025 814-00818
4 Open 4 document View SEC filing for 4 24 Apr 2025 23 Apr 2025
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 22 Apr 2025 17 Apr 2025 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 21 Mar 2025 20 Mar 2025 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 11 Mar 2025 07 Mar 2025
4 Open 4 document View SEC filing for 4 FORM 4 05 Mar 2025 03 Mar 2025
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 05 Mar 2025
4 Open 4 document View SEC filing for 4 FORM 4 21 Feb 2025 19 Feb 2025
4 Open 4 document View SEC filing for 4 FORM 4 14 Feb 2025 12 Feb 2025
4 Open 4 document View SEC filing for 4 FORM 4 13 Feb 2025 11 Feb 2025
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q QUARTERLY REPORT 07 Feb 2025 31 Dec 2024 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 07 Feb 2025 07 Feb 2025 814-00818
ARS Open ARS document View SEC filing for ARS ANNUAL REPORT 22 Jan 2025 30 Sep 2024 814-00818
DEF 14A Open DEF 14A document | Open XBRL data View SEC filing for DEF 14A PROXY STATEMENT 22 Jan 2025 12 Mar 2025 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 20 Dec 2024 18 Dec 2024
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K ANNUAL REPORT 17 Dec 2024 30 Sep 2024 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 17 Dec 2024 16 Dec 2024 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 22 Nov 2024 20 Nov 2024
CORRESP Open CORRESP document View SEC filing for CORRESP 01 Oct 2024
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q QUARTERLY REPORT 06 Aug 2024 30 Jun 2024 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 06 Aug 2024 06 Aug 2024 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 11 Jul 2024 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 21 Jun 2024 18 Jun 2024
4 Open 4 document View SEC filing for 4 FORM 4 18 Jun 2024 14 Jun 2024
4 Open 4 document View SEC filing for 4 14 Jun 2024 12 Jun 2024
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q QUARTERLY REPORT 10 May 2024 31 Mar 2024 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 10 May 2024 09 May 2024 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 15 Apr 2024 10 Apr 2024 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 13 Mar 2024 11 Mar 2024
4 Open 4 document View SEC filing for 4 FORM 4 05 Mar 2024 01 Mar 2024
4/A Open 4/A document View SEC filing for 4/A FORM 4 05 Mar 2024 23 Feb 2024
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 05 Mar 2024 005-86732
4 Open 4 document View SEC filing for 4 FORM 4 27 Feb 2024 23 Feb 2024
ARS Open ARS document View SEC filing for ARS ANNUAL REPORT 27 Feb 2024 30 Sep 2023 814-00818
DEF 14A Open DEF 14A document | Open XBRL data View SEC filing for DEF 14A PROXY STATEMENT 26 Feb 2024 10 Apr 2024 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 21 Feb 2024 21 Feb 2024 814-00818
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 1 TO THE SCHEDULE 13G 14 Feb 2024 005-86732
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q QUARTERLY REPORT 08 Feb 2024 31 Dec 2023 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 08 Feb 2024 08 Feb 2024 814-00818
10-K/A Open 10-K/A document | Open XBRL data View SEC filing for 10-K/A 10-K/A 26 Jan 2024 30 Sep 2023 814-00818
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K ANNUAL REPORT 22 Dec 2023 30 Sep 2023 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 22 Dec 2023 14 Dec 2023 814-00818
4 Open 4 document View SEC filing for 4 26 Sep 2023 06 Jun 2023
4 Open 4 document View SEC filing for 4 FORM 4 22 Sep 2023 20 Sep 2023
4 Open 4 document View SEC filing for 4 16 Aug 2023 14 Aug 2023
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q QUARTERLY REPORT 11 Aug 2023 30 Jun 2023 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 11 Aug 2023 10 Aug 2023 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G FORM 40-17G 07 Jul 2023 814-00818
4 Open 4 document View SEC filing for 4 21 Jun 2023 06 Jun 2023
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 20 Jun 2023 005-86732
4 Open 4 document View SEC filing for 4 16 Jun 2023 14 Jun 2023
4 Open 4 document View SEC filing for 4 08 Jun 2023 06 Jun 2023
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q QUARTERLY REPORT 11 May 2023 31 Mar 2023 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 11 May 2023 10 May 2023 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 03 May 2023 27 Apr 2023 814-00818
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 10 Mar 2023 27 Apr 2023 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K CURRENT REPORT 03 Mar 2023 27 Feb 2023 814-00818
4 Open 4 document View SEC filing for 4 02 Mar 2023 28 Feb 2023
4 Open 4 document View SEC filing for 4 23 Feb 2023 21 Feb 2023
4 Open 4 document View SEC filing for 4 23 Feb 2023 21 Feb 2023
4 Open 4 document View SEC filing for 4 14 Feb 2023 10 Feb 2023
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 3 TO THE SCHEDULE 13G 14 Feb 2023 005-86732
SC 13G Open SC 13G document View SEC filing for SC 13G THE SCHEDULE 13G 13 Feb 2023 005-86732
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ADALTA CAPITAL MANAGEMENT LLC 13 Feb 2023 005-86732
SC 13G Open SC 13G document View SEC filing for SC 13G ADALTA CAPITAL MANAGEMENT LLC 13 Feb 2023 005-86732
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q QUARTERLY REPORT 09 Feb 2023 31 Dec 2022 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 09 Feb 2023 09 Feb 2023 814-00818
10-K/A Open 10-K/A document View SEC filing for 10-K/A 10-K/A 27 Jan 2023 30 Sep 2022 814-00818
25-NSE Open 25-NSE document View SEC filing for 25-NSE 17 Jan 2023 001-35040
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 03 Jan 2023 005-86732
4 Open 4 document View SEC filing for 4 28 Dec 2022 23 Dec 2022
4 Open 4 document View SEC filing for 4 22 Dec 2022 20 Dec 2022
10-K Open 10-K document View SEC filing for 10-K ANNUAL REPORT 16 Dec 2022 30 Sep 2022 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 16 Dec 2022 16 Dec 2022 814-00818
N-23C-2 Open N-23C-2 document View SEC filing for N-23C-2 FORM N-23C-2 16 Dec 2022 15 Dec 2022 817-01312
4 Open 4 document View SEC filing for 4 28 Sep 2022 22 Sep 2022
4 Open 4 document View SEC filing for 4 FORM 4 09 Sep 2022 07 Sep 2022
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 02 Sep 2022 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 30 Aug 2022 26 Aug 2022
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 18 Aug 2022 16 Aug 2022
4 Open 4 document View SEC filing for 4 FORM 4 15 Aug 2022 11 Aug 2022
10-Q Open 10-Q document View SEC filing for 10-Q QUARTERLY REPORT 10 Aug 2022 30 Jun 2022 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 10 Aug 2022 09 Aug 2022 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 26 May 2022 25 May 2022 814-00818
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A AMENDMENT NO. 1 16 May 2022 005-86732
4 Open 4 document View SEC filing for 4 FORM 4 13 May 2022 11 May 2022
10-Q Open 10-Q document View SEC filing for 10-Q QUARTERLY REPORT 10 May 2022 31 Mar 2022 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 10 May 2022 09 May 2022 814-00818
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 13 Apr 2022 25 May 2022 814-00818
4 Open 4 document View SEC filing for 4 18 Mar 2022 16 Mar 2022
4 Open 4 document View SEC filing for 4 07 Mar 2022 02 Mar 2022
4 Open 4 document View SEC filing for 4 02 Mar 2022 01 Mar 2022
4 Open 4 document View SEC filing for 4 28 Feb 2022 24 Feb 2022
4 Open 4 document View SEC filing for 4 28 Feb 2022 24 Feb 2022
4 Open 4 document View SEC filing for 4 18 Feb 2022 16 Feb 2022
4 Open 4 document View SEC filing for 4 FORM 4 16 Feb 2022 14 Feb 2022
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 2 TO THE SCHEDULE 13G 14 Feb 2022 005-86732
10-Q Open 10-Q document View SEC filing for 10-Q QUARTERLY REPORT 10 Feb 2022 31 Dec 2021 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 10 Feb 2022 10 Feb 2022 814-00818
10-K/A Open 10-K/A document View SEC filing for 10-K/A AMENDMENT NO. 1 TO FORM 10-K 28 Jan 2022 30 Sep 2021 814-00818
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 20 Dec 2021 005-86732
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 20 Dec 2021 20 Dec 2021 814-00818
10-K Open 10-K document View SEC filing for 10-K ANNUAL REPORT 20 Dec 2021 30 Sep 2021 814-00818
4 Open 4 document View SEC filing for 4 10 Dec 2021 08 Dec 2021
CERT Open CERT document View SEC filing for CERT 16 Nov 2021 001-35040
8-A12B Open 8-A12B document View SEC filing for 8-A12B 8-A12B 16 Nov 2021 001-35040
N-23C-2 Open N-23C-2 document View SEC filing for N-23C-2 N-23C-2 15 Nov 2021 15 Nov 2021 817-01312
8-K Open 8-K document View SEC filing for 8-K 8-K 15 Nov 2021 15 Nov 2021 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 12 Nov 2021 09 Nov 2021 814-00818
424B2 Open 424B2 document View SEC filing for 424B2 424B2 12 Nov 2021 333-258913
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A GLACIER POINT ADVISORS, LLC 10 Nov 2021 005-86732
497AD Open 497AD document View SEC filing for 497AD 497AD 10 Nov 2021 333-258913
FWP Open FWP document View SEC filing for FWP FWP 10 Nov 2021 333-258913
497AD Open 497AD document View SEC filing for 497AD 497AD 08 Nov 2021 333-258913
8-K Open 8-K document View SEC filing for 8-K 8-K 08 Nov 2021 08 Nov 2021 814-00818
424B2 Open 424B2 document View SEC filing for 424B2 424B2 08 Nov 2021 333-258913
305B2 Open 305B2 document View SEC filing for 305B2 305B2 08 Nov 2021 333-258913
EFFECT Open EFFECT document View SEC filing for EFFECT 19 Oct 2021 333-258913
N-2/A Open N-2/A document View SEC filing for N-2/A N-2/A 15 Oct 2021 333-258913
4 Open 4 document View SEC filing for 4 31 Aug 2021 27 Aug 2021
N-2 Open N-2 document View SEC filing for N-2 REGISTRATION STATEMENT 19 Aug 2021 333-258913
10-Q Open 10-Q document View SEC filing for 10-Q QUARTERLY REPORT 11 Aug 2021 30 Jun 2021 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 11 Aug 2021 11 Aug 2021 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G FORM 40-17G 16 Jul 2021 814-00818
4 Open 4 document View SEC filing for 4 26 May 2021 24 May 2021
4 Open 4 document View SEC filing for 4 26 May 2021 24 May 2021
4 Open 4 document View SEC filing for 4 26 May 2021 24 May 2021
4 Open 4 document View SEC filing for 4 24 May 2021 20 May 2021
4 Open 4 document View SEC filing for 4 24 May 2021 19 May 2021
4 Open 4 document View SEC filing for 4 19 May 2021 17 May 2021
4 Open 4 document View SEC filing for 4 18 May 2021 14 May 2021
10-Q Open 10-Q document View SEC filing for 10-Q QUARTERLY REPORT 13 May 2021 31 Mar 2021 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 13 May 2021 12 May 2021 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 12 Apr 2021 08 Apr 2021 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 16 Mar 2021 16 Mar 2021 814-00818
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 26 Feb 2021 08 Apr 2021 814-00818
SC 13G Open SC 13G document View SEC filing for SC 13G GLACIER POINT ADVISORS, LLC 26 Feb 2021 005-86732
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 17 Feb 2021 005-86732
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A AMENDMENT NO. 1 TO THE SCHEDULE 13G 16 Feb 2021 005-86732
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 16 Feb 2021 10 Feb 2021 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q QUARTERLY REPORT 16 Feb 2021 31 Dec 2020 814-00818
10-K/A Open 10-K/A document View SEC filing for 10-K/A AMENDMENT NO. 1 28 Jan 2021 28 Jan 2021 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 21 Jan 2021 21 Jan 2021 814-00818
3 Open 3 document View SEC filing for 3 FORM 3 08 Jan 2021 01 Jan 2021
CERT Open CERT document View SEC filing for CERT 04 Jan 2021 001-35040
8-A12B Open 8-A12B document View SEC filing for 8-A12B 8-A12B 04 Jan 2021 001-35040
8-A12B Open 8-A12B document View SEC filing for 8-A12B 8-A12B 04 Jan 2021 001-35040
25 Open 25 document View SEC filing for 25 FORM 25 04 Jan 2021 001-35040
25 Open 25 document View SEC filing for 25 25 04 Jan 2021 001-35040
8-K Open 8-K document View SEC filing for 8-K 8-K 28 Dec 2020 28 Dec 2020 814-00818
10-K Open 10-K document View SEC filing for 10-K 10-K 11 Dec 2020 11 Dec 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 11 Dec 2020 11 Dec 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 24 Nov 2020 18 Nov 2020 814-00818
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G, AMENDMENT NO. 2 23 Nov 2020 005-86732
25-NSE Open 25-NSE document View SEC filing for 25-NSE 20 Nov 2020 001-35040
25 Open 25 document View SEC filing for 25 25 21 Oct 2020 001-35040
N-23C-2 Open N-23C-2 document View SEC filing for N-23C-2 N-23C-2 21 Oct 2020 21 Oct 2020 817-01312
8-K Open 8-K document View SEC filing for 8-K 8-K 21 Oct 2020 21 Oct 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 13 Oct 2020 08 Oct 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 30 Sep 2020 29 Sep 2020 814-00818
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 18 Sep 2020 005-86732
3 Open 3 document View SEC filing for 3 FORM 3 24 Aug 2020 19 Aug 2020
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 24 Aug 2020 005-86732
8-K Open 8-K document View SEC filing for 8-K 8-K 21 Aug 2020 19 Aug 2020 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 20 Aug 2020 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Aug 2020 12 Aug 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 11 Aug 2020 07 Aug 2020
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 07 Aug 2020 30 Jun 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 07 Aug 2020 07 Aug 2020 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 06 Aug 2020 04 Aug 2020
8-K Open 8-K document View SEC filing for 8-K 8-K 06 Aug 2020 03 Aug 2020 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Aug 2020 30 Jul 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Jul 2020 27 Jul 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Jul 2020 22 Jul 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Jul 2020 17 Jul 2020
SC 13D Open SC 13D document View SEC filing for SC 13D GLACIER POINT ADVISORS, LLC 20 Jul 2020 005-86732
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 17 Jul 2020 005-86732
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Jul 2020 14 Jul 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 Jul 2020 09 Jul 2020
8-K Open 8-K document View SEC filing for 8-K 8-K 13 Jul 2020 13 Jul 2020 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 08 Jul 2020 06 Jul 2020
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 08 Jul 2020 005-86732
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Jul 2020 30 Jun 2020
8-K Open 8-K document View SEC filing for 8-K 8-K 02 Jul 2020 02 Jul 2020 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 Jun 2020 24 Jun 2020
8-K Open 8-K document View SEC filing for 8-K 8-K 15 Jun 2020 15 Jun 2020 814-00818
CORRESP Open CORRESP document View SEC filing for CORRESP 28 May 2020
DEF 14A Open DEF 14A document View SEC filing for DEF 14A PROXY STATEMENT 28 May 2020 30 Jun 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 26 May 2020 21 May 2020 814-00818
SC 13D Open SC 13D document View SEC filing for SC 13D 15 May 2020 005-86732
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 11 May 2020 31 Mar 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 11 May 2020 11 May 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 08 May 2020 08 May 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 05 May 2020 01 May 2020 814-00818
PRE 14A Open PRE 14A document View SEC filing for PRE 14A PRELIMINARY PROXY STATEMENT 01 May 2020 01 May 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 16 Apr 2020 16 Apr 2020 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 01 Apr 2020 01 Apr 2020 814-00818
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 12 Mar 2020 005-86732
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G, AMENDMENT NO. 1 14 Feb 2020 005-86732
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 11 Feb 2020 07 Feb 2020
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 10 Feb 2020 31 Dec 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 10 Feb 2020 10 Feb 2020 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 06 Feb 2020 04 Feb 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 30 Jan 2020 28 Jan 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Jan 2020 22 Jan 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Jan 2020 15 Jan 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2020 10 Jan 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Jan 2020 07 Jan 2020
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 06 Jan 2020 02 Jan 2020
8-K/A Open 8-K/A document View SEC filing for 8-K/A AMENDMENT NO.1 TO FORM 8-K 30 Dec 2019 30 Dec 2019 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Dec 2019 23 Dec 2019
SC 13D Open SC 13D document View SEC filing for SC 13D 27 Dec 2019 005-86732
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Dec 2019 17 Dec 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 16 Dec 2019 12 Dec 2019
10-K Open 10-K document View SEC filing for 10-K 10-K 16 Dec 2019 30 Sep 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 16 Dec 2019 16 Dec 2019 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 11 Dec 2019 09 Dec 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Dec 2019 02 Dec 2019
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A GLACIER POINT ADVISORS, LLC 03 Dec 2019 005-86732
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Nov 2019 26 Nov 2019
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 22 Nov 2019 20 Nov 2019
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 21 Nov 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 21 Nov 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 21 Nov 2019 19 Nov 2019 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Nov 2019 15 Nov 2019
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT TO FORM 40-APP 14 Nov 2019 812-14971-01
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 Nov 2019 08 Nov 2019
40-33 Open 40-33 document View SEC filing for 40-33 FORM 40-33 13 Nov 2019 814-00818
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 04 Nov 2019 005-86732
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 04 Nov 2019 25 Oct 2019
4 Open 4 document View SEC filing for 4 29 Oct 2019 25 Oct 2019
4 Open 4 document View SEC filing for 4 29 Oct 2019 25 Oct 2019
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A FORM SC 13D/A 28 Oct 2019 005-86732
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 15 Oct 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 15 Oct 2019 814-00818
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL 10 Oct 2019 005-86732
SC 13G Open SC 13G document View SEC filing for SC 13G GLACIER POINT ADVISORS 23 Sep 2019 005-86732
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT TO FORM 40-APP 03 Sep 2019 812-14971-01
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 16 Aug 2019 12 Aug 2019 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 09 Aug 2019 30 Jun 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 09 Aug 2019 08 Aug 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 02 Aug 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 02 Aug 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 02 Aug 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 02 Aug 2019 29 Jul 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 31 Jul 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 31 Jul 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 29 Jul 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 29 Jul 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 29 Jul 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 29 Jul 2019 29 Jul 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 25 Jul 2019 24 Jul 2019 814-00818
8-K/A Open 8-K/A document View SEC filing for 8-K/A 8-K/A 12 Jun 2019 10 Jun 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 10 Jun 2019 10 Jun 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 05 Jun 2019 04 Jun 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 03 Jun 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 03 Jun 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 03 Jun 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 31 May 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 28 May 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 24 May 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 22 May 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 21 May 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 21 May 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 16 May 2019 814-00818
DFRN14A Open DFRN14A document View SEC filing for DFRN14A DFRN14A 14 May 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 13 May 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 13 May 2019 814-00818
DEFC14A Open DEFC14A document View SEC filing for DEFC14A DEFC14A 13 May 2019 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 10 May 2019 31 Mar 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 10 May 2019 10 May 2019 814-00818
DEFC14A Open DEFC14A document View SEC filing for DEFC14A 09 May 2019 814-00818
PREC14A Open PREC14A document View SEC filing for PREC14A PREC14A 01 May 2019 814-00818
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 24 Apr 2019 15 Apr 2019
PREC14A Open PREC14A document View SEC filing for PREC14A PRELIMINARY PROXY STATEMENT 19 Apr 2019 814-00818
3 Open 3 document View SEC filing for 3 19 Apr 2019 15 Apr 2019
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 18 Apr 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 18 Apr 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 18 Apr 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 18 Apr 2019 18 Apr 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 17 Apr 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 17 Apr 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 17 Apr 2019 15 Apr 2019 814-00818
N-2 Open N-2 document View SEC filing for N-2 REGISTRATION STATEMENT 10 Apr 2019 333-230790
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 01 Apr 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 01 Apr 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 29 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 29 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 29 Mar 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 29 Mar 2019 29 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 29 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FILING UNDER SECURITIES ACT RULE 425 29 Mar 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 29 Mar 2019 29 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A ADDITIONAL SOLICITING MATERIALS 29 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FILING UNDER SECURITIES ACT RULE 425 29 Mar 2019 814-00818
PREC14A Open PREC14A document View SEC filing for PREC14A PREC14A 22 Mar 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 20 Mar 2019 18 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 18 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 18 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 18 Mar 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 18 Mar 2019 15 Mar 2019 814-00818
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC 15 Mar 2019 005-86732
425 Open 425 document View SEC filing for 425 FORM 425 15 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 15 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 15 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 15 Mar 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 14 Mar 2019 11 Mar 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 12 Mar 2019 12 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 08 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 08 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 08 Mar 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 08 Mar 2019 08 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 08 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 08 Mar 2019 814-00818
DEFC14A Open DEFC14A document View SEC filing for DEFC14A DEFC14A 07 Mar 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A FORM DFAN14A 06 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 04 Mar 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 04 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 04 Mar 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 04 Mar 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 28 Feb 2019 814-00818
PREC14A Open PREC14A document View SEC filing for PREC14A PREC14A 25 Feb 2019 814-00818
DFAN14A Open DFAN14A document View SEC filing for DFAN14A DFAN14A 25 Feb 2019 814-00818
PX14A6G Open PX14A6G document View SEC filing for PX14A6G 25 Feb 2019 811-23228
425 Open 425 document View SEC filing for 425 FORM 425 19 Feb 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 19 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 19 Feb 2019 814-00818
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT TO FORM 40-APP 15 Feb 2019 812-14971-01
DEFA14A Open DEFA14A document View SEC filing for DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS 15 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FILING UNDER SECURITIES ACT RULE 425 15 Feb 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 15 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 15 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 13 Feb 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS 13 Feb 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 13 Feb 2019 13 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 12 Feb 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 12 Feb 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 12 Feb 2019 11 Feb 2019 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 11 Feb 2019 31 Dec 2018 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 08 Feb 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 08 Feb 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 08 Feb 2019 08 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 08 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 07 Feb 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 07 Feb 2019 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 07 Feb 2019 07 Feb 2019 814-00818
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 2 TO FORM 40-APP 07 Feb 2019 812-14971-01
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 06 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 06 Feb 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 06 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 06 Feb 2019 814-00818
PX14A6G Open PX14A6G document View SEC filing for PX14A6G 05 Feb 2019 811-23228
PX14A6G Open PX14A6G document View SEC filing for PX14A6G PX14A6G 05 Feb 2019 811-23228
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 05 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 05 Feb 2019 814-00818
PX14A6G Open PX14A6G document View SEC filing for PX14A6G 04 Feb 2019 811-23228
PX14A6G Open PX14A6G document View SEC filing for PX14A6G PX14A6G 04 Feb 2019 811-23228
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 01 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 01 Feb 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 31 Jan 2019 814-00818
PX14A6G Open PX14A6G document View SEC filing for PX14A6G 30 Jan 2019 811-23228
425 Open 425 document View SEC filing for 425 FORM 425 30 Jan 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 30 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 30 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FILING UNDER SECURITIES ACT RULE OF 425 29 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 28 Jan 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 28 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 24 Jan 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 23 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 23 Jan 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 23 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 23 Jan 2019 814-00818
PX14A6G Open PX14A6G document View SEC filing for PX14A6G 22 Jan 2019 811-23228
PX14A6G Open PX14A6G document View SEC filing for PX14A6G 22 Jan 2019 811-23228
425 Open 425 document View SEC filing for 425 FORM 425 18 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 18 Jan 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 17 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 17 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 17 Jan 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 17 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 16 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 16 Jan 2019 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 16 Jan 2019 814-00818
PX14A6G Open PX14A6G document View SEC filing for PX14A6G 14 Jan 2019 811-23228
425 Open 425 document View SEC filing for 425 FORM 425 11 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 11 Jan 2019 814-00818
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC 10 Jan 2019 005-86732
425 Open 425 document View SEC filing for 425 FORM 425 10 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 10 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 09 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 07 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 03 Jan 2019 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 28 Dec 2018 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 28 Dec 2018 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 26 Dec 2018 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 26 Dec 2018 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 26 Dec 2018 814-00818
425 Open 425 document View SEC filing for 425 FORM 425 26 Dec 2018 814-00818
DEFM14A Open DEFM14A document View SEC filing for DEFM14A DEFM14A 21 Dec 2018 814-00818
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO.1 TO FORM 40-APP 21 Dec 2018 812-14971-01
PX14A6G Open PX14A6G document View SEC filing for PX14A6G 19 Dec 2018 811-23228
PX14A6G Open PX14A6G document View SEC filing for PX14A6G 13 Dec 2018 001-35040
10-K Open 10-K document View SEC filing for 10-K 10-K 04 Dec 2018 30 Sep 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 04 Dec 2018 04 Dec 2018 814-00818
N-23C-2 Open N-23C-2 document View SEC filing for N-23C-2 N-23C-2 30 Nov 2018 30 Nov 2018 817-01312
8-K Open 8-K document View SEC filing for 8-K 8-K 30 Nov 2018 30 Nov 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 16 Nov 2018 16 Nov 2018 814-00818
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTION AND OTHER RELIEF 07 Nov 2018 812-14971-01
8-K Open 8-K document View SEC filing for 8-K 8-K 28 Sep 2018 28 Sep 2018 814-00818
425 Open 425 document View SEC filing for 425 425 16 Aug 2018 814-00818
425 Open 425 document View SEC filing for 425 425 16 Aug 2018 814-00818
425 Open 425 document View SEC filing for 425 425 15 Aug 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 15 Aug 2018 09 Aug 2018 814-00818
425 Open 425 document View SEC filing for 425 425 14 Aug 2018 814-00818
425 Open 425 document View SEC filing for 425 425 14 Aug 2018 814-00818
425 Open 425 document View SEC filing for 425 425 13 Aug 2018 814-00818
425 Open 425 document View SEC filing for 425 425 09 Aug 2018 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 09 Aug 2018 30 Jun 2018 814-00818
425 Open 425 document View SEC filing for 425 425 09 Aug 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 09 Aug 2018 09 Aug 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 09 Aug 2018 09 Aug 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 05 Jun 2018 05 Jun 2018 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 09 May 2018 31 Mar 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 09 May 2018 09 May 2018 814-00818
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 01 Mar 2018 005-86732
8-K Open 8-K document View SEC filing for 8-K 8-K 16 Feb 2018 13 Feb 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 16 Feb 2018 12 Feb 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 16 Feb 2018 16 Feb 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 07 Feb 2018 07 Feb 2018 814-00818
N-23C-2 Open N-23C-2 document View SEC filing for N-23C-2 N-23C-2 07 Feb 2018 07 Feb 2018 817-01312
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 06 Feb 2018 31 Dec 2017 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 06 Feb 2018 06 Feb 2018 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 26 Jan 2018 26 Jan 2018 814-00818
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 21 Dec 2017 13 Feb 2018 814-00818
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 15 Dec 2017 333-208746
10-K Open 10-K document View SEC filing for 10-K FORM 10-K 07 Dec 2017 30 Sep 2017 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 07 Dec 2017 07 Dec 2017 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 02 Nov 2017 02 Nov 2017 814-00818
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 05 Oct 2017 812-14778
APP NTC Open APP NTC document View SEC filing for APP NTC 05 Oct 2017 812-14778
8-K Open 8-K document View SEC filing for 8-K 8-K 08 Sep 2017 06 Sep 2017 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 09 Aug 2017 30 Jun 2017 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 09 Aug 2017 09 Aug 2017 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Jul 2017 10 Jul 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Jul 2017 10 Jul 2017
4 Open 4 document View SEC filing for 4 FORM 4 07 Jul 2017 05 Jul 2017
4 Open 4 document View SEC filing for 4 FORM 4 07 Jul 2017 05 Jul 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jul 2017 29 Jun 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jul 2017 29 Jun 2017
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 03 Jul 2017 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 28 Jun 2017 26 Jun 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 28 Jun 2017 26 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 23 Jun 2017 21 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 23 Jun 2017 21 Jun 2017
3 Open 3 document View SEC filing for 3 FORM 3 23 Jun 2017 19 Jun 2017
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 23 Jun 2017 23 Jun 2017 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Jun 2017 16 Jun 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Jun 2017 16 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 15 Jun 2017 13 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 15 Jun 2017 13 Jun 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Jun 2017 08 Jun 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Jun 2017 08 Jun 2017
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 09 Jun 2017 005-86732
4 Open 4 document View SEC filing for 4 FORM 4 07 Jun 2017 05 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 07 Jun 2017 05 Jun 2017
4 Open 4 document View SEC filing for 4 FORM 4 02 Jun 2017 31 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 02 Jun 2017 31 May 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 May 2017 25 May 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 May 2017 25 May 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 24 May 2017 22 May 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 24 May 2017 22 May 2017
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 24 May 2017 812-14778
4 Open 4 document View SEC filing for 4 FORM 4 19 May 2017 17 May 2017
4 Open 4 document View SEC filing for 4 FORM 4 19 May 2017 17 May 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 May 2017 12 May 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 May 2017 12 May 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 May 2017 09 May 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 May 2017 09 May 2017
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 09 May 2017 31 Mar 2017 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 09 May 2017 09 May 2017 814-00818
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 13 Apr 2017 812-14679
APP NTC Open APP NTC document View SEC filing for APP NTC 13 Apr 2017 812-14679
4 Open 4 document View SEC filing for 4 FORM 4 20 Mar 2017 16 Mar 2017
4 Open 4 document View SEC filing for 4 FORM 4 20 Mar 2017 16 Mar 2017
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 20 Mar 2017 812-14679
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Mar 2017 13 Mar 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Mar 2017 13 Mar 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Mar 2017 07 Mar 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Mar 2017 07 Mar 2017
25-NSE Open 25-NSE document View SEC filing for 25-NSE 22 Feb 2017 001-35040
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 16 Feb 2017 14 Feb 2017 811-23228
SC 13D Open SC 13D document View SEC filing for SC 13D SC 13D 14 Feb 2017 005-86732
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 10 Feb 2017 08 Feb 2017 814-00818
SC 13G Open SC 13G document View SEC filing for SC 13G 10 Feb 2017 005-86732
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 09 Feb 2017 31 Dec 2016 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 09 Feb 2017 09 Feb 2017 814-00818
EFFECT Open EFFECT document View SEC filing for EFFECT 06 Feb 2017 333-208746
CORRESP Open CORRESP document View SEC filing for CORRESP 03 Feb 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Feb 2017 30 Jan 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Feb 2017 30 Jan 2017
CORRESP Open CORRESP document View SEC filing for CORRESP 27 Jan 2017
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 27 Jan 2017 333-208746
N-23C-2 Open N-23C-2 document View SEC filing for N-23C-2 N-23C-2 24 Jan 2017 22 Feb 2017 817-01312
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Jan 2017 19 Jan 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Jan 2017 19 Jan 2017
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Jan 2017 30 Dec 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Jan 2017 30 Dec 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Dec 2016 27 Dec 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Dec 2016 27 Dec 2016
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 23 Dec 2016 812-14679
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 21 Dec 2016 19 Dec 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 21 Dec 2016 19 Dec 2016
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 21 Dec 2016 14 Feb 2017 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Dec 2016 14 Dec 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Dec 2016 14 Dec 2016
POS EX Open POS EX document View SEC filing for POS EX POS EX 16 Dec 2016 333-208746
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 15 Dec 2016 333-208746
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Dec 2016 09 Dec 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Dec 2016 09 Dec 2016
497 Open 497 document View SEC filing for 497 497 12 Dec 2016 333-208746
10-K Open 10-K document View SEC filing for 10-K FORM 10-K 08 Dec 2016 30 Sep 2016 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 08 Dec 2016 08 Dec 2016 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Nov 2016 07 Nov 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Nov 2016 07 Nov 2016
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 07 Nov 2016 07 Nov 2016 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Nov 2016 02 Nov 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Nov 2016 02 Nov 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Nov 2016 28 Oct 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Nov 2016 28 Oct 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Oct 2016 20 Oct 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 Oct 2016 20 Oct 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Oct 2016 13 Oct 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 17 Oct 2016 13 Oct 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Oct 2016 04 Oct 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Oct 2016 04 Oct 2016
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 22 Sep 2016 16 Sep 2016 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Sep 2016 14 Sep 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Sep 2016 14 Sep 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Sep 2016 09 Sep 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Sep 2016 09 Sep 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Sep 2016 01 Sep 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 06 Sep 2016 01 Sep 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Aug 2016 22 Aug 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Aug 2016 22 Aug 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 19 Aug 2016 18 Aug 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 19 Aug 2016 18 Aug 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Aug 2016 12 Aug 2016
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 Aug 2016 12 Aug 2016
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 09 Aug 2016 30 Jun 2016 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 09 Aug 2016 09 Aug 2016 814-00818
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 26 Jul 2016 812-14679
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 13 Jun 2016 814-00818
EFFECT Open EFFECT document View SEC filing for EFFECT 11 May 2016 333-208746
N-2/A Open N-2/A document | Open XBRL data View SEC filing for N-2/A N-2/A 10 May 2016 333-208746
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 09 May 2016 31 Mar 2016 814-00818
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 09 May 2016 09 May 2016 814-00818
CORRESP Open CORRESP document View SEC filing for CORRESP 06 May 2016
CORRESP Open CORRESP document View SEC filing for CORRESP 21 Apr 2016
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SCHEDULE 13D/A 06 Apr 2016
CORRESP Open CORRESP document View SEC filing for CORRESP 29 Mar 2016
N-2/A Open N-2/A document | Open XBRL data View SEC filing for N-2/A N-2/A 25 Mar 2016 333-208746
8-K Open 8-K document View SEC filing for 8-K 8-K 14 Mar 2016 14 Mar 2016 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 09 Feb 2016 31 Dec 2015 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 09 Feb 2016 09 Feb 2016 814-00818
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 20 Jan 2016 14 Mar 2016 814-00818
N-2 Open N-2 document | Open XBRL data View SEC filing for N-2 N-2 23 Dec 2015 333-208746
8-A12B Open 8-A12B document View SEC filing for 8-A12B FORM 8-A 18 Dec 2015 001-35040
497AD Open 497AD document View SEC filing for 497AD 497AD 17 Dec 2015 333-187324
POS EX Open POS EX document View SEC filing for POS EX POS EX 17 Dec 2015 333-187324
497 Open 497 document View SEC filing for 497 497 16 Dec 2015 333-187324
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Dec 2015 15 Dec 2015
497AD Open 497AD document View SEC filing for 497AD 497AD 15 Dec 2015 333-187324
497 Open 497 document View SEC filing for 497 497 10 Dec 2015 333-187324
497AD Open 497AD document View SEC filing for 497AD 497AD 10 Dec 2015 333-187324
10-K Open 10-K document View SEC filing for 10-K FORM 10-K 04 Dec 2015 30 Sep 2015 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 04 Dec 2015 04 Dec 2015 814-00818
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 17 Nov 2015
8-K Open 8-K document View SEC filing for 8-K 8-K 12 Nov 2015 12 Nov 2015 814-00818
8-K Open 8-K document View SEC filing for 8-K 8-K 05 Nov 2015 05 Nov 2015 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 02 Nov 2015 02 Nov 2015 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 25 Sep 2015 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 10 Aug 2015 30 Jun 2015 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 10 Aug 2015 10 Aug 2015 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 30 Jul 2015 28 Jul 2015 814-00818
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 20 Jul 2015 08 Jul 2015 001-33468
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 20 Jul 2015
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Jun 2015 29 May 2015
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Jun 2015 29 May 2015
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Jun 2015 29 May 2015
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Jun 2015 28 May 2015
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 01 Jun 2015 28 May 2015
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 11 May 2015 31 Mar 2015 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 11 May 2015 11 May 2015 814-00818
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 23 Apr 2015 24 Feb 2015
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 30 Mar 2015 27 Mar 2015 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 27 Feb 2015 24 Feb 2015 814-00818
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NONE 17 Feb 2015 005-86732
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 09 Feb 2015 31 Dec 2014 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 09 Feb 2015 09 Feb 2015 814-00818
EFFECT Open EFFECT document View SEC filing for EFFECT 30 Jan 2015 333-187324
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 30 Jan 2015 333-187324
CORRESP Open CORRESP document View SEC filing for CORRESP 27 Jan 2015
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 09 Jan 2015 24 Feb 2015 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Dec 2014 12 Dec 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Dec 2014 12 Dec 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Dec 2014 11 Dec 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Dec 2014 11 Dec 2014
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Dec 2014 11 Dec 2014
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 12 Dec 2014 333-187324
10-K Open 10-K document View SEC filing for 10-K FORM 10-K 08 Dec 2014 30 Sep 2014 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 08 Dec 2014 08 Dec 2014 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 31 Oct 2014 30 Oct 2014 814-00818
POS EX Open POS EX document View SEC filing for POS EX POS EX 26 Aug 2014 333-187324
497AD Open 497AD document View SEC filing for 497AD 497AD 26 Aug 2014 333-187324
497 Open 497 document View SEC filing for 497 497 22 Aug 2014 333-187324
497AD Open 497AD document View SEC filing for 497AD 497AD 21 Aug 2014 333-187324
497 Open 497 document View SEC filing for 497 497 20 Aug 2014 333-187324
497AD Open 497AD document View SEC filing for 497AD 497AD 20 Aug 2014 333-187324
POS EX Open POS EX document View SEC filing for POS EX POS EX 05 Aug 2014 333-187324
497 Open 497 document View SEC filing for 497 497 04 Aug 2014 333-187324
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 31 Jul 2014 30 Jun 2014 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 31 Jul 2014 31 Jul 2014 814-00818
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A 40-17G/A 08 Jul 2014 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 30 Jun 2014 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 03 Jun 2014 02 Jun 2014 814-00818
4 Open 4 document View SEC filing for 4 FORM 4 23 May 2014 23 May 2014
40-17G/A Open 40-17G/A document View SEC filing for 40-17G/A 40-17G/A 23 May 2014 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 01 May 2014 31 Mar 2014 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 01 May 2014 01 May 2014 814-00818
497AD Open 497AD document View SEC filing for 497AD 497AD 28 Apr 2014 333-187324
POS EX Open POS EX document View SEC filing for POS EX POS EX 25 Apr 2014 333-187324
497 Open 497 document View SEC filing for 497 FINAL PROSPECTUS SUPPLEMENT 24 Apr 2014 333-187324
497AD Open 497AD document View SEC filing for 497AD 497AD 23 Apr 2014 333-187324
497 Open 497 document View SEC filing for 497 PRELIMINARY PROSPECTUS SUPPLEMENT 22 Apr 2014 333-187324
497AD Open 497AD document View SEC filing for 497AD 497AD 22 Apr 2014 333-187324
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 04 Apr 2014 03 Apr 2014 814-00818
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 10 Mar 2014 07 Mar 2014
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 07 Mar 2014 06 Mar 2014 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 07 Mar 2014 07 Mar 2014 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 27 Feb 2014 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 27 Feb 2014 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFINITIVE ADDITIONAL MATERIALS 18 Feb 2014 814-00818
DEFA14A Open DEFA14A document View SEC filing for DEFA14A FORM DEFA14A 18 Feb 2014 814-00818
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 14 Feb 2014 05 Feb 2014
SC 13G Open SC 13G document View SEC filing for SC 13G NONE 14 Feb 2014 005-86732
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 12 Feb 2014 11 Feb 2014 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 06 Feb 2014 31 Dec 2013 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 06 Feb 2014 06 Feb 2014 814-00818
497AD Open 497AD document View SEC filing for 497AD 497AD 05 Feb 2014 333-187324
POS EX Open POS EX document View SEC filing for POS EX FORM N-1 AM. 5 04 Feb 2014 333-187324
497 Open 497 document View SEC filing for 497 PRELIMINARY PROSPECTUS SUPPLEMENT 04 Feb 2014 333-187324
497AD Open 497AD document View SEC filing for 497AD 497AD 31 Jan 2014 333-187324
497 Open 497 document View SEC filing for 497 497 30 Jan 2014 333-187324
497AD Open 497AD document View SEC filing for 497AD 497AD 30 Jan 2014 333-187324
EFFECT Open EFFECT document View SEC filing for EFFECT 17 Jan 2014 333-187324
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 17 Jan 2014 333-187324
CORRESP Open CORRESP document View SEC filing for CORRESP 03 Jan 2014
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 03 Jan 2014 11 Feb 2014 814-00818
PRE 14A Open PRE 14A document View SEC filing for PRE 14A PRE 14A 18 Dec 2013 18 Dec 2013 814-00818
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 10 Dec 2013 333-187324
10-K Open 10-K document View SEC filing for 10-K FORM 10-K 10 Dec 2013 30 Sep 2013 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 09 Dec 2013 09 Dec 2013 814-00818
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 01 Nov 2013 30 Sep 2013
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A FORM 40-APP/A 26 Sep 2013 812-14020-13
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 20 Sep 2013 20 Sep 2013 814-00818
497AD Open 497AD document View SEC filing for 497AD 497AD 09 Sep 2013 333-187324
POS EX Open POS EX document View SEC filing for POS EX FORM N-2 05 Sep 2013 333-187324
497 Open 497 document View SEC filing for 497 FORM 497 05 Sep 2013 333-187324
497AD Open 497AD document View SEC filing for 497AD FORM 497AD 04 Sep 2013 333-187324
497 Open 497 document View SEC filing for 497 497 03 Sep 2013 333-187324
497AD Open 497AD document View SEC filing for 497AD FORM 497AD 03 Sep 2013 333-187324
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 01 Aug 2013 30 Jun 2013 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 01 Aug 2013 01 Aug 2013 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 15 Jul 2013 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Jun 2013 12 Jun 2013
8-K Open 8-K document View SEC filing for 8-K 8-K 07 May 2013 01 May 2013 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 02 May 2013 31 Mar 2013 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 02 May 2013 02 May 2013 814-00818
497AD Open 497AD document View SEC filing for 497AD FORM 497AD 12 Apr 2013 333-187324
POS EX Open POS EX document View SEC filing for POS EX POS EX 11 Apr 2013 333-187324
497 Open 497 document View SEC filing for 497 497 11 Apr 2013 333-187324
497AD Open 497AD document View SEC filing for 497AD FORM 497AD 09 Apr 2013 333-187324
497 Open 497 document View SEC filing for 497 497 08 Apr 2013 333-187324
497AD Open 497AD document View SEC filing for 497AD 497AD 08 Apr 2013 333-187324
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 05 Apr 2013 04 Apr 2013 814-00818
UPLOAD Open UPLOAD document View SEC filing for UPLOAD 03 Apr 2013
EFFECT Open EFFECT document View SEC filing for EFFECT 02 Apr 2013 333-187324
CORRESP Open CORRESP document View SEC filing for CORRESP 02 Apr 2013
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 02 Apr 2013 28 Mar 2013 814-00818
CERTNYS Open CERTNYS document View SEC filing for CERTNYS AUTO-GENERATED PAPER DOCUMENT 22 Mar 2013 001-35040
497AD Open 497AD document View SEC filing for 497AD 497AD 18 Mar 2013 333-179237
8-A12B Open 8-A12B document View SEC filing for 8-A12B 8-A12B 18 Mar 2013 001-35040
N-2 Open N-2 document View SEC filing for N-2 N-2 18 Mar 2013 333-187324
POS EX Open POS EX document View SEC filing for POS EX POST-EFFECTIVE AMENDMENT NO. 7 TO FORM N-2 15 Mar 2013 333-179237
497 Open 497 document View SEC filing for 497 497 15 Mar 2013 333-179237
497AD Open 497AD document View SEC filing for 497AD FORM 497AD 14 Mar 2013 333-179237
497 Open 497 document View SEC filing for 497 497 13 Mar 2013 333-179237
497AD Open 497AD document View SEC filing for 497AD FORM 497AD 13 Mar 2013 333-179237
EFFECT Open EFFECT document View SEC filing for EFFECT 12 Mar 2013 333-179237
CORRESP Open CORRESP document View SEC filing for CORRESP 12 Mar 2013
CORRESP Open CORRESP document View SEC filing for CORRESP 12 Mar 2013
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 12 Mar 2013 333-179237
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 08 Mar 2013 07 Mar 2013 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 15 Feb 2013 12 Feb 2013 814-00818
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 14 Feb 2013 005-86732
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 06 Feb 2013 31 Dec 2012 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 06 Feb 2013 06 Feb 2013 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 29 Jan 2013 23 Jan 2013 814-00818
DEF 14A Open DEF 14A document View SEC filing for DEF 14A 14 Jan 2013 12 Feb 2013 814-00818
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 14 Jan 2013 812-14020-13
CORRESP Open CORRESP document View SEC filing for CORRESP 14 Jan 2013
POS 8C Open POS 8C document View SEC filing for POS 8C POST-EFFECTIVE AMENDMENT 14 Jan 2013 333-179237
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 07 Jan 2013 814-00818
PRE 14A Open PRE 14A document View SEC filing for PRE 14A PRE 14A 26 Dec 2012 26 Dec 2012 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 14 Dec 2012 13 Dec 2012
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 13 Dec 2012 07 Dec 2012 814-00818
10-K Open 10-K document View SEC filing for 10-K FORM 10-K 10 Dec 2012 30 Sep 2012 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 10 Dec 2012 10 Dec 2012 814-00818
497AD Open 497AD document View SEC filing for 497AD FORM 497AD 03 Dec 2012 333-179237
POS EX Open POS EX document View SEC filing for POS EX POST EFFECTIVE AMENDMENT 03 Dec 2012 333-179237
497 Open 497 document View SEC filing for 497 497 29 Nov 2012 333-179237
497AD Open 497AD document View SEC filing for 497AD FORM 497AD 28 Nov 2012 333-179237
497AD Open 497AD document View SEC filing for 497AD 497AD 28 Nov 2012 333-179237
497 Open 497 document View SEC filing for 497 497 27 Nov 2012 333-179237
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 16 Nov 2012 812-14019
APP NTC Open APP NTC document View SEC filing for APP NTC 18 Oct 2012 812-14019
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 28 Sep 2012 25 Sep 2012 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G FORM 40-17G 26 Sep 2012 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 06 Sep 2012 31 Aug 2012 814-00818
497AD Open 497AD document View SEC filing for 497AD RULE 482 24 Aug 2012 333-179237
POS EX Open POS EX document View SEC filing for POS EX FORM POS EX 23 Aug 2012 333-179237
497 Open 497 document View SEC filing for 497 FORM 497 23 Aug 2012 333-179237
497AD Open 497AD document View SEC filing for 497AD FORM 497AD 22 Aug 2012 333-179237
497 Open 497 document View SEC filing for 497 497 21 Aug 2012 333-179237
497AD Open 497AD document View SEC filing for 497AD RULE 482 21 Aug 2012 333-179237
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 2 TO FORM 40APP 21 Aug 2012 812-14020-13
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO.1 TO FORM 40-APP 10 Aug 2012 812-14019
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 02 Aug 2012 30 Jun 2012 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 02 Aug 2012 02 Aug 2012 814-00818
497 Open 497 document View SEC filing for 497 497 03 Jul 2012 333-179237
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 2 TO 40-APP 20 Jun 2012 812-13788
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 24 May 2012 23 May 2012
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 May 2012 18 May 2012
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 May 2012 09 May 2012
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 03 May 2012 31 Mar 2012 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 03 May 2012 03 May 2012 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 03 May 2012 03 May 2012 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 24 Apr 2012 19 Apr 2012
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 24 Apr 2012 19 Apr 2012
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 24 Apr 2012 19 Apr 2012
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 04 Apr 2012 30 Mar 2012 814-00818
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO.1 TO FORM 40APP 30 Mar 2012 812-14020-13
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 28 Mar 2012 812-13787
40-APP Open 40-APP document View SEC filing for 40-APP FORM 40-APP 28 Mar 2012 812-14019
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 21 Mar 2012 21 Mar 2012 814-00818
8-A12B Open 8-A12B document View SEC filing for 8-A12B FORM 8-A 21 Mar 2012 001-35040
POS EX Open POS EX document View SEC filing for POS EX POST-EFFECTIVE AMENDMENT - EXHIBITS 21 Mar 2012 333-179237
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 14 Mar 2012 09 Mar 2012 814-00818
497 Open 497 document View SEC filing for 497 497 14 Mar 2012 333-179237
497AD Open 497AD document View SEC filing for 497AD RULE 482 14 Mar 2012 333-179237
497 Open 497 document View SEC filing for 497 FORM 497 12 Mar 2012 333-179237
497AD Open 497AD document View SEC filing for 497AD RULE 497 AND 482 12 Mar 2012 333-179237
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 27 Feb 2012 21 Nov 2011
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 27 Feb 2012 17 Feb 2012
APP NTC Open APP NTC document View SEC filing for APP NTC 27 Feb 2012 812-13787
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 5 TO FORM 40APP 24 Feb 2012 812-13787
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Feb 2012 23 Feb 2012
497AD Open 497AD document View SEC filing for 497AD RULE 497 AND 482 23 Feb 2012 333-179237
SC 13G Open SC 13G document View SEC filing for SC 13G 23 Feb 2012 005-86732
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 23 Feb 2012 17 Feb 2012 814-00818
UPLOAD Open UPLOAD document View SEC filing for UPLOAD 22 Feb 2012
POS EX Open POS EX document View SEC filing for POS EX POST-EFFECTIVE AMENDMENT - EXHIBITS 17 Feb 2012 333-179237
497 Open 497 document View SEC filing for 497 497 17 Feb 2012 333-179237
497AD Open 497AD document View SEC filing for 497AD RULE 497 AND 482 17 Feb 2012 333-179237
EFFECT Open EFFECT document View SEC filing for EFFECT 16 Feb 2012 333-179237
CORRESP Open CORRESP document View SEC filing for CORRESP 16 Feb 2012
497 Open 497 document View SEC filing for 497 497 16 Feb 2012 333-179237
497AD Open 497AD document View SEC filing for 497AD RULE 497 AND 482 16 Feb 2012 333-179237
N-2/A Open N-2/A document View SEC filing for N-2/A AMENDMENT NO. 3 TO FORM N-2 16 Feb 2012 333-179237
APP WD Open APP WD document View SEC filing for APP WD REQUEST TO WITHDRAW 15 Feb 2012 812-13835
N-2/A Open N-2/A document View SEC filing for N-2/A N-2/A 15 Feb 2012 333-179237
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 13 Feb 2012 812-13787
N-2/A Open N-2/A document View SEC filing for N-2/A AMENDMENT TO FORM N-2 13 Feb 2012 333-179237
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 10 Feb 2012 10 Feb 2012 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 06 Feb 2012 31 Dec 2011 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 06 Feb 2012 06 Feb 2012 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 03 Feb 2012 31 Jan 2012 814-00818
CORRESP Open CORRESP document View SEC filing for CORRESP 02 Feb 2012
N-2 Open N-2 document View SEC filing for N-2 FORM N-2 27 Jan 2012 333-179237
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENTS 03 Jan 2012 17 Feb 2012 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 03 Jan 2012 28 Dec 2011 814-00818
PRE 14A Open PRE 14A document View SEC filing for PRE 14A PRELIMINARY PROXY STATEMENT - FORM PRE14A 23 Dec 2011 23 Dec 2011 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 Dec 2011 21 Dec 2011
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 Dec 2011 21 Dec 2011
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 22 Dec 2011 21 Dec 2011
10-K Open 10-K document View SEC filing for 10-K 10-K 14 Dec 2011 30 Sep 2011 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 14 Dec 2011 14 Dec 2011 814-00818
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 07 Dec 2011 812-13787
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 30 Nov 2011 29 Nov 2011 814-00818
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 29 Nov 2011 812-13835
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 23 Nov 2011 21 Nov 2011 814-00818
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Aug 2011 10 Aug 2011
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Aug 2011 09 Aug 2011
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Aug 2011 09 Aug 2011
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 09 Aug 2011 04 Aug 2011 814-00818
8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 05 Aug 2011 04 Aug 2011 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q QUARTERLY REPORT 04 Aug 2011 30 Jun 2011 814-00818
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 22 Jul 2011 812-13835
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 08 Jul 2011 812-13787
4 Open 4 document View SEC filing for 4 30 Jun 2011 28 Jun 2011
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 12 May 2011 31 Mar 2011 814-00818
8-K Open 8-K document View SEC filing for 8-K FORM 8-K 12 May 2011 12 May 2011 814-00818
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 04 Mar 2011 31 Dec 2010 814-00818
40-17G Open 40-17G document View SEC filing for 40-17G 14 Feb 2011 814-00818
4 Open 4 document View SEC filing for 4 MAIN DOCUMENT DESCRIPTION 28 Jan 2011 27 Jan 2011
497AD Open 497AD document View SEC filing for 497AD 497AD 25 Jan 2011 333-166491
497 Open 497 document View SEC filing for 497 497 21 Jan 2011 333-166491
EFFECT Open EFFECT document View SEC filing for EFFECT 20 Jan 2011 333-166491
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 20 Jan 2011 20 Jan 2011
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 20 Jan 2011 20 Jan 2011
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 20 Jan 2011 20 Jan 2011
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 20 Jan 2011 20 Jan 2011
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 20 Jan 2011 20 Jan 2011
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 20 Jan 2011 20 Jan 2011
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 20 Jan 2011 20 Jan 2011
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 20 Jan 2011 20 Jan 2011
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 20 Jan 2011 20 Jan 2011
497AD Open 497AD document View SEC filing for 497AD 497AD 20 Jan 2011 333-166491
N-54A Open N-54A document View SEC filing for N-54A FORM N-54A 20 Jan 2011 814-00818
497AD Open 497AD document View SEC filing for 497AD 497AD 20 Jan 2011 333-166491
CERTNYS Open CERTNYS document View SEC filing for CERTNYS AUTO-GENERATED PAPER DOCUMENT 19 Jan 2011 001-35040
8-A12B Open 8-A12B document View SEC filing for 8-A12B 8-A12B 19 Jan 2011 001-35040
N-2/A Open N-2/A document View SEC filing for N-2/A N-2/A 19 Jan 2011 333-166491
N-2/A Open N-2/A document View SEC filing for N-2/A N-2/A 06 Jan 2011 333-166491
N-6F/A Open N-6F/A document View SEC filing for N-6F/A FORM N-6F/A 01 Dec 2010 814-00818
N-2/A Open N-2/A document View SEC filing for N-2/A N-2/A 23 Nov 2010 333-166491
APP WD Open APP WD document View SEC filing for APP WD APP WD 08 Nov 2010 812-13838
APP WD Open APP WD document View SEC filing for APP WD APP WD 08 Nov 2010 812-13837
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 05 Nov 2010 812-13788
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 05 Nov 2010 812-13787
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 05 Nov 2010 812-13838
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 04 Nov 2010 812-13837
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 03 Nov 2010 812-13835
N-6F/A Open N-6F/A document View SEC filing for N-6F/A FORM N-6F/A 02 Sep 2010 814-00818
CORRESP Open CORRESP document View SEC filing for CORRESP 02 Jul 2010
N-2/A Open N-2/A document View SEC filing for N-2/A N-2/A 02 Jul 2010 333-166491
UPLOAD Open UPLOAD document View SEC filing for UPLOAD 24 Jun 2010
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 23 Jun 2010 812-13788
40-APP Open 40-APP document View SEC filing for 40-APP FORM 40-APP 23 Jun 2010 812-13787
N-2/A Open N-2/A document View SEC filing for N-2/A FORM N-2/A 10 Jun 2010 333-166491
CORRESP Open CORRESP document View SEC filing for CORRESP 09 Jun 2010
N-2 Open N-2 document View SEC filing for N-2 FORM N-2 04 May 2010 333-166491
N-6F Open N-6F document View SEC filing for N-6F FORM N-6F 03 May 2010 814-00818

About this filer

PhenixFIN Corp files with the SEC under CIK 0001490349. This page aggregates EDGAR filings and related ownership activity.

See insider transactions for this issuer.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

Related pages