Security Snapshot

ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) Institutional Ownership

CUSIP: 77313F106

13F Institutional Holders and Ownership History from Q1 2018 to Q1 2026

Latest Period

Q1 2026

Institutions Reporting

195

Shares (Excl. Options)

97,172,475

Price

$3.58

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Latest holder snapshot 5 signals
Portfolio coverage rank
0%
Share change
+5,282,410
Value change
+$19,692,779
Number of holders
195
Issuer context Names, identifiers, and filing context for this profile. 3 identity fields
Shares outstanding
109,265,652
SEC-reported price per share
$3.02
Insider filing price
$3.02
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors

Key facts

  • RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock is tracked under CUSIP 77313F106.
  • 195 institutions reported positions in Q1 2026.
  • 2 significant owners is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 183 to 195 between Q4 2025 and Q1 2026.
  • SEC-reported value moved from $320,068,446 to $347,762,169.

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 195 institutions filings for Q1 2026.

Open SEC evidence

Security key

77313F106

Latest holder period

Q1 2026

13F holders

195

13D/G owners

2

CIK / CUSIP context first

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
2
Security
RCKT
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
MAVERICK CAPITAL LTD 2.3% -69% $9,549,818 -$22,232,671 2,513,110 -70% Maverick Capital, Ltd. 31 Dec 2025
WELLINGTON MANAGEMENT GROUP LLP 0.9% -83% $7,895,181 -$48,317,346 1,004,476 -86% Wellington Management Group LLP 30 May 2025

As of 31 Mar 2026, 195 institutional investors reported holding 97,172,475 shares of ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT). This represents 89% of the company’s total 109,265,652 outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
74%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
RTW INVESTMENTS, LP 16% 17,687,772 0% 0.63% $63,322,224
BlackRock, Inc. 7.2% 7,834,795 -0.9% 0% $28,048,565
CITIGROUP INC 4.7% 5,107,708 -2.6% 0.01% $18,285,595
VANGUARD PORTFOLIO MANAGEMENT LLC 4.3% 4,690,215 0% 0% $16,790,970
STATE STREET CORP 4.1% 4,485,989 +164% 0% $16,059,841
VANGUARD CAPITAL MANAGEMENT LLC 3.5% 3,775,736 0% 0% $13,517,135
MAVERICK CAPITAL LTD 3.3% 3,567,372 +42% 0.15% $12,771,192
Newtyn Management, LLC 2.9% 3,165,900 +19% 1.2% $11,333,922
Nuveen, LLC 2.9% 3,128,753 +1880% 0% $11,200,936
MILLENNIUM MANAGEMENT LLC 2.9% 3,118,124 +75% 0.01% $11,162,884
AQR CAPITAL MANAGEMENT LLC 2.8% 3,069,930 +336% 0.01% $10,990,350
MARSHALL WACE, LLP 2.8% 3,038,715 +11433% 0.01% $10,878,600
GEODE CAPITAL MANAGEMENT, LLC 2% 2,189,256 +3.3% 0% $7,839,361
D. E. Shaw & Co., Inc. 2% 2,169,625 -18% 0.01% $7,767,257
Monaco Asset Management SAM 1.9% 2,058,303 -31% 2.3% $7,368,725
MORGAN STANLEY 1.8% 2,020,108 -49% 0% $7,231,988
GOLDMAN SACHS GROUP INC 1.6% 1,721,116 +84% 0% $6,161,594
UBS Group AG 1.2% 1,298,173 +757% 0% $4,647,459
TWO SIGMA INVESTMENTS, LP 1% 1,097,623 -49% 0% $3,929,490
FEDERATED HERMES, INC. 0.94% 1,023,747 +16% 0.01% $3,665,014
Point72 Asset Management, L.P. 0.93% 1,012,126 +99% 0.01% $3,623,411
Opaleye Management Inc. 0.87% 955,000 0% 0.47% $3,418,900
PRICE T ROWE ASSOCIATES INC /MD/ 0.79% 859,874 -9% 0% $3,079,000
JPMORGAN CHASE & CO 0.73% 796,224 -46% 0% $2,742,991
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.66% 724,392 -2.7% 0% $2,593,323

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
33
Latest
Q1 2026
Rows shown
1-25 of 33
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 97,172,475 $347,762,169 +$19,692,779 $3.58 195
2025 Q4 91,180,049 $320,068,446 -$17,903,135 $3.51 183
2025 Q3 96,588,463 $314,789,902 +$10,465,360 $3.26 171
2025 Q2 94,974,795 $232,855,173 -$147,581,517 $2.45 194
2025 Q1 107,749,040 $722,024,357 -$52,696,378 $6.67 233
2024 Q4 109,632,268 $1,377,359,505 +$161,902,372 $12.57 222
2024 Q3 92,703,462 $1,709,382,927 +$19,027,944 $18.47 189
2024 Q2 91,217,786 $1,963,307,213 -$33,485,873 $21.53 176
2024 Q1 92,048,164 $2,479,705,726 +$111,013,838 $26.94 183
2023 Q4 89,005,050 $2,667,733,521 -$7,076,901 $29.97 192
2023 Q3 89,401,055 $1,831,770,744 +$255,347,743 $20.49 174
2023 Q2 76,338,609 $1,516,884,469 -$31,879,301 $19.87 162
2023 Q1 78,264,099 $1,340,378,412 +$44,795,861 $17.13 161
2022 Q4 75,910,257 $1,486,203,005 +$147,925,718 $19.57 167
2022 Q3 69,117,168 $1,101,781,707 +$65,989,396 $15.96 159
2022 Q2 64,545,073 $887,423,123 +$4,039,525 $13.76 141
2022 Q1 64,321,676 $1,019,794,471 +$10,531,491 $15.86 142
2021 Q4 63,097,635 $1,377,944,582 +$9,053,118 $21.83 141
2021 Q3 61,977,765 $1,849,734,470 -$24,640,220 $29.89 142
2021 Q2 61,808,292 $2,736,555,111 -$11,025,172 $44.29 144
2021 Q1 62,013,212 $2,752,442,865 -$22,930,130 $44.37 169
2020 Q4 61,952,909 $3,397,683,589 +$431,615,785 $54.84 172
2020 Q3 55,227,508 $1,262,686,245 +$19,995,693 $22.86 124
2020 Q2 53,342,815 $1,116,479,207 +$14,452,216 $20.93 113
2020 Q1 53,304,185 $743,593,762 +$12,202,337 $13.95 102
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