ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)

CUSIP: 77313F106

Q3 2020 13F Holders as of 30 Sep 2020

Holder snapshot 6 signals
Share change
+817,936
SEC-reported price per share
$22.86
Number of holders
124
Value change
+$19,995,693
Number of buys
58
Number of sells
55
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
109,265,652

Security key

77313F106

Report period

Q3 2020

Institutions

124

Top holders

10

Ownership snapshot

Top reported holders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
RTW INVESTMENTS, LP
Disclosed value leader
RTW INVESTMENTS, LP
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F Lead comparable stake: 15% Showing 1-6 of 15 holder rows.

Quick read

RTW INVESTMENTS, LP leads the comparable SEC ownership view at 15%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens RTW INVESTMENTS, LP's linked filing trail.
Comparable ownership Top 5
RTW INVESTMENTS, LP 15%
BlackRock Finance, Inc. 2.7%
TANG CAPITAL MANAGEMENT LLC 2.7%
PERCEPTIVE ADVISORS LLC 2%
VANGUARD GROUP INC 1.8%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
RTW INVESTMENTS, LP
13F
Company
13F
15%
$351,885,000
16,812,491 shares
30 Jun 2020
BlackRock Finance, Inc.
13F
Company
13F
2.7%
$62,432,000
2,982,896 shares
30 Jun 2020
TANG CAPITAL MANAGEMENT LLC
13F
Company
13F
2.7%
$62,068,000
2,965,485 shares
30 Jun 2020
PERCEPTIVE ADVISORS LLC
13F
Company
13F
2%
$45,816,000
2,189,010 shares
30 Jun 2020
VANGUARD GROUP INC
13F
Company
13F
1.8%
$40,358,000
1,928,284 shares
30 Jun 2020
WESTFIELD CAPITAL MANAGEMENT CO LP
13F
Company
13F
1.6%
$35,822,000
1,711,501 shares
30 Jun 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
124
Shares
55,227,508
Rows available
124
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
113
Q3 2020 holders
124
Holder diff
11
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 value Q3 2020 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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