ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)
CUSIP: 77313F106
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 109,265,652
- Total 13F shares
- 55,227,508
- Share change
- +817,936
- Total reported value
- $1,262,686,245
- Price per share
- $22.86
- Number of holders
- 124
- Value change
- +$19,995,693
- Number of buys
- 58
- Number of sells
- 55
Quarterly Holders Quick Answers
What is CUSIP 77313F106?
CUSIP 77313F106 identifies RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 77313F106:
Top shareholders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
15%
|
16,812,491
|
$351,885,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.7%
|
2,982,896
|
$62,432,000 | — | 30 Jun 2020 | |
| TANG CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.7%
|
2,965,485
|
$62,068,000 | — | 30 Jun 2020 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
2%
|
2,189,010
|
$45,816,000 | — | 30 Jun 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.8%
|
1,928,284
|
$40,358,000 | — | 30 Jun 2020 | |
| WESTFIELD CAPITAL MANAGEMENT CO LP |
13F
|
Company |
1.6%
|
1,711,501
|
$35,822,000 | — | 30 Jun 2020 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.5%
|
1,688,990
|
$35,351,000 | — | 30 Jun 2020 | |
| STATE STREET CORP |
13F
|
Company |
1.5%
|
1,588,389
|
$33,245,000 | — | 30 Jun 2020 | |
| EVENTIDE ASSET MANAGEMENT, LLC |
13F
|
Company |
1.4%
|
1,550,000
|
$32,442,000 | — | 30 Jun 2020 | |
| Cormorant Asset Management, LP |
13F
|
Company |
1.3%
|
1,468,550
|
$30,737,000 | — | 30 Jun 2020 | |
| Boxer Capital, LLC |
13F
|
Company |
1.3%
|
1,466,051
|
$30,684,000 | — | 30 Jun 2020 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
1.3%
|
1,409,947
|
$29,510,000 | — | 30 Jun 2020 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
1.2%
|
1,336,722
|
$27,978,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.98%
|
1,073,704
|
$22,473,000 | — | 30 Jun 2020 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.8%
|
879,351
|
$22,265,000 | — | 30 Jun 2020 | |
| FMR LLC |
13F
|
Company |
0.92%
|
1,000,779
|
$20,946,000 | — | 30 Jun 2020 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
0.88%
|
965,584
|
$20,210,000 | — | 30 Jun 2020 | |
| Vivo Capital, LLC |
13F
|
Company |
0.79%
|
860,648
|
$18,013,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.61%
|
663,981
|
$13,897,000 | — | 30 Jun 2020 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
0.59%
|
650,000
|
$13,605,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.5%
|
549,039
|
$11,491,000 | — | 30 Jun 2020 | |
| FRAZIER MANAGEMENT LLC |
13F
|
Company |
0.48%
|
528,000
|
$11,051,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.48%
|
524,604
|
$10,980,000 | — | 30 Jun 2020 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
0.45%
|
492,366
|
$10,305,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.41%
|
445,932
|
$9,333,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.4%
|
434,146
|
$9,087,000 | — | 30 Jun 2020 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
0.39%
|
423,637
|
$8,867,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.38%
|
418,657
|
$8,763,000 | — | 30 Jun 2020 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
0.35%
|
382,400
|
$8,004,000 | — | 30 Jun 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.33%
|
365,531
|
$7,651,000 | — | 30 Jun 2020 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
0.31%
|
340,016
|
$7,117,000 | — | 30 Jun 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.31%
|
339,908
|
$7,115,000 | — | 30 Jun 2020 | |
| Tekla Capital Management LLC |
13F
|
Company |
0.26%
|
289,029
|
$6,049,000 | — | 30 Jun 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.21%
|
232,006
|
$4,856,000 | — | 30 Jun 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.21%
|
226,202
|
$4,734,000 | — | 30 Jun 2020 | |
| AXA S.A. |
13F
|
Company |
0.2%
|
214,424
|
$4,488,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.19%
|
204,996
|
$4,291,000 | — | 30 Jun 2020 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.18%
|
195,971
|
$4,102,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.16%
|
172,817
|
$3,617,000 | — | 30 Jun 2020 | |
| Logos Global Management LP |
13F
|
Company |
0.14%
|
150,000
|
$3,140,000 | — | 30 Jun 2020 | |
| Samsara BioCapital, LLC |
13F
|
Company |
0.13%
|
138,197
|
$2,892,000 | — | 30 Jun 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.12%
|
130,232
|
$2,725,000 | — | 30 Jun 2020 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.09%
|
93,123
|
$1,949,000 | — | 30 Jun 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.07%
|
75,334
|
$1,577,000 | — | 30 Jun 2020 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.07%
|
75,246
|
$1,575,000 | — | 30 Jun 2020 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
0.07%
|
73,569
|
$1,538,000 | — | 30 Jun 2020 | |
| Swiss National Bank |
13F
|
Company |
0.06%
|
67,200
|
$1,406,000 | — | 30 Jun 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0.06%
|
63,087
|
$1,321,000 | — | 30 Jun 2020 | |
| Marshall Wace North America L.P. |
13F
|
Company |
0.06%
|
61,872
|
$1,296,000 | — | 30 Jun 2020 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.05%
|
59,174
|
$1,239,000 | — | 30 Jun 2020 |
Institutional Holders of ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) as of Q3 2020
As of 30 Sep 2020,
ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) was held by
124 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
55,227,508 shares.
The largest 10 holders included
RTW INVESTMENTS, LP, TANG CAPITAL MANAGEMENT LLC, BlackRock Inc., PRICE T ROWE ASSOCIATES INC /MD/, PERCEPTIVE ADVISORS LLC, VANGUARD GROUP INC, WELLINGTON MANAGEMENT GROUP LLP, STATE STREET CORP, LORD, ABBETT & CO. LLC, and EVENTIDE ASSET MANAGEMENT, LLC.
This page lists
124
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
113
Q3 2020 holders
124
Holder diff
11
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.