ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)
CUSIP: 77313F106
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 109,265,652
- Total 13F shares
- 53,304,185
- Share change
- +1,634,816
- Total reported value
- $743,593,762
- Put/Call ratio
- 70%
- Price per share
- $13.95
- Number of holders
- 102
- Value change
- +$12,202,337
- Number of buys
- 53
- Number of sells
- 55
Quarterly Holders Quick Answers
What is CUSIP 77313F106?
CUSIP 77313F106 identifies RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 77313F106:
Top shareholders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
15%
|
16,812,491
|
$382,652,000 | — | 31 Dec 2019 | |
| TANG CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.7%
|
2,965,485
|
$67,494,000 | — | 31 Dec 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.4%
|
2,636,276
|
$60,001,000 | — | 31 Dec 2019 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
2%
|
2,239,241
|
$50,965,000 | — | 31 Dec 2019 | |
| DEERFIELD MANAGEMENT COMPANY, L.P. |
13F
|
Company |
2%
|
2,164,471
|
$49,263,000 | — | 31 Dec 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
1.7%
|
1,853,670
|
$42,190,000 | — | 31 Dec 2019 | |
| Cormorant Asset Management, LP |
13F
|
Company |
1.7%
|
1,837,269
|
$41,816,000 | — | 31 Dec 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.6%
|
1,797,400
|
$40,908,000 | — | 31 Dec 2019 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.6%
|
1,765,645
|
$40,186,000 | — | 31 Dec 2019 | |
| Boxer Capital, LLC |
13F
|
Company |
1.3%
|
1,466,051
|
$33,367,000 | — | 31 Dec 2019 | |
| EVENTIDE ASSET MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
1,415,000
|
$32,205,000 | — | 31 Dec 2019 | |
| FMR LLC |
13F
|
Company |
1.2%
|
1,273,587
|
$28,987,000 | — | 31 Dec 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
1.1%
|
1,239,658
|
$28,215,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.95%
|
1,039,490
|
$23,659,000 | — | 31 Dec 2019 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
0.93%
|
1,020,534
|
$23,228,000 | — | 31 Dec 2019 | |
| STATE STREET CORP |
13F
|
Company |
0.83%
|
909,562
|
$20,702,000 | — | 31 Dec 2019 | |
| WESTFIELD CAPITAL MANAGEMENT CO LP |
13F
|
Company |
0.73%
|
797,596
|
$18,153,000 | — | 31 Dec 2019 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
0.64%
|
700,000
|
$15,932,000 | — | 31 Dec 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.63%
|
689,246
|
$15,688,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.53%
|
584,398
|
$13,301,000 | — | 31 Dec 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.43%
|
468,305
|
$10,658,000 | — | 31 Dec 2019 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.4%
|
436,374
|
$9,932,000 | — | 31 Dec 2019 | |
| HealthCor Management, L.P. |
13F
|
Company |
0.36%
|
388,360
|
$8,839,000 | — | 31 Dec 2019 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
0.33%
|
361,888
|
$8,237,000 | — | 31 Dec 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.33%
|
357,940
|
$8,146,000 | — | 31 Dec 2019 | |
| FARALLON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.32%
|
354,082
|
$8,059,000 | — | 31 Dec 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.24%
|
264,547
|
$6,020,000 | — | 31 Dec 2019 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.23%
|
255,908
|
$5,825,000 | — | 31 Dec 2019 | |
| Logos Global Management LP |
13F
|
Company |
0.2%
|
223,337
|
$5,083,000 | — | 31 Dec 2019 | |
| AXA S.A. |
13F
|
Company |
0.2%
|
218,619
|
$4,976,000 | — | 31 Dec 2019 | |
| Tekla Capital Management LLC |
13F
|
Company |
0.19%
|
207,555
|
$4,724,000 | — | 31 Dec 2019 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
0.19%
|
206,400
|
$4,698,000 | — | 31 Dec 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.18%
|
199,333
|
$4,537,000 | — | 31 Dec 2019 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.12%
|
129,936
|
$2,957,000 | — | 31 Dec 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.11%
|
118,549
|
$2,698,000 | — | 31 Dec 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.1%
|
109,947
|
$2,502,000 | — | 31 Dec 2019 | |
| PURA VIDA INVESTMENTS, LLC |
13F
|
Company |
0.1%
|
109,000
|
$2,481,000 | — | 31 Dec 2019 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.09%
|
101,466
|
$2,309,000 | — | 31 Dec 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.09%
|
96,702
|
$2,201,000 | — | 31 Dec 2019 | |
| Corriente Advisors, LLC |
13F
|
Company |
0.08%
|
88,927
|
$2,024,000 | — | 31 Dec 2019 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.08%
|
86,957
|
$1,979,000 | — | 31 Dec 2019 | |
| CANADA PENSION PLAN INVESTMENT BOARD |
13F
|
Company |
0.07%
|
76,900
|
$1,750,000 | — | 31 Dec 2019 | |
| Swiss National Bank |
13F
|
Company |
0.06%
|
62,600
|
$1,425,000 | — | 31 Dec 2019 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.05%
|
58,000
|
$1,320,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
56,114
|
$1,277,000 | — | 31 Dec 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.05%
|
53,540
|
$1,219,000 | — | 31 Dec 2019 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.05%
|
51,788
|
$1,178,000 | — | 31 Dec 2019 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.05%
|
49,289
|
$1,122,000 | — | 31 Dec 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.04%
|
48,900
|
$1,113,000 | — | 31 Dec 2019 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
0.04%
|
48,505
|
$1,104,000 | — | 31 Dec 2019 |
Institutional Holders of ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) as of Q1 2020
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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