ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)

CUSIP: 77313F106

Q3 2023 13F Holders as of 30 Sep 2023

Holder snapshot 7 signals
Share change
+12,407,922
Put/Call ratio
13%
SEC-reported price per share
$20.49
Number of holders
174
Value change
+$255,347,743
Number of buys
104
Open additional details 1 more signal available
Number of sells
60
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
109,299,832

Security key

77313F106

Report period

Q3 2023

Institutions

174

Top holders

10

Ownership snapshot

Top reported holders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
WELLINGTON MANAGEMENT GRO...
Disclosed value leader
WELLINGTON MANAGEMENT GRO...
Comparable rows
15/15
Latest evidence
30 Jun 2023
13F Lead comparable stake: 4.7% Showing 1-6 of 15 holder rows.

Quick read

WELLINGTON MANAGEMENT GROUP LLP leads the comparable SEC ownership view at 4.7%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens WELLINGTON MANAGEMENT GROUP LLP's linked filing trail.
Comparable ownership Top 5
WELLINGTON MANAGEMENT GROUP LLP 4.7%
BlackRock Finance, Inc. 4.7%
VANGUARD GROUP INC 4.2%
MAVERICK CAPITAL LTD 4%
WESTFIELD CAPITAL MANAGEMENT CO LP 3.3%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
WELLINGTON MANAGEMENT GROUP LLP
13F
Company
13F
4.7%
$102,180,621
5,142,457 shares
30 Jun 2023
BlackRock Finance, Inc.
13F
Company
13F
4.7%
$102,048,485
5,135,807 shares
30 Jun 2023
VANGUARD GROUP INC
13F
Company
13F
4.2%
$91,400,569
4,599,928 shares
30 Jun 2023
MAVERICK CAPITAL LTD
13F
Company
13F
4%
$87,030,004
4,379,970 shares
30 Jun 2023
WESTFIELD CAPITAL MANAGEMENT CO LP
13F
Company
13F
3.3%
$72,640,488
3,655,787 shares
30 Jun 2023
STATE STREET CORP
13F
Company
13F
2.9%
$63,157,272
3,178,524 shares
30 Jun 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
174
Shares
89,401,055
Rows available
174
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
162
Q3 2023 holders
174
Holder diff
12
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 value Q3 2023 value Value change Value Chg %
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