ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT)
CUSIP: 77313F106
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 109,265,652
- Total 13F shares
- 53,342,815
- Share change
- +407,350
- Total reported value
- $1,116,479,207
- Put/Call ratio
- 0%
- Price per share
- $20.93
- Number of holders
- 113
- Value change
- +$14,452,216
- Number of buys
- 70
- Number of sells
- 36
Quarterly Holders Quick Answers
What is CUSIP 77313F106?
CUSIP 77313F106 identifies RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 77313F106:
Top shareholders of RCKT - ROCKET PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
15%
|
16,812,491
|
$234,534,000 | — | 31 Mar 2020 | |
| TANG CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.7%
|
2,965,485
|
$41,369,000 | — | 31 Mar 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.5%
|
2,705,952
|
$37,748,000 | — | 31 Mar 2020 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
2%
|
2,189,010
|
$30,537,000 | — | 31 Mar 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.7%
|
1,857,107
|
$25,907,000 | — | 31 Mar 2020 | |
| WESTFIELD CAPITAL MANAGEMENT CO LP |
13F
|
Company |
1.5%
|
1,681,434
|
$23,456,000 | — | 31 Mar 2020 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.5%
|
1,679,480
|
$23,428,000 | — | 31 Mar 2020 | |
| DEERFIELD MANAGEMENT COMPANY, L.P. |
13F
|
Company |
1.5%
|
1,677,367
|
$23,399,000 | — | 31 Mar 2020 | |
| Cormorant Asset Management, LP |
13F
|
Company |
1.4%
|
1,568,550
|
$21,881,000 | — | 31 Mar 2020 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
1.4%
|
1,527,758
|
$21,312,000 | — | 31 Mar 2020 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
1.4%
|
1,513,354
|
$21,111,000 | — | 31 Mar 2020 | |
| Boxer Capital, LLC |
13F
|
Company |
1.3%
|
1,466,051
|
$20,451,000 | — | 31 Mar 2020 | |
| EVENTIDE ASSET MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
1,415,000
|
$19,739,000 | — | 31 Mar 2020 | |
| FMR LLC |
13F
|
Company |
1.1%
|
1,149,587
|
$16,037,000 | — | 31 Mar 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.98%
|
1,065,969
|
$14,870,000 | — | 31 Mar 2020 | |
| STATE STREET CORP |
13F
|
Company |
0.88%
|
965,715
|
$13,472,000 | — | 31 Mar 2020 | |
| Vivo Capital, LLC |
13F
|
Company |
0.79%
|
860,648
|
$12,006,000 | — | 31 Mar 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.71%
|
776,517
|
$10,832,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.7%
|
760,443
|
$10,608,000 | — | 31 Mar 2020 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
0.59%
|
650,000
|
$9,068,000 | — | 31 Mar 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.53%
|
581,278
|
$8,109,000 | — | 31 Mar 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.48%
|
524,184
|
$7,312,000 | — | 31 Mar 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.48%
|
519,456
|
$7,246,000 | — | 31 Mar 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.38%
|
411,081
|
$5,735,000 | — | 31 Mar 2020 | |
| HealthCor Management, L.P. |
13F
|
Company |
0.34%
|
369,639
|
$5,156,000 | — | 31 Mar 2020 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.33%
|
364,100
|
$5,079,000 | — | 31 Mar 2020 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
0.31%
|
343,000
|
$4,785,000 | — | 31 Mar 2020 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
0.31%
|
335,016
|
$4,673,000 | — | 31 Mar 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.27%
|
298,777
|
$4,168,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.26%
|
287,222
|
$4,007,000 | — | 31 Mar 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.25%
|
275,486
|
$3,843,000 | — | 31 Mar 2020 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.25%
|
275,300
|
$3,840,000 | — | 31 Mar 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0.23%
|
247,755
|
$3,456,000 | — | 31 Mar 2020 | |
| FRAZIER MANAGEMENT LLC |
13F
|
Company |
0.19%
|
210,000
|
$2,930,000 | — | 31 Mar 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.19%
|
208,552
|
$2,910,000 | — | 31 Mar 2020 | |
| Tekla Capital Management LLC |
13F
|
Company |
0.19%
|
207,555
|
$2,895,000 | — | 31 Mar 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.19%
|
207,403
|
$2,893,000 | — | 31 Mar 2020 | |
| AXA S.A. |
13F
|
Company |
0.19%
|
203,431
|
$2,838,000 | — | 31 Mar 2020 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.16%
|
170,545
|
$2,379,000 | — | 31 Mar 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.15%
|
165,015
|
$2,302,000 | — | 31 Mar 2020 | |
| Samsara BioCapital, LLC |
13F
|
Company |
0.12%
|
128,197
|
$1,788,000 | — | 31 Mar 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.11%
|
122,979
|
$1,716,000 | — | 31 Mar 2020 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.09%
|
98,491
|
$1,374,000 | — | 31 Mar 2020 | |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND |
13F
|
Company |
0.09%
|
97,800
|
$1,364,000 | — | 31 Mar 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.09%
|
93,600
|
$1,306,000 | — | 31 Mar 2020 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.07%
|
77,178
|
$1,076,000 | — | 31 Mar 2020 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
0.06%
|
67,990
|
$948,000 | — | 31 Mar 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.06%
|
67,742
|
$945,000 | — | 31 Mar 2020 | |
| Swiss National Bank |
13F
|
Company |
0.06%
|
63,500
|
$886,000 | — | 31 Mar 2020 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.06%
|
63,250
|
$882,000 | — | 31 Mar 2020 |
Institutional Holders of ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) as of Q2 2020
As of 30 Jun 2020,
ROCKET PHARMACEUTICALS, INC. - Common Stock (RCKT) was held by
113 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
53,342,815 shares.
The largest 10 holders included
RTW INVESTMENTS, LP, BlackRock Inc., TANG CAPITAL MANAGEMENT LLC, PERCEPTIVE ADVISORS LLC, VANGUARD GROUP INC, WESTFIELD CAPITAL MANAGEMENT CO LP, WELLINGTON MANAGEMENT GROUP LLP, STATE STREET CORP, EVENTIDE ASSET MANAGEMENT, LLC, and Cormorant Asset Management, LP.
This page lists
113
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
102
Q2 2020 holders
113
Holder diff
11
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.